Ellsworth Growth & Income Fund Ltd (ECF-PA) — SEC Filings
Ellsworth Growth & Income Fund Ltd (ECF-PA) — 10 SEC filings. Latest: 8-K (May 19, 2025). Includes 4 SC 13D/A, 2 DEF 14A, 1 8-K.
View Ellsworth Growth & Income Fund Ltd on SEC EDGAR
Overview
Ellsworth Growth & Income Fund Ltd (ECF-PA) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 8-K filed on May 19, 2025: Ellsworth Growth and Income Fund Ltd. filed an 8-K on May 19, 2025, reporting amendments to its Articles of Incorporation or Bylaws and filing financial statements and exhibits. The company, incorporated in Delaware with its fiscal year ending September 30, has undergone several name changes since i
Sentiment Summary
Across 10 filings, the sentiment breakdown is: 10 neutral. The dominant filing sentiment for Ellsworth Growth & Income Fund Ltd is neutral.
Filing Type Overview
Ellsworth Growth & Income Fund Ltd (ECF-PA) has filed 1 8-K, 2 DEF 14A, 4 SC 13D/A, 1 SC 13D, 1 SC 13G, 1 SC 13G/A with the SEC between Jan 2024 to May 2025.
Filings by Year
Recent SEC Filings (10)
| Date | Form | Description | Risk |
|---|---|---|---|
| May 19, 2025 | 8-K | Ellsworth Growth & Income Fund Files 8-K | low |
| Mar 20, 2025 | DEF 14A | Ellsworth Growth & Income Fund Ltd. Files DEF 14A Proxy Statement | low |
| Aug 6, 2024 | SC 13D/A | Saba Capital Amends Ellsworth Growth & Income Fund Stake | medium |
| Jul 19, 2024 | SC 13D/A | Saba Capital Amends Ellsworth Growth & Income Fund Filing | medium |
| Jun 21, 2024 | SC 13D/A | Saba Capital Amends Ellsworth Growth & Income Fund Filing | medium |
| Jun 10, 2024 | SC 13D/A | Saba Capital Amends Ellsworth Growth & Income Fund Filing | medium |
| May 13, 2024 | SC 13D | Saba Capital Management Files 13D on Ellsworth Growth & Income Fund | medium |
| Mar 21, 2024 | DEF 14A | Ellsworth Growth & Income Fund Ltd. Announces Annual Meeting on May 13, 2024 | low |
| Feb 6, 2024 | SC 13G | Wells Fargo Discloses 5.0% Stake in Ellsworth Growth & Income Fund | |
| Jan 29, 2024 | SC 13G/A | Saba Capital Amends Ellsworth Growth & Income Fund Stake |
Risk Profile
Risk Assessment: Of ECF-PA's 8 recent filings, 0 were flagged as high-risk, 5 as medium-risk, and 3 as low-risk. The overall risk profile suggests moderate risk with a balanced mix of positive and cautionary disclosures.
Key Executives
- Boaz R. Weinstein
Industry Context
Ellsworth Growth & Income Fund Ltd. is a Delaware statutory trust operating as an investment fund.
Top Tags
closed-end-fund (6) · activist-investor (3) · ownership-change (3) · filing-amendment (2) · corporate-action (1) · financial-statements (1) · filing (1) · proxy-statement (1) · governance (1) · sec-filing (1)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| Fiscal Year End | 0930 | Indicates when the company's financial reporting cycle concludes. |
| SEC File Number | 811-04656 | Unique identifier for the fund's filings with the SEC. |
| Annual Meeting Date | May 13, 2024 | Date of Annual Meeting of Shareholders |
| Meeting Time | 8:15 a.m. ET | Time of Annual Meeting |
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Frequently Asked Questions
What are the latest SEC filings for Ellsworth Growth & Income Fund Ltd (ECF-PA)?
Ellsworth Growth & Income Fund Ltd has 10 recent SEC filings from Jan 2024 to May 2025, including 4 SC 13D/A, 2 DEF 14A, 1 8-K. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of ECF-PA filings?
Across 10 filings, the sentiment breakdown is: 10 neutral. The dominant sentiment is neutral.
Where can I find Ellsworth Growth & Income Fund Ltd SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Ellsworth Growth & Income Fund Ltd (ECF-PA) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Ellsworth Growth & Income Fund Ltd?
Financial highlights for Ellsworth Growth & Income Fund Ltd are available when 10-K or 10-Q filings are enriched with AI analysis. Check back as new filings are processed.
What is the investment thesis for ECF-PA?
The investment thesis for ECF-PA includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Ellsworth Growth & Income Fund Ltd?
Key executives identified across Ellsworth Growth & Income Fund Ltd's filings include Boaz R. Weinstein.
What are the main risk factors for Ellsworth Growth & Income Fund Ltd stock?
Of ECF-PA's 8 assessed filings, 0 were flagged high-risk, 5 medium-risk, and 3 low-risk.
What are recent predictions and forward guidance from Ellsworth Growth & Income Fund Ltd?
Forward guidance and predictions for Ellsworth Growth & Income Fund Ltd are extracted from SEC filings as they are enriched.