First Citizens BancShares Amends 8-K, Confirms FCNCA Nasdaq Listing

TL;DR

**FCNCA's Class A Common Stock is officially registered on Nasdaq, confirmed by this 8-K/A.**

AI Summary

First Citizens BancShares, Inc. filed an 8-K/A on January 16, 2024, to amend a previous filing. This amendment clarifies the securities registered under Section 12(b) of the Securities Exchange Act of 1934, specifically listing its Class A Common Stock, Par Value $1, with the trading symbol FCNCA, as registered on Nasdaq. This matters to investors because it confirms the primary stock class they would trade is properly registered and listed on a major exchange, ensuring transparency and liquidity.

Why It Matters

This filing confirms the proper registration of First Citizens BancShares' Class A Common Stock (FCNCA) on Nasdaq, which is crucial for investor confidence and market accessibility.

Risk Assessment

Risk Level: low — This filing is an administrative amendment confirming existing information, posing minimal risk to investors.

Analyst Insight

A smart investor would note this administrative update confirms the primary stock's listing details, reinforcing standard market operations rather than signaling a new investment opportunity or risk.

Key Numbers

• $1 — Par Value (Par Value of Class A Common Stock)

Key Players & Entities

• First Citizens BancShares, Inc. (company) — the registrant filing the 8-K/A
• Nasdaq (company) — the exchange where Class A Common Stock is registered
• FCNCA (company) — the trading symbol for Class A Common Stock
• $1 (dollar_amount) — the par value of Class A Common Stock

FAQ

Key Financial Figures

• $1 — stered Class A Common Stock, Par Value $1 FCNCA Nasdaq Global Select Market Depo

Filing Documents

• fcnca-20240116.htm (8-K/A) — 27KB
• 0000798941-24-000005.txt ( ) — 186KB
• fcnca-20240116.xsd (EX-101.SCH) — 2KB
• fcnca-20240116_def.xml (EX-101.DEF) — 7KB
• fcnca-20240116_lab.xml (EX-101.LAB) — 31KB
• fcnca-20240116_pre.xml (EX-101.PRE) — 17KB
• fcnca-20240116_htm.xml (XML) — 5KB

From the Filing

fcnca-20240116 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2024 _________________________________________________________________ First Citizens BancShares, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16715 56-1528994 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 4300 Six Forks Road Raleigh North Carolina 27609 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: ( 919 ) 716-7000 ________________________________________________________________________________ (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities Registered Pursuant to Section 12(b) of the Securities Exchange Act of 1934: Title of each class Trading Symbol Name of each exchange on which registered Class A Common Stock, Par Value $1 FCNCA Nasdaq Global Select Market Depositary Shares, Each Representing a 1/40th Interest in a Share of 5.375% Non-Cumulative Perpetual Preferred Stock, Series A FCNCP Nasdaq Global Select Market 5.625% Non-Cumulative Perpetual Preferred Stock, Series C FCNCO Nasdaq Global Select Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Explanatory Note This Amendment No. 1 on Form 8-K/A (this "Amendment") is being filed by First Citizens BancShares, Inc. ("BancShares") to amend the Current Report on Form 8-K filed with the Securities and Exchange Commission on January 16, 2024 (the "Original Report"). The sole purpose of this Amendment is to correct a typographical error in Item 5.02 of the Original Report. The effective date of appointment was incorrectly reported in the Original Report as January 9, 2023. This Amendment should be read in conjunction with the Original Report. Except as set forth below, the Original Report remains unchanged. Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. (c) On January 16, 2024, BancShares announced the appointment of Gregory L. Smith, age 59, to the position of Chief Information & Operations Officer, effective January 9, 2024. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. First Citizens BancShares, Inc. (Registrant) Date: January 16, 2024 By: /s/ Craig L. Nix Name: Craig L. Nix Title: Chief Financial Officer

View Full Filing

View this 8-K/A filing on SEC EDGAR