Coda Octopus Group, INC. (CODA) — SEC Filings

Overview

Coda Octopus Group, INC. (CODA) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 424B3 filed on Apr 1, 2026: Coda Octopus Group, Inc. filed a 424B3 prospectus on April 1, 2026, related to the registration statement declared effective on March 29, 2026. This filing pertains to the offering of common stock, with details on the number of shares and the price range to be determined later. The company's busines

Sentiment Summary

Across 24 filings, the sentiment breakdown is: 1 bearish, 22 neutral, 1 mixed. The dominant filing sentiment for Coda Octopus Group, INC. is neutral.

Filing Type Overview

Coda Octopus Group, INC. (CODA) has filed 1 424B3, 1 EFFECT, 9 8-K, 6 10-Q, 2 DEF 14A, 2 10-K, 3 SC 13G/A with the SEC between Jan 2024 to Apr 2026.

Filings by Year

2026 · 2025 · 2024

Recent Filings (24)

• Coda Octopus Group Files Prospectus for Stock Offering — 424B3 · Apr 1, 2026 Risk: medium
  Coda Octopus Group, Inc. filed a 424B3 prospectus on April 1, 2026, related to the registration statement declared effective on March 29, 2026. This filing pert
• EFFECT Filing — EFFECT · Mar 31, 2026
• Coda Octopus Group Files 8-K on Shareholder Votes — 8-K · Sep 16, 2025 Risk: low
  Coda Octopus Group, Inc. filed an 8-K on September 16, 2025, reporting on matters submitted to a vote of security holders as of September 10, 2025. The filing d
• Coda Octopus Revenue Surges, But Rising Costs Pinch 9-Month Net Income — 10-Q · Sep 15, 2025 Risk: medium
  Coda Octopus Group, Inc. reported a significant increase in net revenues for both the three and nine months ended July 31, 2025. For the three months, net reven
• Coda Octopus Sets Virtual 2025 Annual Meeting, Board Shake-Up Looms — DEF 14A · Aug 14, 2025 Risk: low
  Coda Octopus Group, Inc. (CODA) is holding its 2025 Annual Meeting of Stockholders virtually on September 10, 2025, to elect five directors, ratify Frazier & De
• Coda Octopus Group Files 8-K on Officer Changes and Compensation — 8-K · Jul 18, 2025 Risk: low
  Coda Octopus Group, Inc. filed an 8-K on July 18, 2025, reporting events as of July 17, 2025. The filing covers the departure of directors or certain officers,
• Coda Octopus Q2 Revenue Plunges 25.7% Amid Sonar Sales Slump — 10-Q · Jun 16, 2025 Risk: high
  Coda Octopus Group, Inc. (CODA) reported a significant decline in revenue and net income for the three and six months ended April 30, 2025. Revenue for the thre
• Coda Octopus Group Announces Board and Officer Changes — 8-K · May 30, 2025 Risk: low
  Coda Octopus Group, Inc. announced on May 27, 2025, changes related to its board of directors and officers, including the election of new directors and adjustme
• Coda Octopus Group Files Q1 2025 10-Q — 10-Q · Mar 17, 2025 Risk: low
  Coda Octopus Group, Inc. filed its 10-Q for the period ending January 31, 2025. The filing covers the first quarter of their fiscal year. Key financial data and
• 10-K Filing — 10-K · Jan 29, 2025
• Coda Octopus Group Files 8-K — 8-K · Nov 15, 2024 Risk: low
  Coda Octopus Group, Inc. filed an 8-K on November 15, 2024, reporting on Regulation FD disclosures and financial statements. The filing details the company's pr
• SC 13G/A Filing — SC 13G/A · Nov 12, 2024
• SC 13G/A Filing — SC 13G/A · Sep 26, 2024
• Coda Octopus Group Q3 2024 Filing Released — 10-Q · Sep 16, 2024 Risk: medium
  Coda Octopus Group, Inc. filed a 10-Q for the period ending July 31, 2024. The filing covers their third quarter performance and provides financial details for
• Coda Octopus Group Files 8-K on Shareholder Votes — 8-K · Sep 9, 2024 Risk: low
  Coda Octopus Group, Inc. filed an 8-K on September 9, 2024, reporting on matters submitted to a vote of security holders as of September 4, 2024. The filing det
• Coda Octopus Group Files Definitive Proxy Statement — DEF 14A · Aug 12, 2024 Risk: low
  Coda Octopus Group, Inc. filed a Definitive Proxy Statement (DEF 14A) on August 12, 2024. The filing indicates no fee was required for this statement. The compa
• Coda Octopus Group Files 10-Q for Period Ending April 30, 2024 — 10-Q · Jun 12, 2024 Risk: medium
  Coda Octopus Group, Inc. filed a 10-Q for the period ending April 30, 2024. The filing covers their financial performance and operations. Key financial data and
• Coda Octopus Group Names New Directors and CTO — 8-K · May 29, 2024 Risk: medium
  Coda Octopus Group, Inc. announced on May 23, 2024, changes in its board and executive team. The company elected two new directors, Dr. Michael J. R. Johnson an
• Coda Octopus Group Announces Board and Officer Changes — 8-K · Apr 15, 2024 Risk: medium
  Coda Octopus Group, Inc. announced on April 10, 2024, changes in its board of directors and executive officers, including the election of new directors and the
• Coda Octopus Group Files 10-Q for Period Ending January 31, 2024 — 10-Q · Mar 18, 2024 Risk:
  Coda Octopus Group, Inc. (CODA) filed a Quarterly Report (10-Q) with the SEC on March 18, 2024. The filing is a 10-Q for Coda Octopus Group, Inc. for the period
• Coda Octopus Group Announces Executive and Board Changes — 8-K · Mar 8, 2024 Risk: medium
  Coda Octopus Group, Inc. announced on March 6, 2024, changes in its executive team and board of directors. The company appointed a new Chief Financial Officer a
• Coda Octopus Group Reports Executive Changes & Compensation — 8-K · Feb 16, 2024 Risk: medium
  Coda Octopus Group, Inc. filed an 8-K on February 16, 2024, reporting an event on February 12, 2024, concerning the departure or election of directors or office
• Tocqueville Asset Management Updates Coda Octopus Group Stake — SC 13G/A · Feb 12, 2024 Risk: low
  Tocqueville Asset Management LP, an investment firm based in New York, filed an amended SC 13G/A on February 12, 2024, indicating a change in their beneficial o
• Coda Octopus Group, Inc. Files 2023 Annual Report on Form 10-K — 10-K · Jan 29, 2024 Risk: medium
  Coda Octopus Group, Inc. (CODA) filed a Annual Report (10-K) with the SEC on January 29, 2024. Coda Octopus Group, Inc. filed its 10-K report for the fiscal yea

Risk Profile

Risk Assessment: Of CODA's 19 recent filings, 1 were flagged as high-risk, 9 as medium-risk, and 9 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.

Financial Highlights

Key financial metrics from Coda Octopus Group, INC.'s most recent 10-Q filing (Sep 15, 2025):

• Revenue: $19.29M
• Net Income: $3.10M
• EPS: $0.27
• Cash Position: $26.20M
• Total Assets: $61.91M
• Total Debt: $4.64M

Key Executives

• Annmarie Gayle
• Michael Hamilton
• Robert R. Harcourt
• Gwenaël Rouy-Poirier
• Blair Cunningham
• Angus McFadzean
• Dr. Michael J. R. Johnson
• Mr. David L. R. Johnson
• Mr. Blair R. McInnis

Industry Context

Coda Octopus Group operates in specialized segments of the marine technology industry, including sonar systems, subsea technologies, and marine engineering services. The industry is characterized by technological innovation, long sales cycles, and significant R&D investment. Key trends include increasing demand for advanced underwater surveillance, autonomous systems, and offshore energy exploration and maintenance, which Coda Octopus is positioned to address.

Top Tags

corporate-governance (5) · 10-Q (4) · board-of-directors (3) · financials (3) · shareholder-vote (2) · Marine Technology (2) · officer-changes (2) · compensation (2) · executive-appointment (2) · management-change (2)

Key Numbers

• File Number: 333-294438 — Associated with the registration statement for this offering.
• Net Revenues: $19.29M — Increased 26.42% for the nine months ended July 31, 2025, from $15.26M in 2024.
• Net Income: $3.10M — Decreased 6.59% for the nine months ended July 31, 2025, from $3.32M in 2024.
• Cash and Cash Equivalents: $26.20M — Increased from $22.48M at October 31, 2024, showing strong liquidity.
• Three-Month Revenue Growth: 28.99% — Net revenues grew from $5.48M to $7.06M for the three months ended July 31, 2025.
• SG&A Expense Increase: 29.11% — Selling, General & Administrative expenses rose to $7.81M for the nine months ended July 31, 2025.
• R&D Expense Increase: 18.42% — Research & Development expenses increased to $1.81M for the nine months ended July 31, 2025.
• Total Assets: $61.91M — Increased from $57.54M at October 31, 2024, indicating balance sheet growth.
• Total Liabilities: $4.64M — Increased from $4.42M at October 31, 2024.
• Diluted EPS: $0.27 — Decreased from $0.29 for the nine months ended July 31, 2024.
• Net Cash from Operating Activities: $4.31M — Significantly increased from $0.46M for the nine months ended July 31, 2024.
• Shares of common stock outstanding: 11,248,867 — As of the record date July 30, 2025
• Number of directors to be elected: 5 — For a term expiring at the 2026 annual meeting
• Number of Board meetings: 4 — During the fiscal year ended October 31, 2024
• Number of Audit Committee meetings: 4 — During the fiscal year ended October 31, 2024

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