SC 13G: Collective Mining Ltd.
Ticker: CNL · Form: SC 13G · Filed: Nov 15, 2024 · CIK: 1953575
Sentiment: neutral
Topics: sc-13g
AI Summary
SC 13G filing by Collective Mining Ltd..
Risk Assessment
Risk Level: low
Filing Stats: 874 words · 3 min read · ~3 pages · Grade level 9.4 · Accepted 2024-11-15 19:32:22
Filing Documents
- ea0221200-13gbegin_collect.htm (SC 13G) — 60KB
- 0001213900-24-099268.txt ( ) — 61KB
(a). Name
Item 2(a). Name of Person Filing: This Item 2(b). Address of Principal Business Office, or if None, Residence: 82 Richmond Street East, 4 th Floor Toronto, Ontario, Canada M5C 1P1 Item 2(c). Citizenship : Canada Item 2(d). Title of Class of Securities: Common Shares without par value (the “Common Shares”) Item 2(e). CUSIP Number: 19425C100
If
Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a(n): Not applicable
Ownership
Item 4. Ownership. The there is a total of 77,885,541 Common Shares outstanding as of November 15, 2024, which is the sum of (i) 77,602,208 Common Shares of the Issuer outstanding as of November 15, 2024, and (ii) 283,333 Common Shares issuable upon the exercise of stock options held by the Reporting Person that are exercisable within 60 days of November 15. The reporting obligation of the Reporting Person was triggered by that certain Form 40-F, as amended, which was declared effective by the Securities and Exchange Commission on July 19, 2024. (a) Amount Beneficially Owned: 4,281,863 Common Shares which consists of (i) 3,998,530 Common Shares held by the Reporting Person and (ii) 283,333 Common Shares issuable upon the exercise of stock options held by the Reporting Person that are exercisable within 60 days of November 15, 2024. (b) Percent of Class: 5.5%. (c) Number of Common Shares as to which such person has: (i) Sole power to vote or to direct the vote: 4,281,863 Common Shares. (ii) Shared power to vote or direct the vote: 0. (iii) Sole power to dispose or to direct the disposition of: 4,281,863 Common Shares. 3 CUSIP No. 19425C100 (iv) Shared power to dispose or to direct the disposition of: 0.
Ownership
Item 5. Ownership of Five Percent or Less of a Class. Not applicable.
Ownership
Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable.
Identification
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable.
Identification
Item 8. Identification and Classification of Members of the Group. Not applicable.
Notice
Item 9. Notice of Dissolution of Group. Not applicable.
Certifications
Item 10. Certifications. (a) Not applicable. (b) Not applicable. (c) Not applicable. 4 CUSIP No. 19425C100 Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: November 15, 2024 By: /s/ Paul Begin Paul Begin 5