SC 13G/A: CERO THERAPEUTICS HOLDINGS, INC.

Ticker: CEROW · Form: SC 13G/A · Filed: Nov 20, 2024 · CIK: 1870404

Sentiment: neutral

Topics: sc-13g-a

AI Summary

SC 13G/A filing by CERO THERAPEUTICS HOLDINGS, INC..

Risk Assessment

Risk Level: low

Filing Stats: 1,119 words · 4 min read · ~4 pages · Grade level 11.4 · Accepted 2024-11-20 16:06:55

Key Financial Figures

Filing Documents

(a)

Item 1(a). Name of Issuer: CERo Therapeutics Holdings, Inc.

(b)

Item 1(b). Address of Issuer’s Principal Executive Offices: 201 Haskins Way, Suite 230, South San Francisco, CA 94080

(a)

Item 2(a). Name of Person Filing: Stuart Sloan SMS Revocable Trust

(b)

Item 2(b). Address of Principal Business Office or, if none, Residence: 4734 25th Ave NE, Seattle, WA 98105.

(c)

Item 2 (c). Citizenship: Stuart Sloan is a citizen of the United States of America. SMS Revocable Trust is a revocable trust of Stuart Sloan created under the laws of the state of Washington.

(d)

Item 2(d). Title of Class of Securities: Common Stock, $0.0001 par value per share

(e)

Item 2(e). CUSIP Number: 71902K105 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) Broker or dealer registered under section 15 of the Exchange Act; (b) Bank as defined in section 3(a)(6) of the Exchange Act; (c) Insurance company as defined in section 3(a)(19) of the Exchange Act; (d) Investment company registered under section 8 of the Investment Company Act; (e) An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act; (j) Group, in accordance with Rule 13d-1(b)(1)(ii)(J); If this statement is filed pursuant to Rule 13d-1(c), check this box. Item 4. The information contained in Items 5 -11 of the cover pages is herein incorporated by reference. Stuart Sloan, in his capacity as sole grantor and trustee of SMS Revocable Trust, has the power to vote and dispose of the securities held by SMS Revocable Trust. (a) Amount beneficially owned: 21,067,956 shares (b) Percent of class: 14.0% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 21,067,956 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 21,067,956 (iv) Shared power to dispose or to direct the disposition of: Item 5. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of

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