Solowin Holdings Files 6-K, Cites Investor Agreement
Ticker: AXG · Form: 6-K · Filed: Nov 29, 2024 · CIK: 1959224
Sentiment: neutral
Topics: filing-update, securities-agreement, foreign-private-issuer
TL;DR
Solowin Holdings filed a 6-K referencing a prior investor agreement.
AI Summary
Solowin Holdings, Ltd. filed a Form 6-K on November 29, 2024, referencing a previous filing from November 18, 2024. This filing pertains to a securities purchase agreement entered into by the company with an individual investor.
Why It Matters
This filing indicates ongoing corporate actions and potential capital raising activities for Solowin Holdings, which could impact its financial structure and future operations.
Risk Assessment
Risk Level: low — The filing is an informational update and does not contain new material financial information or significant operational changes.
Key Players & Entities
- Solowin Holdings, Ltd. (company) — Filer of the 6-K report
- November 18, 2024 (date) — Date of previous disclosure referenced
- November 29, 2024 (date) — Filing date of the current 6-K
- securities purchase agreement (legal_document) — Agreement between Solowin Holdings and an investor
- individual investor (person) — Party to the securities purchase agreement
FAQ
What is the primary purpose of this Form 6-K filing?
This Form 6-K is an update and references a previous filing from November 18, 2024, concerning a securities purchase agreement entered into by Solowin Holdings with an individual investor.
When was this Form 6-K filed?
This Form 6-K was filed on November 29, 2024.
What previous filing is referenced in this report?
This report references the Form 6-K furnished on November 18, 2024.
What type of agreement is mentioned in the filing?
The filing mentions a securities purchase agreement entered into by Solowin Holdings with an individual investor.
Is Solowin Holdings a U.S. or foreign private issuer?
Solowin Holdings is identified as a foreign private issuer, as indicated by the 'REPORT OF FOREIGN PRIVATE ISSUER' title and the checkmark next to 'Form 20-F'.
Filing Stats: 456 words · 2 min read · ~2 pages · Grade level 13.4 · Accepted 2024-11-29 13:32:43
Key Financial Figures
- $0.0001 — e of 500,000 ordinary shares, par value $0.0001 (the “Ordinary Shares”) at
- $2.00 — y Shares”) at a purchase price of $2.00 per share in a registered direct offeri
- $384,600 — r purchased 192,300 Ordinary Shares for $384,600, and the second closing was scheduled t
- $615,400 — additional 307,700 Ordinary Shares for $615,400. On November 27, 2024, the Company and
Filing Documents
- ea0223055-6k_solowin.htm (6-K) — 12KB
- ea022305501ex99-1_solowin.htm (EX-99.1) — 16KB
- 0001213900-24-103958.txt ( ) — 28KB
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Date: November 29, 2024 SOLOWIN HOLDINGS By: /s/ Shing Tak Tam Shing Tak Tam Chief Executive Officer 3