SC 13G: CADIZ INC

AI Summary

SC 13G filing by CADIZ INC.

Risk Assessment

Risk Level: low

Key Financial Figures

• $0.01 — me of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securitie

Filing Documents

• p24-3161sc13g.htm (SC 13G) — 59KB
• p24-3161exhibit99_1.htm (EX-99.1) — 4KB
• 0000902664-24-006569.txt ( ) — 65KB

(a)

Item 1(a). NAME OF ISSUER Cadiz Inc. (the " Issuer ")

(b)

Item 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES 550 S. Hope Street, Suite 2850, Los Angeles, CA 90071

(a)

Item 2(a). NAME OF PERSON FILING This Capital ”), with respect to the shares of Common Stock directly held by certain funds and accounts (the “ 272 Funds and Accounts ”) to which it acts as investment manager and (ii) Wes Cummins (“ Mr. Cummins ”, and together with 272 Capital, the “ Reporting Persons ”), who is the President of 272 Capital. The filing of this statement should not be construed as an admission that any Reporting Person is, for purposes of Section 13 of the Act, the beneficial owner of the securities reported herein.

(b)

Item 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE The address of the business office of each of the Reporting Persons is 3811 Turtle Creek Blvd, Suite 2125, Dallas, TX 75219.

(c)

Item 2(c). CITIZENSHIP 272 Capital is a Delaware limited partnership. Mr. Cummins is a United States citizen.

(d)

Item 2(d). TITLE OF CLASS OF SECURITIES Common Stock, par value $0.01 per share (the " Common Stock ")

(e)

Item 2(e). CUSIP NUMBER 127537207 Item 3. IF THIS STATEMENT IS FILED PURSUANT TO Rules 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) ¨ Broker or dealer registered under Section 15 of the Act; (b) ¨ Bank as defined in Section 3(a)(6) of the Act; (c) ¨ Insurance company as defined in Section 3(a)(19) of the Act; (d) ¨ Investment company registered under Section 8 of the Investment Company Act of 1940; CUSIP No. 127537207 13G Page 5 of 7 Pages (e) þ An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) ¨ An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) þ A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) ¨ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) ¨ A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) ¨ A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J); (k) ¨ Group, in accordance with Rule 13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: Not applicable . Item 4. The percentages set forth herein are calculated based upon 67,896,161 shares of Common Stock outstanding as of August 9, 2024, as reported in the Issuer's Registration Statement on Form S-3 filed with the Securities and Exchange Commission on August 8, 2024. The information required by Items 4(a) - (c) is set forth in Rows 5 - 11 of the cover page and is incorporated herein by reference. Item 5. Not applicable. Item 6. See

(a). The 272 Funds and Accounts have the right to receive or the power to direct the

Item 2(a). The 272 Funds and Accounts have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares of Common Stock reported herein. Item 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON Not applicable. Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. CUSIP No. 127537207 13G Page 6 of 7 Pages Item 9. NOTICE OF DISSOLUTION OF GROUP Not applicable. Item 10. CERTIFICATION Each Reporting Person hereby makes the following certification: By signing below the Reporting Person certifies that, to the best of his or its knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. CUSIP No. 127537207 13G Page 7 of 7 Pages

SIGNATURES

SIGNATURES After reasonable inquiry and to the best of his or its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. DATE: November 14, 2024 272 Capital LP By: /s/ Wes Cummins Name: Wes Cummins Title: President Wes Cummins By: /s/ Wes Cummins Name: Wes Cummins

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