Axos Financial Reports on Shareholder Vote

TL;DR

AXOS shareholders voted on Nov 14th, details filed today.

AI Summary

Axos Financial, Inc. filed an 8-K on November 15, 2024, reporting on matters submitted to a vote of its security holders on November 14, 2024. The filing details the company's corporate structure, including its incorporation in Delaware and its principal executive offices located in Las Vegas, Nevada.

Why It Matters

This filing informs investors about key decisions made by Axos Financial's shareholders, which could impact the company's governance and future strategic direction.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of a shareholder vote and does not contain new financial risks or significant operational changes.

Key Players & Entities

• Axos Financial, Inc. (company) — Registrant
• November 14, 2024 (date) — Date of earliest event reported
• November 15, 2024 (date) — Date of report
• Delaware (jurisdiction) — State of incorporation
• Las Vegas, NV (location) — Principal executive offices

FAQ

Key Financial Figures

• $0.01 — ange on which registered Common stock, $0.01 par value AX New York Stock Exchange

Filing Documents

• ax-20241114.htm (8-K) — 34KB
• ax-20241114_g1.jpg (GRAPHIC) — 29KB
• 0001299709-24-000231.txt ( ) — 232KB
• ax-20241114.xsd (EX-101.SCH) — 2KB
• ax-20241114_lab.xml (EX-101.LAB) — 21KB
• ax-20241114_pre.xml (EX-101.PRE) — 12KB
• ax-20241114_htm.xml (XML) — 3KB

07 Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders. Axos Financial, Inc. (the "Company") held its annual meeting of stockholders on November 14, 2024 (the "Annual Meeting"). As of September 16, 2024, the record date for the Annual Meeting, 56,958,234 shares of the Company's common stock were eligible to vote. There were a total of 49,085,693 shares present at the Annual Meeting (86.18% of the eligible shares to vote), constituting a quorum. Set forth below are the final vote tabulations for each of the matters submitted to a vote of the stockholders, including the votes for and against, and any abstentions or broker non-votes. The first proposal was the election of the following Class II directors with terms expiring in 2027: Gregory Garrabrants, Paul J. Grinberg, Uzair Dada and Sara Wardell-Smith. For Withheld Broker Non-Votes Gregory Garrabrants 41,246,913 1,450,555 6,388,225 Paul J. Grinberg 24,902,853 17,794,615 6,388,225 Uzair Dada 41,734,214 963,254 6,388,225 Sara Wardell-Smith 41,869,938 827,530 6,388,225 The second proposal was to approve in a non-binding and advisory vote, the compensation of the Company's Named Executive Officers as disclosed in the Company's proxy statement. For Against Abstain Broker Non-Votes 25,844,309 16,646,076 207,083 6,388,225 The third proposal was the ratification of the appointment of BDO USA, P.C. as the Company's independent public accounting firm for fiscal year 2025. For Against Abstain 48,833,386 216,346 35,961 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Axos Financial, Inc. Date: November 15, 2024 By: /s/ Derrick K. Walsh Derrick K. Walsh EVP and Chief Financial Officer

View Full Filing

View this 8-K filing on SEC EDGAR