Brookfield Corp Files 6-K, Confirms Foreign Private Issuer Status
Ticker: BKFPF · Form: 6-K · Filed: Jan 31, 2024 · CIK: 1001085
| Field | Detail |
|---|---|
| Company | Brookfield CORP /On/ (BKFPF) |
| Form Type | 6-K |
| Filed Date | Jan 31, 2024 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 1 min |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: regulatory-filing, foreign-issuer, compliance
TL;DR
**Brookfield just filed a routine 6-K, confirming its foreign private issuer status and Form 40-F reporting.**
AI Summary
Brookfield Corporation filed a Form 6-K on January 31, 2024, indicating it is a foreign private issuer submitting a report to the SEC. This filing confirms Brookfield's status as a company that files annual reports under Form 40-F, which is typically used by Canadian companies. For investors, this matters because it clarifies Brookfield's regulatory reporting framework, confirming its compliance with U.S. securities laws as a foreign entity, which can impact how its financial information is presented and accessed.
Why It Matters
This filing confirms Brookfield Corporation's regulatory status as a foreign private issuer, which dictates its reporting requirements to the SEC and provides transparency on its compliance with U.S. securities laws.
Risk Assessment
Risk Level: low — This is a routine administrative filing that does not contain new financial or operational information, posing minimal risk.
Analyst Insight
Investors should note this filing as a routine compliance update, confirming Brookfield's established regulatory status. No immediate action is required based on this administrative filing, but it reinforces the company's adherence to SEC reporting for foreign private issuers.
Key Numbers
- 001-15160 — Commission File Number (identifies Brookfield Corporation's registration with the SEC)
- 20240131 — Filing Date (the date the 6-K was filed)
Key Players & Entities
- BROOKFIELD Corp /ON/ (company) — the registrant filing the 6-K
- SEC (company) — the regulatory body receiving the filing
- United States Securities and Exchange Commission (company) — the regulatory body receiving the filing
FAQ
What is the purpose of Brookfield Corporation's 6-K filing on January 31, 2024?
The purpose of Brookfield Corporation's 6-K filing on January 31, 2024, is to report as a foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934, confirming its regulatory status and reporting framework.
Under which form does Brookfield Corporation file its annual reports?
Brookfield Corporation indicates in this 6-K filing that it files its annual reports under Form 40-F, as evidenced by the 'Form 40-F [ X ]' checkmark.
What is Brookfield Corporation's Commission File Number?
Brookfield Corporation's Commission File Number, as stated in the filing, is 001-15160.
What is the business address listed for Brookfield Corporation in this filing?
The business address listed for Brookfield Corporation in this filing is Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762, Toronto, Ontario, Canada M5J 2T3.
When was this specific 6-K filing submitted to the SEC?
This specific 6-K filing was submitted to the SEC on January 31, 2024, as indicated by the 'FILED AS OF DATE: 20240131'.
Filing Stats: 158 words · 1 min read · ~1 pages · Grade level 12.6 · Accepted 2024-01-31 10:30:05
Filing Documents
- f6k_013124.htm (6-K) — 5KB
- exh_991.htm (EX-99.1) — 3KB
- 0001171843-24-000481.txt ( ) — 10KB
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. BROOKFIELD CORPORATION (Registrant) Date: January 31, 2024 /s/ Swati Mandava Swati Mandava Senior Vice President, Legal & Regulatory