Ellsworth Growth & Income Fund Ltd. Announces Annual Meeting on May 13, 2024

TL;DR

<b>Ellsworth Growth & Income Fund Ltd. will hold its Annual Meeting of Shareholders on May 13, 2024, offering both in-person and virtual attendance options.</b>

AI Summary

ELLSWORTH GROWTH & INCOME FUND LTD (ECF-PA) filed a Proxy Statement (DEF 14A) with the SEC on March 21, 2024. The Annual Meeting of Shareholders for Ellsworth Growth and Income Fund Ltd. will be held on May 13, 2024. The meeting will take place at 8:15 a.m. ET. Shareholders can attend in person at GAMCO Investors, Inc. in Rye, New York. The meeting will also be accessible virtually via Internet webcast. This filing is a Definitive Proxy Statement (DEF 14A).

Why It Matters

For investors and stakeholders tracking ELLSWORTH GROWTH & INCOME FUND LTD, this filing contains several important signals. Shareholders need to be aware of the date and time to participate in key governance decisions for the fund. The dual format (in-person and virtual) allows for broader shareholder participation in the annual meeting.

Risk Assessment

Risk Level: low — ELLSWORTH GROWTH & INCOME FUND LTD shows low risk based on this filing. The filing is a routine proxy statement for an annual meeting, with no immediate financial or operational concerns indicated.

Analyst Insight

Review the proxy materials to understand the agenda and any proposals for the upcoming annual shareholder meeting.

Key Numbers

• May 13, 2024 — Annual Meeting Date (Date of Annual Meeting of Shareholders)
• 8:15 a.m. ET — Meeting Time (Time of Annual Meeting)

Key Players & Entities

• ELLSWORTH GROWTH & INCOME FUND LTD (company) — Registrant
• May 13, 2024 (date) — Date of Annual Meeting
• GAMCO Investors, Inc. (company) — Location of in-person meeting
• Rye, New York (location) — Address of in-person meeting
• DEF 14A (filing_type) — Form Type

FAQ

Industry Context

Ellsworth Growth & Income Fund Ltd. is a Delaware statutory trust operating as an investment fund.

Regulatory Implications

The filing is made pursuant to Section 14(a) of the Securities Exchange Act of 1934, which governs the solicitation of proxies.

What Investors Should Do

1. Confirm attendance details for the May 13, 2024 Annual Meeting.
2. Review any proposals or voting matters to be presented at the meeting.
3. Ensure contact information is up-to-date for receiving future fund communications.

Key Dates

• 2024-05-13: Annual Meeting of Shareholders — Key date for shareholder participation in fund governance.

Year-Over-Year Comparison

This is a DEF 14A filing for the 2024 annual meeting, following previous filings related to fund operations and governance.

Key Financial Figures

• $1,000 — tion of proxies for an estimated fee of $1,000 plus reimbursement of expenses. The Fun
• $0.01 — t outstanding: common shares, par value $0.01 per share (Common Shares''), and 5.25%

Filing Documents

• ecf-html7527_def14a.htm (DEF 14A) — 304KB
• proxy001.jpg (GRAPHIC) — 541KB
• proxy002.jpg (GRAPHIC) — 786KB
• proxy003.jpg (GRAPHIC) — 546KB
• proxy004.jpg (GRAPHIC) — 786KB
• proxy005.jpg (GRAPHIC) — 546KB
• proxy006.jpg (GRAPHIC) — 786KB
• 0001133228-24-002384.txt (&nbsp;) — 9873KB
• ecf-20240403.xsd (EX-101.SCH) — 3KB
• ecf-20240403_def.xml (EX-101.DEF) — 3KB
• ecf-20240403_lab.xml (EX-101.LAB) — 2KB
• ecf-20240403_pre.xml (EX-101.PRE) — 2KB
• ecf-html7527_def14a_htm.xml (XML) — 16KB

From the Filing

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Proxy Statement Definitive Additional Materials Soliciting Material Pursuant to Sec. 240.14a-12 Ellsworth Growth and Income Fund Ltd. (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check the appropriate box): No fee required Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. 1) Title of each class of securities to which transaction applies: 2) Aggregate number of securities to which transaction applies: 3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11(set forth the amount on which the filing fee is calculated and state how it was determined): 4) Proposed maximum aggregate value of transaction: 5) Total fee paid: Fee paid previously with preliminary materials. Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. 1) Amount Previously Paid: 2) Form, Schedule or Registration 3) Filing Party: 4) Date Filed: ELLSWORTH GROWTH AND INCOME FUND LTD. One Corporate Center Rye, New York 10580-1422 (914) 921-5070 NOTICE OF ANNUAL MEETING OF SHAREHOLDERS To Be Held on May 13, 2024 To the Shareholders of ELLSWORTH GROWTH AND INCOME FUND LTD. Notice is hereby given that the Annual Meeting of Shareholders of the Ellsworth Growth and Income Fund Ltd., a Delaware statutory trust (the Fund''), will be held on Monday, May 13, 2024, at 8:15 a.m., ET, at GAMCO Investors, Inc., One Corporate Center, 401 Theodore Fremd Avenue, Rye, New York, 10580 and virtually by Internet webcast (the Meeting''), and at any adjournments or postponements thereof for the following purposes: 1. To elect three (3) Trustees of the Fund, two (2) Trustees to be elected by the holders of the Fund's common shares and holders of its 5.25% Series A Cumulative Preferred Shares and Series B Cumulative Preferred Shares (together, the Preferred Shares''), voting together as a single class and one (1) Trustee to be elected by the holders of the Fund's Preferred Shares, voting as a separate class; and 2. To consider and vote upon such other matters, including adjournments, as may properly come before said Meeting or any adjournments or postponements thereof. These items are discussed in greater detail in the attached Proxy Statement. We are conducting a "hybrid" meeting - you may attend in person or virtually. Whether or not you plan to attend the Meeting in person, shareholders must register in advance by submitting the required information to the Fund at: http://Gabelli.com/CEFAnnualMeeting. Following registration, a shareholder will be provided with instructions regarding how to access the virtual Meeting, including the link for the Meeting. Requests for registration must be received no later than 5:00 p.m., ET, on May 12, 2024. Shareholders will receive an email confirming their registration and providing instructions for participating in the Meeting. Any questions should be directed to CEFProxy@gabelli.com. The close of business on March 15, 2024, has been fixed as the record date for the determination of shareholders entitled to notice of and to vote at the Meeting and any adjournments or postponements thereof. YOUR VOTE IS IMPORTANT REGARDLESS OF THE SIZE OF YOUR HOLDINGS IN THE FUND. WE ENCOURAGE YOU TO VOTE YOUR PROXY IN ADVANCE OF THE MEETING, EVEN IF YOU PLAN TO ATTEND THE MEETING. SHAREHOLDERS MAY AUTHORIZE THEIR PROXY BY TELEPHONE OR THE INTERNET. ALTERNATIVELY, SHAREHOLDERS MAY SUBMIT VOTING INSTRUCTIONS BY SIGNING AND DATING THE PROXY CARD AND RETURNING IT IN THE ACCOMPANYING POSTAGE-PAID ENVELOPE. By Order of the Board of Trustees, PETER GOLDSTEIN Secretary April 3, 2024 INSTRUCTIONS FOR SIGNING PROXY CARDS TO BE RETURNED BY MAIL The following general rules for signing proxy cards may be of assistance to you and avoid the time and expense to the Fund involved in validating your vote if you fail to properly sign your proxy card. 1. Individual Accounts: Sign your name exactly as it appears in the registration on the proxy card. 2. Joint Accounts: Either party may sign, but the name of the party signing should conform exactly to the name shown in the registration. 3. All Other Accounts: The capacity of the individuals signing the proxy card should be indicated unless it is reflected in the form of registration. For example: Regis

View Full Filing

View this DEF 14A filing on SEC EDGAR