BNY Mellon Redeems Preferred Capital Securities

Ticker: BK-PK · Form: 8-K · Filed: Nov 20, 2024 · CIK: 1390777

Bank Of New York Mellon Corp 8-K Filing Summary
FieldDetail
CompanyBank Of New York Mellon Corp (BK-PK)
Form Type8-K
Filed DateNov 20, 2024
Risk Levellow
Pages2
Reading Time2 min
Key Dollar Amounts$0.01, $750,000,000
Sentimentneutral

Sentiment: neutral

Topics: debt-redemption, preferred-stock, capital-structure

TL;DR

BNY Mellon is redeeming its preferred capital securities, potentially optimizing its capital structure.

AI Summary

On November 20, 2024, The Bank of New York Mellon Corporation (BNY Mellon) filed an 8-K to report the redemption of its 6.244% Fixed-to-Floating Rate Normal Preferred Capital Securities of Mellon Capital IV. The securities are fully and unconditionally guaranteed by The Bank of New York Mellon Corporation.

Why It Matters

This action indicates a potential shift in BNY Mellon's capital structure or financing strategy, which could impact its financial leverage and cost of capital.

Risk Assessment

Risk Level: low — The filing is a standard disclosure of a corporate action (redemption of securities) and does not inherently present new risks to the company or investors.

Key Numbers

  • 6.244% — Interest Rate (This is the fixed-to-floating rate of the preferred capital securities being redeemed.)

Key Players & Entities

  • The Bank of New York Mellon Corporation (company) — Registrant and Guarantor
  • Mellon Capital IV (company) — Issuer of the redeemed securities
  • 6.244% (dollar_amount) — Interest rate of the redeemed securities
  • November 20, 2024 (date) — Date of the earliest event reported

FAQ

What is the specific series of preferred capital securities being redeemed?

The filing refers to the '6.244% Fixed-to-Floating Rate Normal Preferred Capital Securities of Mellon Capital IV'.

Who is guaranteeing these preferred capital securities?

The securities are fully and unconditionally guaranteed by The Bank of New York Mellon Corporation.

What is the exact date of the earliest event reported in this filing?

The date of the earliest event reported is November 20, 2024.

What is the primary business classification for The Bank of New York Mellon Corporation?

The Standard Industrial Classification (SIC) code indicates 'STATE COMMERCIAL BANKS [6022]'.

What is the state of incorporation for The Bank of New York Mellon Corporation?

The company is incorporated in Delaware.

Filing Stats: 517 words · 2 min read · ~2 pages · Grade level 10.9 · Accepted 2024-11-20 16:46:01

Key Financial Figures

  • $0.01 — nge on which registered Common Stock, $0.01 par value BK New York Stock Exchang
  • $750,000,000 — k of New York Mellon Corporation issued $750,000,000 aggregate principal amount of its 5.225

Filing Documents

FINANCIAL STATEMENTS AND EXHIBITS

FINANCIAL STATEMENTS AND EXHIBITS. (d) EXHIBITS Exhibit Number Description 5.1 Opinion of Sullivan & Cromwell LLP 23.1 Consent of Sullivan & Cromwell LLP (included in Exhibit 5.1) 104 Cover Page Interactive Data File – the cover page XBRL tags are embedded within the Inline XBRL document 2

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. The Bank of New York Mellon Corporation (Registrant) Date: November 20, 2024 By: /s/ Jean Weng Name: Jean Weng Title: Secretary 3

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