Focus Universal Inc. Files 8-K for Material Definitive Agreement
Ticker: FCUV · Form: 8-K · Filed: Sep 25, 2025 · CIK: 1590418
Sentiment: neutral
Topics: material-definitive-agreement, 8-k
TL;DR
Focus Universal Inc. signed a big deal on 9/22/25. Details in new 8-K.
AI Summary
On September 22, 2025, Focus Universal Inc. entered into a material definitive agreement. The company, incorporated in Nevada with its principal executive offices in Ontario, California, filed this 8-K report on September 25, 2025, detailing the agreement.
Why It Matters
This filing indicates a significant new contract or partnership for Focus Universal Inc., which could impact its future business operations and financial performance.
Risk Assessment
Risk Level: medium — Material definitive agreements can introduce new risks or opportunities, the specifics of which are not yet fully disclosed in this initial filing.
Key Players & Entities
- Focus Universal Inc. (company) — Registrant
- September 22, 2025 (date) — Date of Earliest Event Reported
- September 25, 2025 (date) — Filing Date
- Nevada (jurisdiction) — State of Incorporation
- Ontario, California (location) — Principal Executive Offices
- 001-40770 (identifier) — Commission File Number
- 46-3355876 (identifier) — I.R.S. Employer Identification No.
FAQ
What is the nature of the material definitive agreement entered into by Focus Universal Inc.?
The filing states that Focus Universal Inc. entered into a material definitive agreement on September 22, 2025. Specific details of the agreement are not provided in this initial 8-K filing, but are expected to be disclosed in subsequent filings or exhibits.
When was this 8-K filing submitted to the SEC?
This 8-K filing was submitted to the SEC on September 25, 2025.
Where are Focus Universal Inc.'s principal executive offices located?
Focus Universal Inc.'s principal executive offices are located at 2311 East Locust Street, Ontario, California, 91761.
In which state is Focus Universal Inc. incorporated?
Focus Universal Inc. is incorporated in Nevada.
What is the Commission File Number for Focus Universal Inc.?
The Commission File Number for Focus Universal Inc. is 001-40770.
Filing Stats: 957 words · 4 min read · ~3 pages · Grade level 11.2 · Accepted 2025-09-25 14:40:59
Key Financial Figures
- $0.001 — nge on which registered Common stock, $0.001 par value per share FCUV The Nasdaq S
- $3,547,506 — ng an aggregate offering price of up to $3,547,506 (the "Shares") from time to time throug
Filing Documents
- focus_8k.htm (8-K) — 31KB
- focus_ex0501.htm (EX-5.1) — 11KB
- focus_ex1001.htm (EX-10.1) — 264KB
- logo.jpg (GRAPHIC) — 73KB
- 0001683168-25-007235.txt ( ) — 634KB
- fcuv-20250922.xsd (EX-101.SCH) — 3KB
- fcuv-20250922_lab.xml (EX-101.LAB) — 33KB
- fcuv-20250922_pre.xml (EX-101.PRE) — 22KB
- focus_8k_htm.xml (XML) — 3KB
01
Item 1.01 Entry into a Material Definitive Agreement. On September 22, 2025, Focus Universal Inc., a Nevada corporation (the "Company") entered into an At Market Issuance Sales Agreement (the "Sales Agreement") with Ladenburg Thalmann & Co. Inc., as sales agent (the "Agent"), to sell shares of its common stock, $0.001 par value per share (the "Common Stock"), having an aggregate offering price of up to $3,547,506 (the "Shares") from time to time through an "at the market offering" (the "ATM Offering") as defined in Rule 415 under the Securities Act of 1933, as amended (the "Securities Act"). The offer and sale of the Shares will be made pursuant to the Company's effective "shelf" registration statement on Form S-3 and an accompanying base prospectus contained therein (File No. 333-284048) filed with the U.S. Securities and Exchange Commission ("SEC") on December 26, 2024, amended on January 6, 2025 and declared effective by the SEC on January 8, 2025. On September 22, 2025, the Company filed a prospectus supplement with the SEC relating to the offer and sale of up to $3,547,506 of Common Stock in the ATM Offering. This Current Report on Form 8-K shall not constitute an offer to sell or the solicitation of any offer to buy the Shares, nor shall there be any offer, solicitation or sale of the Shares in any state in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of such state. Agreement, the Agent will use its reasonable best efforts to sell the Shares, based upon the Company's instructions, consistent with its normal trading and sales practices and applicable law and regulations. Under the Sales Agreement, the Agent may sell the Shares by any method permitted by law deemed to be an "at the market offering" as defined in Rule 415 of the Securities Act. Under the Sales Agreement, Ladenburg will also be able to sell shares of Common Stock by a
Financial Statements and Exhibits
Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 5.1 Opinion of Corporate Securities Legal LLP . 10.1 At the Market Sales Agreement, dated September 22, 2025 with Ladenburg Thalman & Co. Inc. 23.1 Consent of Corporate Securities Legal LLP (included in the opinion filed as Exhibit 5.1 ). 104 Cover Page Interactive Data File (embedded within the inline XBRL document) 2 SIGNATURE Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: September 25, 2025 FOCUS UNIVERSAL, INC. By: /s/ Desheng Wang Name: Desheng Wang Title: Chief Executive Officer 3