Brookfield Asset Management Files 6-K, Includes Jan 9 Press Release
Ticker: BAM · Form: 6-K · Filed: Jan 9, 2024 · CIK: 1937926
| Field | Detail |
|---|---|
| Company | Brookfield Asset Management LTD. (BAM) |
| Form Type | 6-K |
| Filed Date | Jan 9, 2024 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 1 min |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: compliance, foreign-private-issuer, press-release
TL;DR
**Brookfield Asset Management just filed a routine 6-K, confirming its foreign private issuer status and attaching a Jan 9 press release.**
AI Summary
Brookfield Asset Management Ltd. filed a 6-K on January 9, 2024, indicating it is a foreign private issuer submitting a report to the SEC. This filing confirms the company's status and includes a press release dated January 9, 2024, as Exhibit 99.1. For investors, this matters because it signals routine compliance with U.S. securities regulations, providing transparency and access to important company announcements like the referenced press release.
Why It Matters
This filing confirms Brookfield Asset Management's ongoing compliance with SEC reporting requirements as a foreign private issuer, ensuring U.S. investors have access to key company information, including the attached press release.
Risk Assessment
Risk Level: low — This is a routine compliance filing for a foreign private issuer and does not indicate any new or elevated risks.
Analyst Insight
Investors should review the attached Press Release (Exhibit 99.1) dated January 9, 2024, for any material information, as the 6-K itself is a standard compliance filing.
Key Players & Entities
- Brookfield Asset Management Ltd. (company) — the registrant filing the 6-K
- SEC (company) — the regulatory body receiving the filing
- January 9, 2024 (date) — the filing date and date of the attached press release
- 001-41563 (other) — Commission File Number for Brookfield Asset Management Ltd.
FAQ
What is the purpose of Brookfield Asset Management Ltd.'s 6-K filing dated January 9, 2024?
The purpose of the 6-K filing is for Brookfield Asset Management Ltd., as a foreign private issuer, to submit a report to the United States Securities and Exchange Commission pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934. It also includes a Press Release dated January 9, 2024, as Exhibit 99.1.
Under which SEC forms does Brookfield Asset Management Ltd. file its annual reports?
Brookfield Asset Management Ltd. indicates by check mark that it files its annual reports under cover of Form 20-F, as noted by the 'X' next to 'Form 20-F' in the filing.
What is the Commission File Number for Brookfield Asset Management Ltd.?
The Commission File Number for Brookfield Asset Management Ltd. is 001-41563, as stated in the filing.
Where is Brookfield Asset Management Ltd.'s principal executive office located?
Brookfield Asset Management Ltd.'s principal executive office is located at Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762, Toronto, Ontario, Canada M5J 2T3.
What is included as Exhibit 99.1 in this 6-K filing?
Exhibit 99.1 in this 6-K filing is a Press Release dated January 9, 2024.
Filing Stats: 164 words · 1 min read · ~1 pages · Grade level 11.2 · Accepted 2024-01-09 07:30:05
Filing Documents
- f6k_010924.htm (6-K) — 6KB
- exh_991.htm (EX-99.1) — 12KB
- 0001171843-24-000149.txt ( ) — 19KB
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Brookfield Asset Management Ltd. (Registrant) Date: January 9, 2024 /s/ Bahir Manios Bahir Manios Chief Financial Officer (Principal Financial and Accounting Officer)