Capital Southwest Corp Files 8-K on Shareholder Matters
Ticker: CSWC · Form: 8-K · Filed: Jul 26, 2024 · CIK: 17313
| Field | Detail |
|---|---|
| Company | Capital Southwest Corp (CSWC) |
| Form Type | 8-K |
| Filed Date | Jul 26, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 3 min |
| Key Dollar Amounts | $0.25 |
| Sentiment | neutral |
Sentiment: neutral
Topics: shareholder-vote, corporate-governance, disclosure
Related Tickers: CSWC
TL;DR
CSWC filed an 8-K on July 25th for shareholder votes. Keep an eye on what they decided.
AI Summary
Capital Southwest Corporation filed an 8-K on July 26, 2024, reporting on matters submitted to a vote of security holders on July 25, 2024. The filing details the company's principal executive offices located at 8333 Douglas Avenue, Suite 1100, Dallas, Texas. The report is filed pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934.
Why It Matters
This filing indicates that Capital Southwest Corporation held a vote of its security holders, which could pertain to significant corporate decisions or governance changes.
Risk Assessment
Risk Level: low — The filing is a routine disclosure of a shareholder vote and does not immediately indicate any significant financial distress or operational risk.
Key Players & Entities
- Capital Southwest Corporation (company) — Registrant
- July 25, 2024 (date) — Date of earliest event reported
- July 26, 2024 (date) — Date of report
- 8333 Douglas Avenue, Suite 1100, Dallas, Texas (location) — Principal Executive Offices
FAQ
What specific matters were submitted to a vote of Capital Southwest Corporation's security holders on July 25, 2024?
The filing states that the report is for 'Submission of Matters to a Vote of Security Holders' on July 25, 2024, but the specific details of these matters are not elaborated within the provided text.
What is the primary purpose of this 8-K filing for Capital Southwest Corporation?
The primary purpose is to report on matters submitted to a vote of security holders, as indicated by the 'Submission of Matters to a Vote of Security Holders' item information.
Where are Capital Southwest Corporation's principal executive offices located?
The principal executive offices of Capital Southwest Corporation are located at 8333 Douglas Avenue, Suite 1100, Dallas, Texas.
Under which section of the Securities Exchange Act of 1934 is this 8-K filed?
This 8-K filing is made pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934.
What is the fiscal year end for Capital Southwest Corporation?
The fiscal year end for Capital Southwest Corporation is March 31.
Filing Stats: 711 words · 3 min read · ~2 pages · Grade level 12 · Accepted 2024-07-26 16:06:16
Key Financial Figures
- $0.25 — ange on Which Registered Common Stock, $0.25 par value per share CSWC The Nasdaq Glo
Filing Documents
- cswc-20240725.htm (8-K) — 38KB
- 0000017313-24-000051.txt ( ) — 201KB
- cswc-20240725.xsd (EX-101.SCH) — 2KB
- cswc-20240725_def.xml (EX-101.DEF) — 16KB
- cswc-20240725_lab.xml (EX-101.LAB) — 27KB
- cswc-20240725_pre.xml (EX-101.PRE) — 16KB
- cswc-20240725_htm.xml (XML) — 4KB
07 Submission of Matters to a Vote of Security Holders
Item 5.07 Submission of Matters to a Vote of Security Holders. Capital Southwest Corporation (the "Company") held its 2024 Annual Meeting of Shareholders (the "Annual Meeting") on July 25, 2024. Shareholders of record at the close of business on May 29, 2024 (the "Record Date") were entitled to vote at the Annual Meeting. As of the Record Date, there were 45,853,940 shares of common stock outstanding and entitled to vote. A quorum consisting of 31,201,303 shares of common stock of the Company were present or represented by proxy at the Annual Meeting. The following three proposals were voted on at the Annual Meeting: (1) the election of six directors to serve until the 2025 Annual Meeting of Shareholders or until their respective successors are duly elected and qualified; (2) the approval of, on an advisory basis, the compensation of the Company's named executive officers; and (3) the ratification of the appointment of RSM US LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2025. The final voting results for each of the proposals submitted to a vote of stockholders at the Annual Meeting are set forth below. Proposal 1. The following six (6) directors were elected to serve until the 2025 Annual Meeting of Shareholders or until their respective successors are duly elected and qualified by the following vote: Director Nominee Votes For Votes Withheld Broker Non-Votes Christine S. Battist 16,350,390 439,996 14,410,917 David R. Brooks 15,793,415 996,971 14,410,917 Bowen S. Diehl 16,492,134 298,252 14,410,917 Jack D. Furst 15,943,200 847,186 14,410,917 Ramona Rogers-Windsor 16,321,894 468,492 14,410,917 William R. Thomas 15,881,960 908,426 14,410,917 Proposal 2. The compensation of the Company's named executive officers as disclosed and discussed in the Proxy Statement on Schedule 14A relating to the Annual Meeting was approved on an advisory basis by the following vote: Votes For 14,506,455 Votes A
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: July 26, 2024 By: /s/ Michael S. Sarner Name: Michael S. Sarner Title: Chief Financial Officer