Cathay General Bancorp Files 8-K on Shareholder Vote Matters

TL;DR

CATY filed an 8-K for a shareholder vote on May 13th.

AI Summary

Cathay General Bancorp filed an 8-K on May 14, 2024, reporting on matters submitted to a vote of security holders on May 13, 2024. The filing details the company's corporate information, including its principal executive offices located at 777 North Broadway, Los Angeles, California.

Why It Matters

This filing indicates that Cathay General Bancorp held a shareholder vote, which is a key event for corporate governance and can signal important decisions or approvals affecting the company's direction.

Risk Assessment

Risk Level: low — The filing is a routine corporate disclosure regarding a shareholder vote and does not contain information about significant financial changes or risks.

Key Players & Entities

• CATHAY GENERAL BANCORP (company) — Registrant
• May 13, 2024 (date) — Date of earliest event reported
• May 14, 2024 (date) — Date of report
• 777 North Broadway, Los Angeles, California 90012 (address) — Principal executive offices

FAQ

Filing Documents

• caty20240513_8k.htm (8-K) — 38KB
• 0001437749-24-016660.txt ( ) — 167KB
• caty-20240513.xsd (EX-101.SCH) — 3KB
• caty-20240513_def.xml (EX-101.DEF) — 11KB
• caty-20240513_lab.xml (EX-101.LAB) — 15KB
• caty-20240513_pre.xml (EX-101.PRE) — 11KB
• caty20240513_8k_htm.xml (XML) — 3KB

07 Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders. On May 13, 2024, Cathay General Bancorp (the "Company") held its Annual Meeting of Stockholders at which the stockholders voted upon (i) the election of five Class I directors to serve until the 2027 annual meeting of stockholders and one Class II director to serve until the 2025 annual meeting of stockholders, (ii) an advisory (non-binding) resolution to approve the Company's executive compensation disclosed in the proxy statement, and (iii) the ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the 2024 fiscal year. The stockholders elected all five Class I director nominees and one Class II director nominee, approved the advisory (non-binding) resolution to approve the Company's executive compensation disclosed in the proxy statement, and ratified the appointment of KPMG LLP as the Company's independent registered public accounting firm for the 2024 fiscal year. On the record date of March 15, 2024, there were 72,688,191 shares of the Company's common stock issued and outstanding and entitled to vote at the annual meeting. The number of votes cast for and against, as well as the number of abstentions and broker non-votes as to each such matter voted upon, as applicable, are set forth below. Election of Directors Nominee Class For Against Abstain Broker Non-Votes Jane Jelenko I 50,359,582 4,792,529 31,010 6,111,760 Ann Yee Kono I 55,110,327 60,060 12,734 6,111,760 Anthony M. Tang I 53,498,488 1,670,115 14,518 6,111,760 Shally Wang I 54,649,937 508,793 24,391 6,111,760 Peter Wu I 53,433,991 1,729,362 19,768 6,111,760 Elizabeth Woo II 55,112,351 58,404 12,366 6,111,760 Advisory (Non-Binding) Vote to Approve Our Executive Compensation For Against Abstain Broker Non-Votes 51,949,711 3,182,367 51,043 6,111,760 Proposal to Ratify the Appointment of KPMG LLP as Our Independent Registered Pub

View Full Filing

View this 8-K filing on SEC EDGAR