Invesco Ltd. Files 38th Amendment for DB Energy Fund Holdings

TL;DR

**Invesco just updated its ownership filing for the DB Energy Fund, confirming its role as manager.**

AI Summary

Invesco Ltd. filed an amended SC 13G/A on January 10, 2024, indicating its ownership in the Invesco DB Energy Fund (ticker: DBE). This filing, Amendment No. 38, reports Invesco Ltd.'s holdings as of December 29, 2023. While the filing itself doesn't specify a change in ownership percentage, it confirms Invesco Ltd.'s continued significant role as an investment advisor for the fund. This matters to investors because Invesco Ltd. is the entity managing the fund, and its consistent reporting via 13G/A filings provides transparency into its oversight of the energy-focused ETF.

Why It Matters

This filing confirms Invesco Ltd.'s ongoing management and reporting obligations for the Invesco DB Energy Fund, assuring investors of continued oversight and transparency.

Risk Assessment

Risk Level: low — This is a routine amendment filing by an investment advisor, indicating no immediate new risks or significant changes.

Analyst Insight

Investors should note that this is a routine compliance filing by Invesco Ltd. and does not signal any immediate change in the fund's management or strategy. It simply confirms Invesco's ongoing role and adherence to SEC reporting requirements.

Key Numbers

• 38 — Amendment Number (Indicates this is the 38th amendment to the original Schedule 13G filing by Invesco Ltd. for this fund.)
• 0000914208-24-000008 — Accession Number (Unique identifier for this specific SEC filing.)

Key Players & Entities

• Invesco DB Energy Fund (company) — the subject company of the filing, an Exchange Traded Fund
• Invesco Ltd. (company) — the reporting person, an investment advisor
• December 29, 2023 (date) — the date of the event requiring the filing
• January 10, 2024 (date) — the filing date of the SC 13G/A
• 46140H304 (other) — the CUSIP number for the Invesco DB Energy Fund

Forward-Looking Statements

• Invesco Ltd. will continue to be the primary investment advisor for the Invesco DB Energy Fund. (Invesco Ltd.) — high confidence, target: Ongoing

FAQ

Filing Documents

• SEC13G_Filing.htm (SC 13G/A) — 16KB
• 0000914208-24-000008.txt ( ) — 18KB

From the Filing

SC 13G/A 1 SEC13G_Filing.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 38 ) * Invesco DB Energy Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 46140H304 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes.) CUSIP No. 46140H304 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Invesco Ltd. 98-0557567 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Bermuda NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 350,100 6. SHARED VOTING POWER 0 7. SOLE DISPOSITIVE POWER 350,100 8. SHARED DISPOSITIVE POWER 0 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 350,100 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.1% 12. TYPE OF REPORTING PERSON HC, IA Item 1. (a) Name of Issuer Invesco DB Energy Fund (b) Address of Issuer's Principal Executive Offices Invesco Exchange-Traded Fund Trust, 3500 Lacey Road, Suite 700, Downers Grove, IL 60515 Item 2. (a) Name of Person Filing Invesco Ltd. ("Invesco Ltd.") (b) Address of Principal Business Office or, if None, Residence 1331 Spring Street NW, Suite 2500, Atlanta, GA 30309 (c) Citizenship Bermuda (d) Title of Class of Securities Exchange Traded Fund (e) CUSIP Number 46140H304 Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment Company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [X] An investment adviser in accordance with Rule 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 240.13d-1(b)(1)(ii)(F); (g) [X] A parent holding company or control person in accordance with Rule 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with Rule 240.13d-1(b)(1)(ii)(J). Item 4. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount Beneficially Owned: Invesco Ltd. , in its capacity as a parent holding company to its investment advisers, may be deemed to beneficially own 350,100 shares of the Issuer which are held of record by clients of Invesco Ltd. . (b) Percent of Class: 9.1% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 350,100 (ii) shared power to vote or to direct the vote 0 (iii) sole power to dispose or to direct the disposition of 350,100 (iv) shared power to dispose or to direct the disposition of 0 Item 5. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ] Item 6. However, no one individual has greater than 5% economic ownership. The shareholders of the Fund have the right to receive or the power to direct the receipt of dividends and proceeds from the sale of securities listed above. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Invesco Advisers, Inc. Item 8. Identification and Classification of Members of the Group. Not Applicable. This schedule is not being filed pursu

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View this SC 13G/A filing on SEC EDGAR