SC 13G/A: Entera Bio Ltd.

AI Summary

SC 13G/A filing by Entera Bio Ltd..

Risk Assessment

Risk Level: low

FAQ

Filing Documents

• tm2429021d1_sc13ga.htm (SC 13G/A) — 92KB
• 0001104659-24-120961.txt ( ) — 94KB

(a). Name of Issuer

Item 1(a). Name of Issuer: Entera Bio LTD. (the “Issuer”)

(b). Address of Issuer’s Principal Executive Offices

Item 1(b). Address of Issuer’s Principal Executive Offices: Kiryat Hadassa Minrav Building – Fifth Floor, Jerusalem 9112002, Israel

(a). Name of Persons Filing

Item 2(a). Name of Persons Filing: Knoll Capital Management LLC (“KCM”) Fred Knoll (“Knoll”) Gakasa Holdings, LLC. (“Gakasa”)

(b). Address of Principal Business Office or, if none, Residence

Item 2(b). Address of Principal Business Office or, if none, Residence: The principle business address for each of KCM, Knoll and Gakasa is 201 S. Biscayne Blvd suite 800, Miami, FL 33131

(c). Citizenship

Item 2(c). Citizenship: KCM is a limited liability company formed and existing under the laws of the State of Florida. Knoll is a citizen of the United States. Gakasa is a limited liability company organized under the laws of the State of Florida. Page 5 of 8 Cusip No. M40527109 13G Page 6 of 8 Pages

(d). Title of Class of Securities

Item 2(d). Title of Class of Securities: Ordinary Shares Nominal value of NIS 0.0000769 per share ("Ordinary Shares")

(e). CUSIP Number

Item 2(e). CUSIP Number: M40527109

If

Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: Not applicable (a) Broker or dealer registered under Section 15 of the Act (15 U.S.C 78o); (b) Bank as defined in Section 3(a)(6) of the Act (15 U.S.C 78c); (c) Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C 78c); (d) Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); (e) An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); (g) A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); (h) A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3); (j) A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J); (k) Group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: _________________

Ownership

Item 4. Ownership: Provide the following information regarding the aggregate number and percentage of class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: As of this filing: Gakasa beneficially owns 5,534,275 Shares of the Issuer’s Common Stock and 347,604 pre-funded warrants.. Each of KCM and Knoll beneficially own 5,534,275 Shares of the Issuer’s Common Stock and 347,604 pre-funded warrants.. KCM has trading authority for Gakasa, and Knoll is the President of KCM. (b) Percent of Class: The shares of the Issuer’s Common Stock beneficially owned by each of Gakasa, KCM and Knoll constitute 15% of the Issuer’s Common Stock outstanding. Page 6 of 8 Cusip No. M40527109 13G Page 7 of 8 Pages This percentage is calculated based on the expected 36,832,220 ordinary shares outstanding as per November 4, 2024 as stated in the company’s Form 10Q plus the issuance of an additional 2,000,000 ordinary shares as per our direct purchase from the company. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 0 (ii) shared power to vote or to direct the vote: 5,534,275 Shares of the Issuer’s Common Stock and 347,604 pre-funded warrants KCM, Knoll and Gakasa share the power to vote or direct the vote of those shares of Common Stock owned by Gakasa. (iii) sole power to dispose or to direct the disposition of: (iv) shared power to dispose or to direct the disposition of: 5,534,275 Shares of the Issuer’s Common Stock and 347,604 pre-funded warrants KCM, Knoll and Gakasa share the power to dispose of or direct the disposition of those shares of Common Stock owned by Gakasa.

Ownership of Five Percent or Less

Item 5. Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [ ].

Ownership of More than Five Percent

Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not Applicable.

Identification and Classification

Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person: Not Applicable.

Identification and Classification

Item 8. Identification and Classification of Members of the Group: Not Applicable.

Notice of Dissolution of Group

Item 9. Notice of Dissolution of Group: Not Applicable

Certifications

Item 10. Certifications: By Signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 7 of 8 Cusip No. M40527109 13G Page 8 of 8 Pages SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, I certify (the undersigned certifies) that the information set forth in this statement is true, complete and correct. KNOLL CAPITAL MANAGEMENT, LLC. By: /s/ Fred Knoll Dated: November 20, 2024 Name: Fred Knoll Title: President /s/ Fred Knoll Dated: November 20, 2024 Fred Knoll GAKASA HOLDINGS, LLC. By: Knoll Capital Management, LLC. By: /s/ Fred Knoll Dated: November 20, 2024 Name: Fred Knoll Title: President Page 8 of 8

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