Citizens Financial Group Files 8-K

Ticker: CFG-PI · Form: 8-K · Filed: May 8, 2024 · CIK: 759944

Citizens Financial Group Inc/Ri 8-K Filing Summary
FieldDetail
CompanyCitizens Financial Group Inc/Ri (CFG-PI)
Form Type8-K
Filed DateMay 8, 2024
Risk Levellow
Pages2
Reading Time2 min
Key Dollar Amounts$0.01
Sentimentneutral

Sentiment: neutral

Topics: regulatory-disclosure, 8-K

Related Tickers: CFG

TL;DR

CFG filed an 8-K on May 8th, reporting on events from May 7th. Details on preferred stock and charter.

AI Summary

Citizens Financial Group, Inc. (CFG) filed an 8-K on May 8, 2024, reporting a Regulation FD Disclosure. The filing details events that occurred on May 7, 2024, related to the company's charter and preferred stock series. No specific financial transactions or new business developments were detailed in the provided excerpt.

Why It Matters

This filing indicates a regulatory disclosure event for Citizens Financial Group, which may contain information relevant to investors regarding company governance or stock structure.

Risk Assessment

Risk Level: low — The filing is a routine 8-K disclosure without immediate negative or positive financial implications mentioned in the excerpt.

Key Players & Entities

  • CITIZENS FINANCIAL GROUP INC/RI (company) — Registrant
  • 0000759944-24-000093 (filing_id) — Accession Number
  • May 8, 2024 (date) — Report Date
  • May 7, 2024 (date) — Date of Earliest Event Reported
  • Delaware (jurisdiction) — State of Incorporation
  • 001-36636 (cik) — SEC File Number
  • 05-0412693 (ein) — I.R.S. Employer Identification Number
  • One Citizens Plaza Providence, RI 02903 (address) — Principal Executive Offices
  • 203-900-6715 (phone_number) — Registrant's telephone number

FAQ

What is the primary purpose of this 8-K filing?

The primary purpose of this 8-K filing is to serve as a Current Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934, specifically for a Regulation FD Disclosure.

When was the earliest event reported in this filing?

The earliest event reported in this filing occurred on May 7, 2024.

What is the company's principal executive office address?

The company's principal executive office is located at One Citizens Plaza, Providence, RI 02903.

What is the SEC file number for Citizens Financial Group?

The SEC file number for Citizens Financial Group is 001-36636.

What is the company's state of incorporation?

Citizens Financial Group, Inc. is incorporated in Delaware.

Filing Stats: 557 words · 2 min read · ~2 pages · Grade level 10.7 · Accepted 2024-05-07 18:30:31

Key Financial Figures

  • $0.01 — ange on which registered Common stock, $0.01 par value per share CFG New York Stock

Filing Documents

01 Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure. Citizens Financial Group, Inc. previously announced that Chairman and Chief Executive Officer, Bruce Van Saun, will participate at the Barclays Americas Select Franchise Conference on Wednesday, May 8, 2024 at 10:45 am GMT. The live webcast and presentation slides will be available at http://investor.citizensbank.com under Events & Presentations. A copy of the presentation is attached as Exhibit 99.1. The information furnished pursuant to Item 7.01, including Exhibit 99.1, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 (the "Exchange Act") or otherwise subject to the liabilities under that Section and shall not be deemed to be incorporated by reference into any filing of the Registrant under the Securities Act of 1933 or the Exchange Act.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. Exhibit Number Description (d) Exhibit 99.1 Citizens Financial Group, Inc. presentation dated May 8 , 20 24 Exhibit 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CITIZENS FINANCIAL GROUP, INC. By: /s/ John F. Woods John F. Woods Vice Chair and Chief Financial Officer Date: May 8, 2024

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