Carver Bancorp Files 8-K/A Amendment

Ticker: CARV · Form: 8-K/A · Filed: Jan 27, 2025 · CIK: 1016178

Sentiment: neutral

Topics: amendment, corporate-events, financial-disclosures

TL;DR

Carver Bancorp filed an 8-K/A amendment, updating info on shareholder votes and financials.

AI Summary

Carver Bancorp, Inc. filed an 8-K/A on January 27, 2025, to amend a previous filing concerning events that occurred on December 12, 2024, and January 23, 2025. The filing relates to the submission of matters to a vote of security holders and other events, including financial statements and exhibits. The company's principal executive offices are located at 75 West 125th Street, New York, NY.

Why It Matters

This amended filing provides updated information regarding significant corporate events and financial disclosures for Carver Bancorp, Inc., which could impact investor understanding of the company's status and upcoming decisions.

Risk Assessment

Risk Level: low — The filing is an amendment to a previous report and does not appear to introduce new, significant risks or material adverse events.

Key Players & Entities

FAQ

What is the purpose of this 8-K/A filing?

This 8-K/A filing is an amendment to a previous report, intended to update information regarding the submission of matters to a vote of security holders, other events, and financial statements and exhibits.

When was the earliest event reported in this filing?

The earliest event reported in this filing occurred on December 12, 2024.

What is Carver Bancorp, Inc.'s principal executive office address?

Carver Bancorp, Inc.'s principal executive office is located at 75 West 125th Street, New York, New York 10027-4512.

What is the filing date of this 8-K/A?

This 8-K/A filing was made on January 27, 2025, with the date of report being January 23, 2025.

What is the company's state of incorporation and IRS number?

Carver Bancorp, Inc. is incorporated in Delaware and its IRS Employer Identification Number is 13-3904174.

Filing Stats: 796 words · 3 min read · ~3 pages · Grade level 9.7 · Accepted 2025-01-27 08:45:40

Key Financial Figures

Filing Documents

07

Item 5.07 Submission of Matters to a Vote of Security Holders (a-b) The final results of voting received from the Inspector of Election on each of the matters submitted to a vote of security holders during the Annual Meeting are as follows. Company's Board of Director Nominees For Withheld Jillian E. Joseph 1,728,980 1,616,254 Kenneth J. Knuckles 1,669,720 1,675,532 Dream Chasers' Nominees For Withheld Jeffrey Anderson 1,662,387 1,681,852 Jeffrey John Bailey 1,605,764 1,738,464 Based on the final results, the two directors elected at the Annual Meeting are Jillian E. Joseph and Kenneth J. Knuckles. Proposal 2. To approve the Carver Bancorp, Inc. 2024 Equity Incentive Plan. For Against Abstain 1,691,468 1,334,841 320,018 The proposal was approved based on the final vote. Proposal 3. To ratify the appointment of BDO USA, LLP as independent auditors for Carver Bancorp, Inc. for the fiscal year ending March 31, 2025. For Against Abstain 1,926,797 858,184 571,466 The proposal was approved based on the final vote. Proposal 4. Advisory (non-binding) approval of the compensation of our Named Executive Officers as described in the proxy statement. For Against Abstain 1,171,467 1,648,492 526,366 The proposal was not approved based on the final vote. No other matters were properly presented for consideration or stockholder action at the Annual Meeting.

01 Other Events

Item 8.01 Other Events. On January 27, 2025, the Company issued a press release concerning the final results of its Annual Meeting, a copy of which is filed as Exhibit 99.1 hereto and incorporated herein by reference.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 99.1 Press Release, dated January 27, 2025 104 Cover Page Interactive Data File (embedded in the cover page formatted in Inline XBRL)

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. CARVER BANCORP, INC. DATE: January 27, 2025 By: /s/ Isaac Torres Isaac Torres Senior Vice President, General Counsel and Corporate Secretary

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