Capital Southwest Corp Files 8-K on Material Agreement

TL;DR

CSWC signed a big deal, check the 8-K for details.

AI Summary

On September 18, 2025, Capital Southwest Corporation entered into a material definitive agreement related to its financial obligations. The company, incorporated in Texas with its principal executive offices in Dallas, filed this 8-K report to disclose these events.

Why It Matters

This filing indicates Capital Southwest Corporation has entered into a significant financial agreement, which could impact its financial obligations and future operations.

Risk Assessment

Risk Level: medium — Material definitive agreements and new financial obligations can introduce financial risks and operational changes for a company.

Key Numbers

• 751072796 — EIN (IRS Employer Identification Number for Capital Southwest Corp.)
• 814-00061 — SEC File Number (Commission File Number for Capital Southwest Corp.)

Key Players & Entities

• Capital Southwest Corporation (company) — Registrant
• Texas (location) — State of Incorporation
• Dallas (location) — Principal Executive Offices City
• September 18, 2025 (date) — Date of Report

FAQ

Key Financial Figures

• $0.25 — ange on Which Registered Common Stock, $0.25 par value per share CSWC The Nasdaq Glo
• $350.0 million — s to the Company's issuance and sale of $350.0 million in aggregate principal amount of the Co
• $343.6 m — ceeds to the Company were approximately $343.6 million, based on a public offering price
• $3.5 million — deducting the underwriting discount of $3.5 million and the estimated offering expenses of
• $0.6 million — ated offering expenses of approximately $0.6 million payable by the Company. The foregoing

Filing Documents

• cswc-20250918.htm (8-K) — 39KB
• cswc-seventhsupplementalin.htm (EX-4.2) — 129KB
• cswc-esvalidityopinioninst.htm (EX-5.1) — 24KB
• image_0.jpg (GRAPHIC) — 106KB
• image_0a.jpg (GRAPHIC) — 1KB
• 0000017313-25-000133.txt ( ) — 529KB
• cswc-20250918.xsd (EX-101.SCH) — 2KB
• cswc-20250918_def.xml (EX-101.DEF) — 16KB
• cswc-20250918_lab.xml (EX-101.LAB) — 27KB
• cswc-20250918_pre.xml (EX-101.PRE) — 16KB
• cswc-20250918_htm.xml (XML) — 4KB

01 Entry into a Material Definitive Agreement

Item 1.01 Entry into a Material Definitive Agreement. In connection with the previously announced public offering, on September 18, 2025, Capital Southwest Corporation (the " Company ") and U.S. Bank Trust Company, National Association, as trustee (as successor in interest to U.S. Bank National Association) (the " Trustee "), entered into a Seventh Supplemental Indenture (the " Seventh Supplemental Indenture ") to the Indenture, dated October 23, 2017, by and between the Company and the Trustee (the " Base Indenture ", and together with the Seventh Supplemental Indenture, the " Indenture "). The Seventh Supplemental Indenture relates to the Company's issuance and sale of $350.0 million in aggregate principal amount of the Company's 5.950% Notes due 2030 (the " Notes " and the issuance and sale of the Notes, the " Offering "). The Notes bear interest at a rate of 5.950% per year payable semi-annually in arrears on March 18 and September 18 of each year, beginning on March 18, 2026. The Notes will mature on September 18, 2030 and may be redeemed at the Company's option, in whole or in part, at any time prior to August 18, 2030 at par plus a "make-whole" premium, and thereafter at par. The Company intends to use the net proceeds from the Offering to redeem in full the outstanding 7.75% Notes due 2028 and the outstanding 3.375% Notes due 2026, and to repay a portion of the outstanding indebtedness under the senior secured revolving credit facility (the " Corporate Credit Facility ") and/or the special purpose vehicle financing credit facility (the " SPV Credit Facility "). The Notes are the direct unsecured obligations of the Company and rank pari passu with all outstanding and future unsecured, unsubordinated indebtedness issued by the Company, senior to any of the Company's future indebtedness that expressly provides it is subordinated to the Notes, effectively subordinated to all of the existing and future secured indebtedness issued by the Company (including

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 4.1 Indenture, dated as of October 23, 2017, by and between Capital Southwest Corporation and U.S. Bank National Association, as trustee (incorporated by reference to Exhibit (d)(2) to Registration Statement on Form N-2 (Reg. No. 333-220385) filed on October 23, 2017). 4.2 Seventh Supplemental Indenture, dated as of September 18, 2025, relating to the 5.950% Notes due 2030, by and between Capital Southwest Corporation and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association), as trustee. 4.3 Form of Global Note with respect to the 5.950% Notes due 2030 (incorporated by reference to Exhibit 4.2 hereto). 5.1 Opinion of Eversheds Sutherland (US) LLP. 23.1 Consent of Eversheds Sutherland (US) LLP (included in Exhibit 5.1 hereto). 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: September 18, 2025 By: /s/ Michael S. Sarner Name: Michael S. Sarner Title: President and Chief Executive Officer

View Full Filing

View this 8-K filing on SEC EDGAR