Solowin Holdings, LTD. (AXG) — SEC Filings

Overview

Solowin Holdings, LTD. (AXG) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 6-K filed on Dec 31, 2025: On December 31, 2025, Solowin Holdings (the "Company") entered into a securities purchase agreement with Fourth Paradigm International Limited (the "Purchaser"). This filing is a Report of Foreign Private Issuer for the month of December 2025.

Sentiment Summary

Across 30 filings, the sentiment breakdown is: 30 neutral. The dominant filing sentiment for Solowin Holdings, LTD. is neutral.

Filing Type Overview

Solowin Holdings, LTD. (AXG) has filed 27 6-K, 2 20-F, 1 SC 13G with the SEC between Feb 2024 to Dec 2025.

Filings by Year

2025 · 2024

Recent Filings (30)

• Solowin Holdings Enters Securities Purchase Agreement — 6-K · Dec 31, 2025 Risk: medium
  On December 31, 2025, Solowin Holdings (the "Company") entered into a securities purchase agreement with Fourth Paradigm International Limited (the "Purchaser")
• 6-K Filing — 6-K · Dec 22, 2025
• Solowin Holdings Files 6-K, Incorporates by Reference — 6-K · Nov 26, 2025 Risk: low
  Solowin Holdings, Ltd. filed a Form 6-K on November 26, 2025, to report information as a foreign private issuer. This filing incorporates by reference into exis
• 6-K Filing — 6-K · Nov 12, 2025
• Solowin Holdings Changes Ticker to AXG — 6-K · Oct 14, 2025 Risk: low
  Solowin Holdings, Ltd. announced a ticker symbol change for its Class A ordinary shares from 'SWIN' to 'AXG' on The Nasdaq Stock Market LLC, effective October 1
• Solowin Holdings Appoints Two New Directors — 6-K · Oct 3, 2025 Risk: low
  Solowin Holdings, Ltd. announced on October 3, 2025, the appointment of Professor Yang Wang as an independent director and Mr. Haokang Zhu as a director to its
• Solowin Holdings Completes AlloyX Acquisition — 6-K · Sep 3, 2025 Risk: medium
  Solowin Holdings, Ltd. announced on September 3, 2025, the completion of its acquisition of AlloyX Limited, as previously agreed upon in a Share Purchase Agreem
• Solowin Holdings Enters Sale and Purchase Agreement — 6-K · Aug 18, 2025 Risk: medium
  On August 15, 2025, Solowin Holdings, Ltd. entered into a sale and purchase agreement with LIONG CHEW SEANG @ MULIANA. The company is a Cayman Islands exempted
• Solowin Holdings Acquires AlloyX Limited — 6-K · Aug 11, 2025 Risk: medium
  On August 11, 2025, Solowin Holdings, Ltd. entered into a Sale and Purchase Agreement to acquire AlloyX Limited from its shareholders. The filing does not discl
• Solowin Holdings COO Resigns — 6-K · Jul 3, 2025 Risk: low
  Solowin Holdings, Ltd. announced on July 3, 2025, that its Chief Operation Officer, Mr. Tze Bun Cheng, has resigned from his position, effective immediately. Th
• Solowin Files 20-F, Confirms Reporting Compliance — 20-F · Jun 30, 2025 Risk: medium
  Solowin Holdings, Ltd. (AXG) filed its 20-F for the fiscal year ended March 31, 2025, indicating its status as an annual report under Section 13 or 15(d) of the
• Solowin Holdings Enters Sale and Purchase Agreement — 6-K · Jun 16, 2025 Risk: medium
  On June 16, 2025, Solowin Holdings, Ltd. entered into a Sale and Purchase Agreement with Chen Dongbin and Lau Cho. The agreement details the terms for the sale
• Solowin Holdings Sells 2M Shares for $2M — 6-K · Jun 6, 2025 Risk: medium
  On June 6, 2025, Solowin Holdings entered into a securities purchase agreement with certain individual investors to sell an aggregate of 2,000,000 Class A ordin
• Solowin Holdings Sells 20M Shares to Investors — 6-K · May 29, 2025 Risk: medium
  On May 29, 2025, Solowin Holdings entered into a securities purchase agreement with certain individual investors to sell an aggregate of 20,000,000 Class A Ordi
• Solowin Holdings Raises $3.5M via Share Sale — 6-K · May 23, 2025 Risk: medium
  On May 23, 2025, Solowin Holdings entered into securities purchase agreements with certain individual investors to sell an aggregate of 10,606,060 Class A Ordin
• Solowin Holdings Files 6-K, References Cambria Capital Deal — 6-K · Apr 8, 2025 Risk: low
  Solowin Holdings, Ltd. filed a Form 6-K on April 8, 2025, to report on its ongoing activities as a foreign private issuer. This filing references a previous dis
• Solowin Holdings CEO & Director Resigns — 6-K · Mar 19, 2025 Risk: medium
  Solowin Holdings, Ltd. announced on March 18, 2025, that Mr. Shing Tak Tam has resigned as Chief Executive Officer and a director of the Company. The company fi
• Solowin Holdings Files 6-K with Interim Financials — 6-K · Dec 31, 2024 Risk: low
  Solowin Holdings, Ltd. filed a Form 6-K on December 31, 2024, to report its unaudited interim condensed consolidated financial statements for the six months end
• Solowin Holdings Holds Extraordinary General Meeting — 6-K · Dec 18, 2024 Risk: low
  Solowin Holdings, Ltd. held an Extraordinary General Meeting of Members on December 17, 2024, in Hong Kong. The meeting was held at 10:00 a.m. Hong Kong time, w
• Solowin Holdings Files 6-K, Cites Investor Agreement — 6-K · Nov 29, 2024 Risk: low
  Solowin Holdings, Ltd. filed a Form 6-K on November 29, 2024, referencing a previous filing from November 18, 2024. This filing pertains to a securities purchas
• Solowin Holdings Postpones Shareholder Meeting to Dec 17 — 6-K · Nov 27, 2024 Risk: low
  Solowin Holdings, Ltd. announced on November 26, 2024, that it has postponed its extraordinary general meeting of shareholders, originally set for December 13,
• Solowin Holdings Sells 500,000 Shares to Investor — 6-K · Nov 18, 2024 Risk: medium
  On November 15, 2024, Solowin Holdings entered into a securities purchase agreement with an individual investor to sell 500,000 ordinary shares. The agreement w
• Solowin Holdings Calls Extraordinary General Meeting — 6-K · Nov 12, 2024 Risk: low
  Solowin Holdings, Ltd. filed a Form 6-K on November 12, 2024, to report an upcoming Extraordinary General Meeting of Members. The filing includes a Notice of th
• Solowin Holdings Files 2024 Annual Report — 20-F · Jul 26, 2024 Risk: medium
  Solowin Holdings, Ltd. filed its annual report on Form 20-F for the fiscal year ended March 31, 2024. The company, incorporated in the Cayman Islands, is listed
• Solowin Holdings Buys Stake in BA Fintech Lab — 6-K · May 28, 2024 Risk: medium
  On May 28, 2024, Solowin Holdings, Ltd. acquired 2.47% of the total outstanding share capital of BA Fintech Lab for an aggregate purchase price of $1.5 million.
• Solowin Holdings Files 6-K with Press Release — 6-K · Apr 26, 2024 Risk: low
  Solowin Holdings, Ltd. filed a Form 6-K on April 26, 2024, to report information as a foreign private issuer. The filing includes a press release dated April 26
• Solowin Holdings Discloses Share Count — 6-K · Apr 24, 2024 Risk: low
  Solowin Holdings, Ltd. filed a Form 6-K on April 24, 2024, to disclose its capitalization as of April 23, 2024. The company reported 15,980,000 ordinary shares
• Solowin Holdings Reports FY2024 First Half Financials — 6-K · Mar 18, 2024 Risk: low
  Solowin Holdings, Ltd. filed a Form 6-K on March 18, 2024, reporting its unaudited financial results for the first six months of its fiscal year 2024. The compa
• Solowin Holdings Acquires Broker-Dealer Cambria Capital — 6-K · Mar 6, 2024 Risk: medium
  On March 5, 2024, Solowin Holdings, Ltd. (the "Buyer") entered into a membership interest purchase agreement to acquire Cambria Capital, LLC, a registered broke
• SC 13G Filing — SC 13G · Feb 13, 2024

Risk Profile

Risk Assessment: Of AXG's 27 recent filings, 0 were flagged as high-risk, 14 as medium-risk, and 13 as low-risk. The overall risk profile suggests moderate risk with a balanced mix of positive and cautionary disclosures.

Key Executives

• Professor Yang Wang
• Mr. Haokang Zhu
• LIONG CHEW SEANG @ MULIANA
• Mr. Tze Bun Cheng
• Mr. Ling Ngai Lok
• Chen Dongbin
• Lau Cho
• Shing Tak Tam
• individual investor

Industry Context

Solowin Holdings operates within the security brokers, dealers, and flotation companies sector. This industry is characterized by its reliance on market liquidity, regulatory compliance, and the ability to facilitate capital raising for clients. Competition can be intense, with established financial institutions and specialized firms vying for market share in underwriting and trading activities.

Top Tags

foreign-private-issuer (7) · acquisition (4) · capital-raise (3) · 6-K (3) · shareholder-meeting (3) · securities-purchase (2) · reporting (2) · management-change (2) · agreement (2) · transaction (2)

Key Numbers

• Class A Ordinary Shares outstanding: 8,440,000 — As of March 31, 2025, indicating the number of publicly traded shares.
• Class B Ordinary Shares outstanding: 8,040,000 — As of March 31, 2025, representing shares with potentially different voting rights.
• Par value per share: $0.0001 — For both Class A and Class B Ordinary Shares, a nominal value.
• Fiscal year end date: 2025-03-31 — The period covered by this annual report.
• Commission file number: 001-41776 — Unique identifier for Solowin Holdings with the SEC.
• Shares Sold: 2,000,000 — Number of Class A ordinary shares sold in the private placement.
• Gross Proceeds: $2,000,000 — Total amount raised from the sale of shares.
• Price Per Share: $1.00 — The price at which each share was sold.
• Class A Ordinary Shares: 20,000,000 — Aggregate number of shares to be sold in the securities purchase agreement.
• Class A Ordinary Shares Sold: 10,606,060 — Represents the core of the securities purchase agreement.
• Warrants Issued: 5,303,030 — Potential for future share issuance and dilution.
• Meeting Time: 10:00 a.m. — The specific time the rescheduled extraordinary general meeting will commence.
• Ordinary Shares Sold: 500,000 — Represents the total number of shares transacted in the securities purchase agreement.
• SEC File Number: 001-41776 — Identifies the specific filing with the SEC.
• Fiscal Year End: 0331 — Indicates the end date of the reporting period.

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Frequently Asked Questions