Capital Southwest Corp (CSWC) — SEC Filings
Capital Southwest Corp (CSWC) — 40 SEC filings. Latest: 8-K (Nov 19, 2025). Includes 31 8-K, 6 10-Q, 2 DEF 14A.
View Capital Southwest Corp on SEC EDGAR
Overview
Capital Southwest Corp (CSWC) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 8-K filed on Nov 19, 2025: On November 19, 2025, Capital Southwest Corporation filed an 8-K report. The filing primarily serves as a notification of a Regulation FD Disclosure and the inclusion of Financial Statements and Exhibits. No specific financial transactions or material events were detailed in the provided excerpt.
Sentiment Summary
Across 40 filings, the sentiment breakdown is: 3 bullish, 35 neutral, 2 mixed. The dominant filing sentiment for Capital Southwest Corp is neutral.
Filing Type Overview
Capital Southwest Corp (CSWC) has filed 31 8-K, 6 10-Q, 2 DEF 14A, 1 10-K with the SEC between Jan 2024 to Nov 2025.
Filings by Year
Recent SEC Filings (40)
Risk Profile
Risk Assessment: Of CSWC's 38 recent filings, 0 were flagged as high-risk, 18 as medium-risk, and 20 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.
Financial Highlights
| Metric | Value |
|---|---|
| Revenue | $56.945M |
| Net Income | $25.619M |
| EPS | $0.45 |
| Debt-to-Equity | 1.13 |
| Cash Position | $87.429M |
| Operating Margin | 59.7% |
| Total Assets | $2.021B |
| Total Debt | $1.074B |
Industry Context
Capital Southwest Corp operates as a business development company (BDC) in the financial services sector, primarily focused on providing debt and equity capital to middle-market companies. The BDC industry is characterized by its reliance on interest income and investment gains, and is sensitive to interest rate fluctuations and overall economic conditions. Competition within the BDC space is significant, with companies vying for attractive investment opportunities and managing their capital structures effectively.
Top Tags
disclosure (8) · financial-obligation (6) · financial-reporting (6) · debt (6) · material-agreement (5) · corporate-governance (5) · 8-K (5) · financials (5) · financial-condition (4) · operations (3)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| Total Investment Income | $56.945M | Increased from $48.706M in Q3 2024, showing strong revenue growth. |
| Interest Expense | $16.020M | Increased from $12.587M in Q3 2024, indicating rising borrowing costs. |
| Net Increase in Net Assets from Operations | $25.619M | Up from $22.684M in Q3 2024, reflecting improved operational performance. |
| Net Unrealized Depreciation on Investments | $1.437M | Represents a decrease in portfolio value for Q3 2025. |
| Total Investments | $1.878B | Increased from $1.785B at March 31, 2025, indicating portfolio expansion. |
| Net Asset Value per Share | $16.62 | Slightly decreased from $16.70 at March 31, 2025. |
| Shares Outstanding | 57,466,998 | As of October 30, 2025, indicating potential dilution from prior periods. |
| Proceeds from September 2030 Notes | $344.208M | New debt issuance to fund operations and investments. |
| Repayments of Credit Facilities | $465.000M | Significant reduction in short-term debt. |
| Proceeds from Common Stock Offering | $80.896M | Equity capital raised during the period. |
| EIN | 751072796 | IRS Employer Identification Number for Capital Southwest Corp. |
| SEC File Number | 814-00061 | Commission File Number for Capital Southwest Corp. |
| Investments in Unaffiliated Issuers | $1.0B | Increased by $50M from $950M on March 31, 2025, indicating growth. |
| Investments in Affiliated Non-controlled Issuers | $150M | Increased by $10M from $140M on March 31, 2025, showing targeted expansion. |
| Small Business Administration Debentures | $300M | Remained stable, reflecting consistent leverage management. |
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Frequently Asked Questions
What are the latest SEC filings for Capital Southwest Corp (CSWC)?
Capital Southwest Corp has 40 recent SEC filings from Jan 2024 to Nov 2025, including 31 8-K, 6 10-Q, 2 DEF 14A. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of CSWC filings?
Across 40 filings, the sentiment breakdown is: 3 bullish, 35 neutral, 2 mixed. The dominant sentiment is neutral.
Where can I find Capital Southwest Corp SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Capital Southwest Corp (CSWC) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Capital Southwest Corp?
Key financial highlights from Capital Southwest Corp's most recent 10-Q include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.
What is the investment thesis for CSWC?
The investment thesis for CSWC includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Capital Southwest Corp?
Executive information for Capital Southwest Corp is extracted from SEC filings as they are enriched with AI analysis.
What are the main risk factors for Capital Southwest Corp stock?
Of CSWC's 38 assessed filings, 0 were flagged high-risk, 18 medium-risk, and 20 low-risk.
What are recent predictions and forward guidance from Capital Southwest Corp?
Forward guidance and predictions for Capital Southwest Corp are extracted from SEC filings as they are enriched.