BlackRock Amends Capital One Stake to 12.2% as of Dec 31, 2023

Ticker: COF-PN · Form: SC 13G/A · Filed: Jan 29, 2024 · CIK: 927628

Capital One Financial Corp SC 13G/A Filing Summary
FieldDetail
CompanyCapital One Financial Corp (COF-PN)
Form TypeSC 13G/A
Filed DateJan 29, 2024
Risk Levellow
Sentimentneutral

Complexity: simple

Sentiment: neutral

Topics: institutional-ownership, amendment, passive-investing

TL;DR

**BlackRock still owns a huge chunk of Capital One, 12.2% as of year-end!**

AI Summary

BlackRock Inc. filed an amended SC 13G/A on January 29, 2024, disclosing its ownership in Capital One Financial Corp. As of December 31, 2023, BlackRock beneficially owned 46,712,028 shares of Capital One's Common Stock, representing 12.2% of the company. This is an amendment (Amendment No: 11) to their previous filings, indicating a change in their holdings. This matters to investors because BlackRock is a major institutional investor, and changes in their stake can signal their confidence (or lack thereof) in Capital One's future performance.

Why It Matters

BlackRock's significant 12.2% ownership in Capital One means they are a major influencer, and their investment decisions can impact stock sentiment and price.

Risk Assessment

Risk Level: low — This filing simply updates BlackRock's passive ownership stake and does not indicate any immediate or significant risk to Capital One.

Analyst Insight

A smart investor would note BlackRock's continued significant, passive stake in Capital One, understanding that while it signals institutional confidence, it doesn't imply any immediate strategic changes or activist intent from BlackRock.

Key Numbers

  • 46,712,028 — Shares owned by BlackRock (Represents BlackRock's total beneficial ownership in Capital One as of December 31, 2023.)
  • 12.2% — Percentage of class owned (Indicates BlackRock's significant stake in Capital One, making them a major shareholder.)
  • December 31, 2023 — Reporting date (The specific date for which the ownership data is reported, providing a clear snapshot.)
  • 11 — Amendment Number (Shows this is the eleventh update to BlackRock's Schedule 13G filing for Capital One, indicating ongoing adjustments to their position.)

Key Players & Entities

  • BlackRock Inc. (company) — the institutional investor filing the SC 13G/A
  • Capital One Financial Corp. (company) — the subject company in which BlackRock holds shares
  • 46,712,028 shares (dollar_amount) — the number of shares of Common Stock beneficially owned by BlackRock
  • 12.2% (dollar_amount) — the percentage of Capital One's Common Stock beneficially owned by BlackRock
  • December 31, 2023 (date) — the date of the event requiring this filing
  • January 29, 2024 (date) — the filing date of the SC 13G/A

Forward-Looking Statements

  • BlackRock will maintain a significant, but potentially fluctuating, stake in Capital One. (BlackRock Inc.) — high confidence, target: December 31, 2024

FAQ

What is the purpose of this SC 13G/A filing?

This SC 13G/A filing is an amendment (Amendment No: 11) by BlackRock Inc. to update its beneficial ownership of Common Stock in Capital One Financial Corp. as of December 31, 2023, as required by Rule 13d-1(b) of the Securities Exchange Act of 1934.

Who is the reporting person in this filing, and who is the subject company?

The reporting person is BlackRock Inc., and the subject company is CAPITAL ONE FINANCIAL CORPORATION, identified by CIK 0000927628.

How many shares of Capital One Common Stock does BlackRock Inc. beneficially own according to this filing?

As of December 31, 2023, BlackRock Inc. beneficially owns 46,712,028 shares of Capital One Financial Corp. Common Stock.

What percentage of Capital One's Common Stock does BlackRock Inc.'s ownership represent?

BlackRock Inc.'s beneficial ownership of 46,712,028 shares represents 12.2% of Capital One Financial Corp.'s Common Stock.

When was the event date that triggered this filing?

The date of the event which requires the filing of this statement was December 31, 2023.

Filing Details

This Form SC 13G/A (Form SC 13G/A) was filed with the SEC on January 29, 2024 regarding CAPITAL ONE FINANCIAL CORP (COF-PN).

View full filing on EDGAR

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View this SC 13G/A filing on SEC EDGAR

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