AXT, Inc. Files 8-K on Financial Condition and Operations

TL;DR

**AXT just dropped an 8-K on its financials, standard stuff for the semiconductor industry.**

AI Summary

AXT, Inc. filed an 8-K on February 22, 2024, reporting on its results of operations and financial condition. The filing, under SEC File Number 000-24085, indicates that the company, incorporated in Delaware with its principal executive offices at 4281 Technology Drive, Fremont, California, is providing current financial information. This 8-K is a standard disclosure for the semiconductor and related devices industry.

Why It Matters

This filing provides investors with current information regarding AXT, Inc.'s financial performance and operational status, which can influence investment decisions.

Risk Assessment

Risk Level: low — This 8-K is a routine disclosure of financial information and does not indicate any specific new risks.

Key Numbers

• 2024-02-22 — Date of Report (Earliest event reported)
• 000-24085 — SEC File Number (AXT, Inc.'s SEC filing identifier)
• 510-438-4700 — Phone Number (Registrant's telephone number)

Key Players & Entities

• AXT, INC. (company) — Registrant
• Delaware (company) — State of incorporation
• 000-24085 (dollar_amount) — Commission File Number
• 94-3031310 (dollar_amount) — IRS Employer Identification No.
• 4281 Technology Drive Fremont, California 94538 (company) — Address of principal executive offices

FAQ

Key Financial Figures

• $0.001 — ge on which registered: Common Stock, $0.001 par value AXTI The NASDAQ Stock Mar

Filing Documents

• axti-20240222x8k.htm (8-K) — 41KB
• axti-20240222xex99d1.htm (EX-99.1) — 320KB
• axti-20240222xex99d1002.jpg (GRAPHIC) — 4KB
• 0001558370-24-001530.txt ( ) — 500KB
• axti-20240222.xsd (EX-101.SCH) — 3KB
• axti-20240222_lab.xml (EX-101.LAB) — 15KB
• axti-20240222_pre.xml (EX-101.PRE) — 10KB
• axti-20240222x8k_htm.xml (XML) — 5KB

02 Results of Operations and Financial Condition

Item 2.02 Results of Operations and Financial Condition On February 22, 2024, AXT, Inc. issued a press release announcing its financial results for the quarter and fiscal year ended December 31, 2023. A copy of the Company's press release, announcing the results, is attached hereto as Exhibit 99.1 and incorporated herein by reference. The information in Exhibit 99.1 hereto discussing the Company's results of operations and financial condition for the quarter and fiscal year ended December 31, 2023, is being "furnished" in accordance with General Instruction B.2 of Form 8-K and shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, or Sections 11 and 12(a)(2) of the Securities Act of 1933, as amended. The information contained herein and in the accompanying exhibit shall not be incorporated by reference into any filing of the Registrant, whether made before or after the date hereof, regardless of any general incorporation language in such filing, unless expressly incorporated by specific reference to such filing.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits (d) Exhibits 99.1 Press release dated February 22, 2024, regarding the financial results of AXT, Inc. for the quarter and fiscal year ended December 31, 2023. EXHIBIT INDEX Eptem Exhibit Number Description 99.1 Press release dated February 22, 2024, regarding the financial results of AXT, Inc. for the quarter and fiscal year ended December 31, 2023. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. AXT, INC. Date: F ebruary 22, 2024 By: /s/ Gary L. Fischer Gary L. Fischer Chief Financial Officer and Corporate Secretary

View Full Filing

View this 8-K filing on SEC EDGAR