CaliberCos 8-K Confirms Nasdaq Listing, Emerging Growth Status

TL;DR

**CaliberCos filed a routine 8-K confirming its Nasdaq listing and emerging growth status.**

AI Summary

CaliberCos Inc. filed an 8-K on January 9, 2024, reporting an event that occurred on January 4, 2024. This filing primarily serves to update administrative information, confirming its status as an emerging growth company and its listing on The Nasdaq Stock Market LLC under the trading symbol CWD. For investors, this filing is a routine update, indicating no significant operational or financial changes, but rather a confirmation of its regulatory status and listing details.

Why It Matters

This filing is a standard administrative update, confirming CaliberCos Inc.'s listing on Nasdaq and its status as an emerging growth company, which can impact reporting requirements and investor perception.

Risk Assessment

Risk Level: low — This 8-K filing contains only administrative updates and does not disclose any new risks or material changes to the company's operations or financial health.

Analyst Insight

A smart investor would note this as a routine administrative filing, confirming basic company information. No immediate action is warranted based solely on this 8-K, but it serves as a reminder to stay informed about the company's regulatory status and exchange listing.

Key Numbers

• $0.001 — Par value per share (This is the nominal value assigned to each share of Class A Common Stock.)

Key Players & Entities

• CaliberCos Inc. (company) — the registrant filing the 8-K
• The Nasdaq Stock Market LLC (company) — the exchange where CaliberCos Inc.'s Class A Common Stock is registered
• CWD (other) — the trading symbol for CaliberCos Inc.'s Class A Common Stock
• January 4, 2024 (date) — date of the earliest event reported in the 8-K
• January 9, 2024 (date) — date the 8-K was filed
• $0.001 (dollar_amount) — par value of Class A Common Stock

FAQ

Key Financial Figures

• $0.001 — stered Class A Common Stock, par value $0.001 CWD The Nasdaq Stock Market LLC Indic

Filing Documents

• cwd-20240104.htm (8-K) — 27KB
• ex_991xazdistilleryprx1420.htm (EX-99.1) — 14KB
• caliberlogoprospectusa.jpg (GRAPHIC) — 13KB
• 0001627282-24-000004.txt ( ) — 194KB
• cwd-20240104.xsd (EX-101.SCH) — 2KB
• cwd-20240104_lab.xml (EX-101.LAB) — 25KB
• cwd-20240104_pre.xml (EX-101.PRE) — 13KB
• cwd-20240104_htm.xml (XML) — 3KB

01 Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure. On January 4, 2024, CaliberCos Inc. (the "Company" or "Caliber") issued a press release announcing that Arizona Distilling Co. is celebrating its grand opening at its location at 155 W. Main Street. The information disclosed under this Item 7.01, including Exhibit 99.1 attached hereto, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits Exhibit No. Exhibit 99.1 Press release dated January 4, 2024 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CaliberCos Inc. Date: January 9, 2024 By: /s/ John C. Loeffler, II Name: John C. Loeffler, II Title: Chairman and Chief Executive Officer

View Full Filing

View this 8-K filing on SEC EDGAR