Axos Financial, Inc. (AX) — SEC Filings
Axos Financial, Inc. (AX) — 36 SEC filings. Latest: 4 (Mar 24, 2026). Includes 22 8-K, 6 10-Q, 2 DEF 14A.
View Axos Financial, Inc. on SEC EDGAR
Overview
Axos Financial, Inc. (AX) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 4 filed on Mar 24, 2026: This Form 4 filing, dated March 24, 2026, indicates that Raymond D. Matsumoto, an insider at Axos Financial, Inc. (AX), has reported a change in beneficial ownership of securities. While the filing itself doesn't detail the specific transaction (buy or sell), it signals that an executive's stake in
Sentiment Summary
Across 36 filings, the sentiment breakdown is: 1 bullish, 34 neutral, 1 mixed. The dominant filing sentiment for Axos Financial, Inc. is neutral.
Filing Type Overview
Axos Financial, Inc. (AX) has filed 1 4, 22 8-K, 6 10-Q, 2 DEF 14A, 2 10-K, 2 SC 13G/A, 1 SC 13G with the SEC between Jan 2024 to Mar 2026.
Filings by Year
Recent SEC Filings (36)
Risk Profile
Risk Assessment: Of AX's 27 recent filings, 0 were flagged as high-risk, 8 as medium-risk, and 19 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.
Financial Highlights
| Metric | Value |
|---|---|
| Revenue | $323.390M |
| Net Income | $112.352M |
| EPS | $1.99 |
| Debt-to-Equity | 8.81 |
| Cash Position | $2.886B |
| Operating Margin | N/A |
| Total Assets | $27.431B |
| Total Debt | $2.793B |
Key Executives
- Gregory Garrabrants
- James S. Argalas
- James J. Court
Industry Context
Axos Financial operates in the highly competitive banking and financial services industry. The sector is characterized by increasing digitalization, evolving customer expectations, and a dynamic regulatory environment. Recent consolidation, such as Axos's acquisition of Verdant, highlights a trend towards strategic growth and diversification to enhance market position and service offerings.
Top Tags
financials (5) · 10-Q (5) · corporate-governance (4) · 8-K (4) · 8-k (4) · filing (3) · financial-statements (3) · sec-filing (3) · shareholder-vote (2) · Financial Services (2)
Executive Compensation
From the most recent DEF 14A filing (Sep 25, 2025):
- Not Disclosed — Chief Executive Officer: $0
- Not Disclosed — Executive Officer: $0
Key Numbers
| Metric | Value | Context |
|---|---|---|
| SEC File Number | 001-37709 | Identifies the company's filing with the SEC. |
| IRS Employer Identification Number | 33-0867444 | Company's tax identification number. |
| Net Income | $112.352M | Slight increase from $112.340M in Q3 2024 |
| Total Assets | $27.431B | Increased from $24.783B as of June 30, 2025, largely due to acquisition |
| Loans and Leases Acquired | $1.2B | From Verdant Commercial Capital, LLC acquisition |
| Provision for Credit Losses | $17.255M | Increased from $14.000M in Q3 2024 |
| Net Interest Income | $291.050M | Slight decrease from $292.048M in Q3 2024 |
| Loans (net) | $22.635B | Increased from $21.049B as of June 30, 2025 |
| Total Deposits | $22.264B | Increased from $20.829B as of June 30, 2025 |
| Goodwill Recognized | $72.767M | From Verdant acquisition, assigned to Banking Business Segment |
| Shares Outstanding | 56,644,002 | As of October 17, 2025 |
| Basic EPS | $1.99 | Increased from $1.97 in Q3 2024 |
| Proxy Solicitor Fee | $15,000 | Estimated fee for Georgeson LLC for the Annual Meeting |
| Annual Meeting Year | 2025 | Year of the Annual Meeting of Stockholders |
| Director Term End Year | 2028 | Year Class III directors' terms will expire if elected |
Forward-Looking Statements
- {"claim":"Axos Financial will continue to maintain its listing on the New York Stock Exchange.","entity":"Axos Financial, Inc.","targetDate":"2025-02-12","confidence":"high"}
Related Companies
Frequently Asked Questions
What are the latest SEC filings for Axos Financial, Inc. (AX)?
Axos Financial, Inc. has 36 recent SEC filings from Jan 2024 to Mar 2026, including 22 8-K, 6 10-Q, 2 DEF 14A. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of AX filings?
Across 36 filings, the sentiment breakdown is: 1 bullish, 34 neutral, 1 mixed. The dominant sentiment is neutral.
Where can I find Axos Financial, Inc. SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Axos Financial, Inc. (AX) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Axos Financial, Inc.?
Key financial highlights from Axos Financial, Inc.'s most recent 10-Q include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.
What is the investment thesis for AX?
The investment thesis for AX includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Axos Financial, Inc.?
Key executives identified across Axos Financial, Inc.'s filings include Gregory Garrabrants, James S. Argalas, James J. Court.
What are the main risk factors for Axos Financial, Inc. stock?
Of AX's 27 assessed filings, 0 were flagged high-risk, 8 medium-risk, and 19 low-risk.
What are recent predictions and forward guidance from Axos Financial, Inc.?
Recent forward-looking statements from Axos Financial, Inc. include guidance on {"claim":"Axos Financial will continue to maintain its listing on the New York Stock Exchange.","entity":"Axos Financial.