ClearBridge Energy Midstream Opportunity Fund (EMO) Lists on NYSE
Ticker: EMO · Form: 8-K · Filed: Jan 29, 2024 · CIK: 1517518
Complexity: simple
Sentiment: neutral
Topics: exchange-listing, corporate-action
TL;DR
**EMO's Common Stock is now officially trading on the NYSE.**
AI Summary
ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) filed an 8-K on January 29, 2024, reporting that on January 25, 2024, its Common Stock began trading on the New York Stock Exchange under the trading symbol EMO. This matters to investors because it confirms the fund's listing on a major exchange, providing liquidity and visibility for shareholders.
Why It Matters
This filing confirms the fund's listing on the New York Stock Exchange, which can increase its visibility and liquidity for investors.
Risk Assessment
Risk Level: low — This filing is a routine announcement of a stock exchange listing, which generally carries low risk.
Analyst Insight
Investors should note the official listing on the NYSE, which may improve liquidity and market access for EMO shares. This is a procedural update, not a change in fundamentals.
Key Players & Entities
- ClearBridge Energy Midstream Opportunity Fund Inc. (company) — the registrant
- New York Stock Exchange (company) — the exchange where the common stock is registered
- EMO (company) — the trading symbol for the common stock
- January 25, 2024 (date) — date of earliest event reported
- January 29, 2024 (date) — date of report filing
Forward-Looking Statements
- Increased trading volume for EMO due to NYSE listing. (EMO) — medium confidence, target: Q1 2024
FAQ
What is the exact name of the registrant as specified in its charter?
The exact name of the registrant is ClearBridge Energy Midstream Opportunity Fund Inc.
On what date was the earliest event reported in this 8-K filing?
The earliest event reported in this 8-K filing occurred on January 25, 2024.
What is the trading symbol for ClearBridge Energy Midstream Opportunity Fund Inc.'s Common Stock?
The trading symbol for ClearBridge Energy Midstream Opportunity Fund Inc.'s Common Stock is EMO.
On which exchange is the Common Stock of ClearBridge Energy Midstream Opportunity Fund Inc. registered?
The Common Stock of ClearBridge Energy Midstream Opportunity Fund Inc. is registered on the New York Stock Exchange.
What is the Commission File Number for ClearBridge Energy Midstream Opportunity Fund Inc.?
The Commission File Number for ClearBridge Energy Midstream Opportunity Fund Inc. is 811-22546.
Filing Stats: 482 words · 2 min read · ~2 pages · Grade level 10.9 · Accepted 2024-01-29 17:07:58
Filing Documents
- d135079d8k.htm (8-K) — 20KB
- d135079dex991.htm (EX-99.1) — 113KB
- 0001193125-24-018271.txt ( ) — 134KB
Financial Statements and Exhibits
Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 99.1 Fourth Amended and Restated Bylaws, dated January 25, 2024, of ClearBridge Energy Midstream Opportunity Fund Inc. EXHIBIT INDEX The following exhibits are filed herewith: Exhibit Exhibit Description 99.1 Fourth Amended and Restated Bylaws, dated January 25, 2024, of ClearBridge Energy Midstream Opportunity Fund Inc.
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Fund has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: January 29, 2024 ClearBridge Energy Midstream Opportunity Fund Inc. /s/ Marc A. De Oliveira Name: Marc A. De Oliveira Title: Secretary and Chief Legal Officer [Signature Page to Form 8-K]