Broadway Financial CORP \De\ (BYFC) — SEC Filings
Latest SEC filings for Broadway Financial CORP \De\. Recent 10-Q/A filing on Dec 31, 2025. AI-decoded analysis of earnings, risk factors, and insider trade
View Broadway Financial CORP \De\ on SEC EDGAR
Overview
Broadway Financial CORP \De\ (BYFC) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 10-Q/A filed on Dec 31, 2025: BROADWAY FINANCIAL CORP filed a 10-Q/A to restate its Q1 2025 financial statements due to errors in loan participation agreements and an unconsidered appraisal. The restatement significantly increased 'Loans Receivable Held for Investment' by $21.8 million and recorded a 'Secured Borrowing' for the
Sentiment Summary
Across 37 filings, the sentiment breakdown is: 8 bearish, 25 neutral, 4 mixed. The dominant filing sentiment for Broadway Financial CORP \De\ is neutral.
Filing Type Overview
Broadway Financial CORP \De\ (BYFC) has filed 1 10-Q/A, 2 10-K/A, 24 8-K, 2 8-K/A, 4 10-Q, 1 DEF 14A, 2 10-K, 1 SC 13G/A with the SEC between Jan 2024 to Dec 2025.
Filings by Year
Recent Filings (37)
-
Broadway Financial Restates Q1, Cites Loan Accounting Errors & Widens Loss
— 10-Q/A · Dec 31, 2025 Risk: high
BROADWAY FINANCIAL CORP filed a 10-Q/A to restate its Q1 2025 financial statements due to errors in loan participation agreements and an unconsidered appraisal. -
BYFC Restates Financials, Cites Loan Accounting Error & Control Weaknesses
— 10-K/A · Dec 23, 2025 Risk: high
BROADWAY FINANCIAL CORP (BYFC) filed a 10-K/A Amendment No. 2 on December 23, 2025, to restate its financial statements for fiscal years ended December 31, 2024 -
Broadway Financial Faces NASDAQ Delisting Warning
— 8-K · Nov 25, 2025 Risk: high
Broadway Financial Corporation (DE) announced on November 20, 2025, that it received a notice from NASDAQ indicating it no longer meets the minimum bid price re - 8-K Filing — 8-K · Nov 14, 2025
-
Broadway Financial Restates Financials
— 8-K · Oct 17, 2025 Risk: medium
Broadway Financial Corporation (DE) announced on October 15, 2025, that it will not rely on previously issued financial statements or related audit reports. Thi -
Broadway Financial Corp. Faces Delisting Notice
— 8-K · Aug 22, 2025 Risk: high
Broadway Financial Corporation (DE) filed an 8-K on August 21, 2025, to report a notice of delisting or failure to satisfy a continued listing rule or standard, -
Broadway Financial Corp Files 8-K on Financials
— 8-K · Jul 31, 2025 Risk: low
Broadway Financial Corporation (DE) filed an 8-K on July 31, 2025, reporting on its results of operations and financial condition. The filing includes financial -
Broadway Financial Corp Amends Prior 8-K Filing
— 8-K/A · Jul 30, 2025 Risk: low
Broadway Financial Corporation filed an 8-K/A on July 30, 2025, to amend a previous filing. The amendment pertains to the company's results of operations and fi -
Broadway Financial Swings to Q1 Loss Amid Rising Expenses
— 10-Q · Jul 24, 2025 Risk: high
BROADWAY FINANCIAL CORP reported a net loss of $1.1 million for the first quarter ended March 31, 2025, a significant decline from the net income of $1.3 millio -
Broadway Financial Corp Files 8-K/A Amendment
— 8-K/A · Jul 8, 2025 Risk: low
Broadway Financial Corporation filed an 8-K/A on July 8, 2025, to amend a previous filing. The amendment pertains to the submission of matters to a vote of secu -
Broadway Financial Corp 8-K Filing
— 8-K · Jul 2, 2025 Risk: low
Broadway Financial Corporation (DE) filed an 8-K on July 2, 2025, reporting on matters submitted to a vote of security holders as of June 30, 2025. The filing d -
Broadway Financial Corp Reports Director and Officer Changes
— 8-K · Jun 12, 2025 Risk: medium
Broadway Financial Corporation (DE) filed an 8-K on June 12, 2025, reporting changes effective June 2, 2025. The filing covers the departure of directors, elect -
Broadway Financial Faces Delisting Risk from NASDAQ
— 8-K · Jun 2, 2025 Risk: medium
Broadway Financial Corporation (BYFC) announced on May 28, 2025, that it received a notice from NASDAQ on May 23, 2025, indicating a deficiency in meeting the m -
Broadway Financial Corp DEF 14A Filing
— DEF 14A · May 19, 2025 Risk: low
Broadway Financial Corp (DE) filed a DEF 14A on May 19, 2025, for the fiscal year ending June 30, 2025. The filing details executive compensation and other corp -
Broadway Financial Corp Files 2024 Annual Report Amendment
— 10-K/A · Apr 30, 2025 Risk: low
Broadway Financial Corporation filed an amendment (10-K/A) to its annual report for the fiscal year ended December 31, 2024. The filing, submitted on April 30, -
Broadway Financial Corp Files 8-K on Financials
— 8-K · Apr 28, 2025 Risk: low
Broadway Financial Corporation (DE) filed an 8-K on April 28, 2025, reporting on its results of operations and financial condition. The filing includes financia -
Broadway Financial Corp Files 2024 10-K
— 10-K · Mar 31, 2025 Risk: medium
Broadway Financial Corp (DE) filed its 2024 10-K on March 31, 2025, reporting on its fiscal year ending December 31, 2024. The company, a federally chartered sa -
Broadway Financial Corp Reports Director/Officer Changes
— 8-K · Mar 10, 2025 Risk: low
Broadway Financial Corporation (DE) filed an 8-K on March 10, 2025, reporting changes in its board of directors and officers, as well as updates to compensatory -
CF Bankshares to Acquire Broadway Financial Corp
— 8-K · Jan 27, 2025 Risk: medium
Broadway Financial Corporation (BYFC) announced on January 27, 2025, that it has entered into a definitive agreement to be acquired by CF Bankshares Inc. The tr -
Broadway Financial Corp. Elects New Directors, Sees Director Depart
— 8-K · Jan 16, 2025 Risk: low
Broadway Financial Corporation announced on January 13, 2025, the departure of Director David M. Smith. The company also elected two new directors, Michael J. R -
Broadway Financial Appoints BDO USA as New Auditor
— 8-K · Dec 23, 2024 Risk: low
Broadway Financial Corporation (BYFC) announced on December 18, 2024, that it has appointed BDO USA, LLP as its new independent registered public accounting fir -
Broadway Financial Corp files Q3 2024 10-Q
— 10-Q · Nov 13, 2024 Risk: medium
Broadway Financial Corp (BYFC) filed its Q3 2024 10-Q report on November 13, 2024, covering the period ending September 30, 2024. The filing details the company -
Broadway Financial Corp Files 8-K on Financials
— 8-K · Oct 29, 2024 Risk: low
Broadway Financial Corporation (BYFC) filed an 8-K on October 29, 2024, reporting on its results of operations and financial condition. The filing includes fina -
Broadway Financial Corp Files Q2 2024 10-Q
— 10-Q · Aug 14, 2024 Risk: low
Broadway Financial Corp (BYFC) filed its 10-Q for the period ending June 30, 2024. The filing details the company's financial performance and position. Key fina -
Broadway Financial to Acquire Pacific City Financial for $115M
— 8-K · Jul 30, 2024 Risk: medium
Broadway Financial Corporation (BYFC) announced on July 30, 2024, that it has entered into a definitive agreement to acquire Pacific City Financial Corporation -
Broadway Financial Corp Files 8-K on Shareholder Vote Matters
— 8-K · Jul 23, 2024 Risk: low
Broadway Financial Corporation (DE) filed an 8-K on July 23, 2024, reporting a submission of matters to a vote of security holders on July 17, 2024. The filing -
Broadway Financial to Acquire Pacific City Financial for $115M
— 8-K · Jul 19, 2024 Risk: medium
Broadway Financial Corporation (BYFC) announced on July 17, 2024, that it has entered into a definitive agreement to acquire Pacific City Financial Corporation -
CF Bankshares to Acquire Broadway Financial Corp.
— 8-K · Jun 11, 2024 Risk: medium
Broadway Financial Corporation (BYFC) announced on June 11, 2024, that it has entered into a definitive agreement to be acquired by CF Bankshares Inc. The trans -
Broadway Financial to Acquire Pacific City Financial for $100M
— 8-K · Jun 6, 2024 Risk: medium
Broadway Financial Corporation (BYFC) announced on May 30, 2024, that it has entered into a definitive agreement to acquire Pacific City Financial Corporation ( -
Broadway Financial to Acquire Pacific City Financial for $100M
— 8-K · Jun 5, 2024 Risk: medium
Broadway Financial Corporation (BYFC) announced on June 5, 2024, that it has entered into a definitive agreement to acquire Pacific City Financial Corporation ( -
Broadway Financial Faces Nasdaq Delisting Warning
— 8-K · May 29, 2024 Risk: medium
Broadway Financial Corporation (BYFC) announced on May 22, 2024, that it received a notice from Nasdaq regarding its failure to meet the minimum bid price requi -
Broadway Financial Corp Files 10-Q for Q1 2024
— 10-Q · May 24, 2024 Risk: low
Broadway Financial Corp (BYFC) filed its 10-Q for the period ending March 31, 2024. The filing details the company's financial performance and position. Specifi -
Broadway Financial Corp. Board Changes Announced
— 8-K · May 21, 2024 Risk: low
Broadway Financial Corporation announced on May 15, 2024, a change in its board of directors. Specifically, the company reported the departure of Director Micha -
Broadway Financial Corp Files 2023 Annual Report
— 10-K · May 20, 2024 Risk: low
Broadway Financial Corp (DE) filed its 10-K for the fiscal year ending December 31, 2023. The company, a federally chartered savings institution, is headquarter -
Broadway Financial Corp. Faces NASDAQ Listing Standards Issue
— 8-K · Apr 24, 2024 Risk: medium
Broadway Financial Corporation (BYFC) received a notice on April 18, 2024, indicating it failed to meet a continued listing standard for The NASDAQ Capital Mark -
EJF Capital Amends Broadway Financial Stake, Signals Group Ownership
— SC 13G/A · Feb 13, 2024 Risk: low
EJF Capital LLC, a Delaware-based investment firm, filed an amended Schedule 13G/A on February 13, 2024, indicating its ownership of Class A Common Stock in Bro -
Broadway Financial Notifies Nasdaq of Bid Price Non-Compliance
— 8-K · Jan 29, 2024
Broadway Financial Corporation (BYFC) announced on January 26, 2024, that it received a notice from the Nasdaq Capital Market regarding its failure to comply wi
Risk Profile
Risk Assessment: Of BYFC's 35 recent filings, 5 were flagged as high-risk, 13 as medium-risk, and 17 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.
Financial Highlights
Key financial metrics from Broadway Financial CORP \De\'s most recent 10-Q filing (Jul 24, 2025):
- Revenue: $8.5M
- Net Income: -$1.1M
Key Executives
- Audrey Phillips
- David M. Smith
- Michael J. Riley
- David A. R. Johnson
- Michael J. McShane
- David A. Kaplan
Industry Context
Broadway Financial Corp operates in the banking sector, which is characterized by intense competition, stringent regulatory oversight, and sensitivity to interest rate fluctuations. The industry is undergoing digital transformation, with a growing emphasis on fintech solutions and customer experience. Consolidation is also a trend, as smaller institutions face challenges in scale and technological investment.
Top Tags
financials (11) · corporate-governance (6) · acquisition (6) · merger (6) · financial-reporting (5) · compliance (4) · amendment (4) · stock-price (3) · sec-filing (3) · 8-k (3)
Key Numbers
- Increase in Loans Receivable Held for Investment: $21.8M — Due to restatement of loan participation agreements for Q1 2025
- Increase in Allowance for Credit Losses (ACL): $1.2M — For Q1 2025 due to restatement
- Net loss attributable to common stockholders: $(3.439)M — For Q1 2025, significantly wider than $(0.154)M in Q1 2024
- Provision for credit losses: $1.914M — For Q1 2025, a substantial increase from $247K in Q1 2024
- Operational loss: $1.943M — For Q1 2025, no comparable loss in Q1 2024
- Total assets: $1,258.776M — As of March 31, 2025, down from $1,334.883M at Dec 31, 2024
- Total liabilities: $974.994M — As of March 31, 2025, down from $1,049.691M at Dec 31, 2024
- Class A voting common stock shares outstanding: $6,097,773 — As of July 17, 2025
- Preferred stock dividends: $750K — Paid in Q1 2025
- Net cash used in operating activities: $4,348K — For Q1 2025, an improvement from $11,664K used in Q1 2024
- Increase in interest and fees on loans receivable and interest on borrowings: $1.7 million — For the year ended December 31, 2024, due to restatement
- Decrease in Net Income: $4 thousand — For the year ended December 31, 2024, due to restatement
- Increase in Net Income: $265 thousand — For the year ended December 31, 2023, due to restatement
- Aggregate market value of voting and nonvoting common stock held by nonaffiliates: $38.1 million — As of June 30, 2024
- Shares of Class A voting common stock outstanding: 6,022,227 — As of March 21, 2025
Forward-Looking Statements
- {"claim":"EJF Capital LLC will maintain its significant stake in Broadway Financial Corporation for the foreseeable future.","entity":"EJF Capital LLC","targetDate":"Q4 2024","confidence":"medium"}
Related Companies
Frequently Asked Questions
What are the latest SEC filings for Broadway Financial CORP \De\ (BYFC)?
Broadway Financial CORP \De\ has 37 recent SEC filings from Jan 2024 to Dec 2025, including 24 8-K, 4 10-Q, 2 10-K/A. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of BYFC filings?
Across 37 filings, the sentiment breakdown is: 8 bearish, 25 neutral, 4 mixed. The dominant sentiment is neutral.
Where can I find Broadway Financial CORP \De\ SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Broadway Financial CORP \De\ (BYFC) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Broadway Financial CORP \De\?
Key financial highlights from Broadway Financial CORP \De\'s most recent 10-Q include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.
What is the investment thesis for BYFC?
The investment thesis for BYFC includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Broadway Financial CORP \De\?
Key executives identified across Broadway Financial CORP \De\'s filings include Audrey Phillips, David M. Smith, Michael J. Riley, David A. R. Johnson, Michael J. McShane and 1 others.
What are the main risk factors for Broadway Financial CORP \De\ stock?
Of BYFC's 35 assessed filings, 5 were flagged high-risk, 13 medium-risk, and 17 low-risk.
What are recent predictions and forward guidance from Broadway Financial CORP \De\?
Recent forward-looking statements from Broadway Financial CORP \De\ include guidance on {"claim":"EJF Capital LLC will maintain its significant stake in Broadway Financial Corporation for the foreseeable futu.