Citizens Financial Group Appoints New Chief Risk Officer and CHRO

Ticker: CFG-PI · Form: 8-K · Filed: Sep 20, 2024 · CIK: 759944

Citizens Financial Group Inc/Ri 8-K Filing Summary
FieldDetail
CompanyCitizens Financial Group Inc/Ri (CFG-PI)
Form Type8-K
Filed DateSep 20, 2024
Risk Levellow
Pages3
Reading Time3 min
Key Dollar Amounts$0.01
Sentimentneutral

Sentiment: neutral

Topics: executive-appointment, leadership-change, personnel

Related Tickers: CFG

TL;DR

CFG brings in new CRO and CHRO, effective Sept 19.

AI Summary

Citizens Financial Group, Inc. announced on September 19, 2024, changes in its executive leadership. The company appointed Michael R. Daly as Chief Risk Officer and Executive Vice President, effective September 19, 2024. Additionally, the company appointed Laura J. Smith as Executive Vice President and Chief Human Resources Officer, also effective September 19, 2024.

Why It Matters

These appointments signal a shift in leadership within critical operational areas, potentially impacting the company's risk management strategies and human capital development.

Risk Assessment

Risk Level: low — The filing reports routine executive appointments, which typically carry low inherent risk.

Key Players & Entities

  • Citizens Financial Group, Inc. (company) — Registrant
  • Michael R. Daly (person) — Appointed Chief Risk Officer and Executive Vice President
  • Laura J. Smith (person) — Appointed Executive Vice President and Chief Human Resources Officer
  • September 19, 2024 (date) — Effective date of appointments

FAQ

Who has been appointed as the new Chief Risk Officer at Citizens Financial Group?

Michael R. Daly has been appointed as the new Chief Risk Officer and Executive Vice President.

When were the new executive appointments effective?

The appointments of Michael R. Daly and Laura J. Smith were effective September 19, 2024.

What is the role of Laura J. Smith within Citizens Financial Group?

Laura J. Smith has been appointed as Executive Vice President and Chief Human Resources Officer.

What is the principal executive office address for Citizens Financial Group?

The principal executive offices are located at One Citizens Plaza, Providence, RI 02903.

What is the filing date for this 8-K report?

This 8-K report was filed as of September 20, 2024.

Filing Stats: 769 words · 3 min read · ~3 pages · Grade level 11.1 · Accepted 2024-09-20 07:23:48

Key Financial Figures

  • $0.01 — ange on which registered Common stock, $0.01 par value per share CFG New York Stock

Filing Documents

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit Number Description Exhibit 99.1 Press Release of Citizens Financial Group, Inc., dated September 20, 2024 Exhibit 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CITIZENS FINANCIAL GROUP, INC. By: /s/ Robin S. Elkowitz Robin S. Elkowitz Executive Vice President, Deputy General Counsel and Secretary Date: September 20, 2024

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