Cathay General Bancorp (CATY) — SEC Filings
Cathay General Bancorp (CATY) — 27 SEC filings. Latest: 10-Q (Nov 7, 2025). Includes 13 8-K, 6 10-Q, 2 DEF 14A.
View Cathay General Bancorp on SEC EDGAR
Overview
Cathay General Bancorp (CATY) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 10-Q filed on Nov 7, 2025: Cathay General Bancorp reported a significant increase in net income for the three months ended September 30, 2025, reaching $77.65 million, up 15% from $67.51 million in the same period last year. For the nine months, net income rose to $224.61 million from $205.78 million, an 9.1% increase. Net in
Sentiment Summary
Across 27 filings, the sentiment breakdown is: 1 bullish, 24 neutral, 2 mixed. The dominant filing sentiment for Cathay General Bancorp is neutral.
Filing Type Overview
Cathay General Bancorp (CATY) has filed 6 10-Q, 13 8-K, 2 DEF 14A, 2 10-K, 2 SC 13G/A, 2 SC 13G with the SEC between Jan 2024 to Nov 2025.
Filings by Year
Recent SEC Filings (27)
Risk Profile
Risk Assessment: Of CATY's 23 recent filings, 0 were flagged as high-risk, 7 as medium-risk, and 16 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.
Financial Highlights
| Metric | Value |
|---|---|
| Revenue | $189.59M |
| Net Income | $77.65M |
| Cash Position | $166.17M |
| Total Assets | $24.08B |
| Total Debt | $119.14M |
Key Executives
- Los Angeles
- Hong Kong
- Taipei
- Beijing
- Thomas L. Johnson
- David L. Lee
- Steven L. Lee
- Peter G. Lee
- Robert J. Tan
- David L. Wu
Industry Context
Cathay General Bancorp operates in the highly competitive U.S. banking sector, with a particular focus on serving the Asian-American community. The industry is characterized by evolving interest rate environments, increasing regulatory scrutiny, and the ongoing digital transformation of financial services. Banks are contending with managing credit risk while seeking to grow loan portfolios and attract stable, low-cost deposits.
Top Tags
earnings (6) · financial-reporting (5) · financials (5) · 8-k (4) · institutional-ownership (4) · corporate-governance (3) · banking (3) · Regional Banking (2) · Financial Performance (2) · sec-filing (2)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| Net income for Q3 2025 | $77.65M | Increased 15% from $67.51M in Q3 2024 |
| Net income for nine months ended Sep 30, 2025 | $224.61M | Increased 9.1% from $205.78M in the prior year period |
| Net interest income before provision for credit losses for Q3 2025 | $189.59M | Increased 12.1% from $169.16M in Q3 2024 |
| Provision for credit losses for Q3 2025 | $28.73M | More than doubled from $14.50M in Q3 2024 |
| Total assets as of Sep 30, 2025 | $24.08B | Increased from $23.05B at Dec 31, 2024 |
| Loans held for investment as of Sep 30, 2025 | $20.10B | Increased from $19.38B at Dec 31, 2024 |
| Total deposits as of Sep 30, 2025 | $20.52B | Increased by $834.82M from Dec 31, 2024 |
| Advances from Federal Home Loan Bank as of Sep 30, 2025 | $190.00M | Increased from $60.00M at Dec 31, 2024 |
| Purchases of treasury stock for nine months ended Sep 30, 2025 | $127.92M | Increased from $60.61M in the prior year period |
| Other real estate owned, net as of Sep 30, 2025 | $32.98M | Increased from $23.07M at Dec 31, 2024 |
| Net Income (6 months) | $91.78M | Slight decrease from $91.62M in 2024 |
| Net Income (Q2) | $22.43M | Decrease from $20.75M in Q2 2024 |
| Total Assets | $1.75B | Increased from $1.67B at Dec 31, 2024 |
| Other Real Estate Owned (OREO) | $23.1M | Increased from $18.5M in prior period, indicating potential asset quality issues |
| EPS (6 months) | $0.68 | Consistent with prior year |
Forward-Looking Statements
- {"claim":"The Vanguard Group will maintain its passive investment strategy in Cathay General Bancorp.","entity":"The Vanguard Group","targetDate":"2025-02-13","confidence":"high"}
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Frequently Asked Questions
What are the latest SEC filings for Cathay General Bancorp (CATY)?
Cathay General Bancorp has 27 recent SEC filings from Jan 2024 to Nov 2025, including 13 8-K, 6 10-Q, 2 DEF 14A. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of CATY filings?
Across 27 filings, the sentiment breakdown is: 1 bullish, 24 neutral, 2 mixed. The dominant sentiment is neutral.
Where can I find Cathay General Bancorp SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Cathay General Bancorp (CATY) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Cathay General Bancorp?
Key financial highlights from Cathay General Bancorp's most recent 10-Q include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.
What is the investment thesis for CATY?
The investment thesis for CATY includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Cathay General Bancorp?
Key executives identified across Cathay General Bancorp's filings include Los Angeles, Hong Kong, Taipei, Beijing, Thomas L. Johnson and 5 others.
What are the main risk factors for Cathay General Bancorp stock?
Of CATY's 23 assessed filings, 0 were flagged high-risk, 7 medium-risk, and 16 low-risk.
What are recent predictions and forward guidance from Cathay General Bancorp?
Recent forward-looking statements from Cathay General Bancorp include guidance on {"claim":"The Vanguard Group will maintain its passive investment strategy in Cathay General Bancorp.","entity":"The Van.