Carlyle Group Inc. SC 13D/A Filing - Amendment 16

TL;DR

CG Mgmt LLC filed 13D/A amendment 16 for Carlyle Group Inc. - ownership update.

AI Summary

On November 15, 2024, CG Mgmt LLC filed an amendment (No. 16) to its Schedule 13D for The Carlyle Group Inc. The filing indicates a change in beneficial ownership of the company's common stock. Jeffrey W. Ferguson is listed as General Counsel for The Carlyle Group Inc.

Why It Matters

This filing provides updated information on significant beneficial ownership changes for The Carlyle Group Inc., which can influence investor perception and stock trading.

Risk Assessment

Risk Level: medium — Schedule 13D filings, especially amendments, often signal significant changes in ownership or strategy that can impact stock price.

Key Players & Entities

• CG Mgmt LLC (company) — Filer of the Schedule 13D/A
• The Carlyle Group Inc. (company) — Subject company of the filing
• Jeffrey W. Ferguson (person) — General Counsel of The Carlyle Group Inc.

FAQ

Key Financial Figures

• $0.01 — ame of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 14316J

Filing Documents

• cgmgmtllc_20241115x13d.htm (SC 13D/A) — 101KB
• 0001628280-24-048137.txt ( ) — 103KB

From the Filing

SC 13D/A 1 cgmgmtllc_20241115x13d.htm SC 13D/A CG Mgmt LLC_2024.11.15_13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 16 )* The Carlyle Group Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 14316J108 (CUSIP Number) Jeffrey W. Ferguson General Counsel The Carlyle Group Inc. 1001 Pennsylvania Avenue, NW Suite 220 South Washington, D.C. 20004 (202) 729-5626 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 14, 2024 (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the following box. Note Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be CUSIP No. 14316J108 13D Page 2 1 Names of reporting persons Carlyle Group Management L.L.C. 2 Check the appropriate box if a member of a group (a) (b) 3 SEC use only 4 Source of funds (see instructions) OO 5 Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) 6 Citizenship or place of organization Delaware Number of shares beneficially owned by each reporting person with 7 Sole voting power 133,870,020 8 Shared voting power 0 9 Sole dispositive power 0 10 Shared dispositive power 0 11 Aggregate amount beneficially owned by each reporting person 133,870,020 12 Check if the aggregate amount in Row (11) excludes certain shares (see instructions) 13 Percent of class represented by amount in Row (11) 37.4% 14 Type of reporting person (see instructions) OO (Limited Liability Company) CUSIP No. 14316J108 13D Page 3 This Amendment No. 16 to Schedule 13D ("Amendment No. 16 ") amends and supplements the Schedule 13D originally filed with the United States Securities and Exchange Commission ("SEC") on January 10, 2020 and amended on February 25, 2020, May 11, 2020, July 6, 2020, November 17, 2020, January 8, 2021, March 19, 2021, July 13, 2021, July 29, 2021, August 6, 2021, August 17, 2021, August 31, 2021, November 19, 2021, June 14, 2022, October 6, 2023, and March 5, 2024 (as amended to date, the "Schedule 13D"), relating to the common stock, par value $0.01 per share (the "Common Stock"), of The Carlyle Group Inc., a Delaware corporation (the "Issuer"). Capitalized terms used herein without definition shall have the meaning set forth in the Schedule 13D. The Reporting Person may be deemed to be the beneficial owner of shares of Common Stock underlying Proxies that it holds. As of November 14, 2024 , the Reporting Person held Proxies with respect to 133,870,020 shares of Common Stock. This change in the number of shares of Common Stock underlying the Proxies represents a change in the Reporting Person's beneficial ownership of 1% or more since the last amendment to the Schedule 13D filed by the Reporting Person and therefore, the Reporting Person is filing this Amendment No. 16 . Item 5. Interest in Securities of the Issuer. Items 5(a)-(b) of the Schedule 13D are hereby amended and restated in their entirety as follows (a) – (b) The following sets forth, as of November 14, 2024 , the aggregate number of shares of Common Stock and percentage of shares of Common Stock beneficially owned by the Reporting Person, as well as the number of shares of Common Stock as to which the Reporting Person has the sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole power to dispose or to direct the disposition, or shared power to dispose or to direct the disposition of, as of November 14, 2024 , based on 357,681,261 shares of Common Stock outstanding as of November 14, 2024 . Reporting Person Amount beneficially owned Percent of class Sole power to vote or to direct the vote Shared power to vote or direct the vote Sole power to dispose or to direct the disposition Shared power to dispose or to direct the disposition Carlyle Group Management L.L.C. 133,870,020 37.4% 133,870,020 0 0 0 The Reporting Person directly holds 0 shares of Common Stock and may be deemed to have sole voting power

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View this SC 13D/A filing on SEC EDGAR