Focus Universal INC. (FCUV) — SEC Filings

Overview

Focus Universal INC. (FCUV) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 10-K filed on Mar 31, 2026: FOCUS UNIVERSAL INC. (FCUV) reported a significant strategic shift in 2025, discontinuing its AT Tech Systems LLC operations in August 2024, which specialized in commercial and industrial smart IoT installations. The company is now prioritizing the commercialization of its universal smart technology

Sentiment Summary

Across 41 filings, the sentiment breakdown is: 6 bearish, 34 neutral, 1 mixed. The dominant filing sentiment for Focus Universal INC. is neutral.

Filing Type Overview

Focus Universal INC. (FCUV) has filed 3 10-K, 25 8-K, 1 S-1/A, 6 10-Q, 1 10-Q/A, 3 DEF 14A, 1 10-K/A, 1 8-K/A with the SEC between Jan 2024 to Mar 2026.

Filings by Year

2026 · 2025 · 2024

Recent Filings (41)

• Focus Universal Pivots to IoT, AI Software Amidst Capital Restructuring — 10-K · Mar 31, 2026 Risk: high
  FOCUS UNIVERSAL INC. (FCUV) reported a significant strategic shift in 2025, discontinuing its AT Tech Systems LLC operations in August 2024, which specialized i
• 8-K Filing — 8-K · Dec 23, 2025
• Focus Universal Inc. Files 8-K — 8-K · Dec 17, 2025 Risk: low
  Focus Universal Inc. filed an 8-K on December 17, 2025, reporting an event under 'Other Events'. The filing does not contain specific details about the event, d
• Focus Universal Registers 10.5M Shares for Resale, Eyes IoT Market — S-1/A · Dec 16, 2025 Risk: high
  FOCUS UNIVERSAL INC. (FCUV) filed an S-1/A on December 16, 2025, registering up to 10,558,975 shares of common stock for resale by selling stockholders. These s
• Focus Universal Inc. Files 8-K on Security Holder Rights — 8-K · Dec 8, 2025 Risk: medium
  Focus Universal Inc. filed an 8-K on December 8, 2025, reporting events as of December 5, 2025. The filing indicates material modifications to the rights of sec
• 8-K Filing — 8-K · Nov 25, 2025
• FCUV's Cash Dries Up Amidst Widening Losses, Revenue Stagnates — 10-Q · Nov 10, 2025 Risk: high
  FOCUS UNIVERSAL INC. (FCUV) reported a significant decline in financial performance for the nine months ended September 30, 2025, with revenue decreasing to $25
• Focus Universal Inc. Files 8-K with Material Agreements & Equity Sales — 8-K · Oct 27, 2025 Risk: medium
  Focus Universal Inc. filed an 8-K on October 27, 2025, reporting on events occurring on October 20, 2025. The filing indicates entry into a material definitive
• Focus Universal Inc. Files 8-K for Material Definitive Agreement — 8-K · Sep 25, 2025 Risk: medium
  On September 22, 2025, Focus Universal Inc. entered into a material definitive agreement. The company, incorporated in Nevada with its principal executive offic
• FOCUS UNIVERSAL Narrows Losses, Assets Decline in Q2 — 10-Q · Aug 12, 2025 Risk: high
  FOCUS UNIVERSAL INC. reported a net loss of $1,000 for the three months ended June 30, 2025, a significant improvement from the net loss of $10,000 in the same
• FOCUS UNIVERSAL Amends Q1 10-Q, Confirms Compliance — 10-Q/A · Jul 15, 2025 Risk: low
  FOCUS UNIVERSAL INC. filed an Amendment No. 1 to its Form 10-Q for the quarterly period ended March 31, 2025, on July 15, 2025. This amendment clarifies or upda
• Focus Universal Inc. Faces Delisting Concerns — 8-K · Jul 3, 2025 Risk: high
  Focus Universal Inc. filed an 8-K on July 3, 2025, reporting a notice of delisting or failure to satisfy continued listing rules as of June 30, 2025. The compan
• Focus Universal Inc. Reports on Security Holder Vote — 8-K · Jun 26, 2025 Risk: medium
  Focus Universal Inc. filed an 8-K on June 26, 2025, reporting on a matter submitted to a vote of security holders on June 20, 2025. The filing does not contain
• Focus Universal Inc. Files Q1 2025 10-Q — 10-Q · May 7, 2025 Risk: low
  Focus Universal Inc. filed its quarterly report for the period ending March 31, 2025. The company, operating in industrial instruments, is based in Ontario, Cal
• Focus Universal Inc. Files Definitive Proxy Statement — DEF 14A · Apr 30, 2025 Risk: low
  Focus Universal Inc. filed its definitive proxy statement on April 30, 2025, for its annual meeting on June 20, 2025. The filing covers the fiscal year ending D
• Focus Universal Inc. Files 2024 10-K — 10-K · Feb 28, 2025 Risk: low
  Focus Universal Inc. filed its 2024 10-K on February 28, 2025, reporting on its fiscal year ending December 31, 2024. The company, incorporated in Nevada and op
• Focus Universal Inc. Files 8-K Report — 8-K · Feb 20, 2025 Risk: low
  On February 20, 2025, Focus Universal Inc. filed an 8-K report. The filing primarily concerns "Other Events" and "Financial Statements and Exhibits," indicating
• Focus Universal Inc. Files 8-K with Corporate Changes — 8-K · Jan 29, 2025 Risk: medium
  Focus Universal Inc. filed an 8-K on January 29, 2025, reporting material modifications to security holder rights and amendments to its articles of incorporatio
• Focus Universal Inc. Files 8-K with Corporate Updates — 8-K · Dec 18, 2024 Risk: low
  Focus Universal Inc. filed an 8-K on December 18, 2024, reporting events as of December 13, 2024. The filing indicates amendments to its Articles of Incorporati
• Focus Universal Inc. Files 8-K on Shareholder Votes — 8-K · Dec 4, 2024 Risk: low
  Focus Universal Inc. filed an 8-K on December 4, 2024, reporting on matters submitted to a vote of security holders as of November 29, 2024. The filing details
• Focus Universal Inc. Files 10-K Amendment — 10-K/A · Nov 29, 2024 Risk: low
  Focus Universal Inc. filed an amendment (Amendment No. 1) to its annual report on Form 10-K for the fiscal year ended December 31, 2023. The filing was made on
• Focus Universal Inc. Files 8-K for Material Definitive Agreement — 8-K · Nov 22, 2024 Risk: medium
  Focus Universal Inc. entered into a material definitive agreement on November 16, 2024. The company, incorporated in Nevada with its principal executive offices
• Focus Universal Inc. Files Q3 2024 10-Q Report — 10-Q · Nov 7, 2024 Risk: medium
  Focus Universal Inc. filed its Q3 2024 10-Q report on November 7, 2024, covering the period ending September 30, 2024. The company, incorporated in Nevada and o
• Focus Universal Inc. Files Definitive Proxy Statement — DEF 14A · Oct 11, 2024 Risk: low
  Focus Universal Inc. filed a Definitive Proxy Statement (DEF 14A) on October 11, 2024, for its fiscal year ending December 31. The filing, related to the Securi
• Focus Universal Inc. Files Definitive Proxy Statement — DEF 14A · Oct 1, 2024 Risk: low
  Focus Universal Inc. filed a Definitive Proxy Statement (DEF 14A) on October 1, 2024, for its fiscal year ending December 31. The company, incorporated in Nevad
• Focus Universal Inc. Files 8-K Report — 8-K · Sep 26, 2024 Risk: low
  On September 25, 2024, Focus Universal Inc. filed an 8-K report. The filing primarily concerns "Other Events" and does not detail specific transactions or finan
• Focus Universal Inc. Faces Delisting Concerns — 8-K · Sep 20, 2024 Risk: high
  Focus Universal Inc. filed an 8-K on September 20, 2024, reporting a notice of delisting or failure to satisfy continued listing rules. The filing also includes
• Focus Universal Inc. Files 8-K: Material Agreement & Equity Sales — 8-K · Sep 18, 2024 Risk: medium
  On September 16, 2024, Focus Universal Inc. entered into a material definitive agreement. The company also reported on unregistered sales of equity securities a
• Focus Universal Inc. Files 8-K: Material Agreement and Other Events — 8-K · Sep 17, 2024 Risk: medium
  On September 15, 2024, Focus Universal Inc. entered into a material definitive agreement. The company also reported other events and filed financial statements
• Focus Universal Inc. Files 10-Q for Q2 2024 — 10-Q · Aug 14, 2024 Risk: medium
  Focus Universal Inc. filed its 10-Q for the period ending June 30, 2024. The filing covers the company's financial performance and operations for the second qua
• Focus Universal Inc. Files 8-K for Material Definitive Agreement — 8-K · Jul 18, 2024 Risk: medium
  Focus Universal Inc. entered into a material definitive agreement on July 8, 2024. The company, incorporated in Nevada with its principal executive offices in O
• Focus Universal Inc. Appoints New Director, Discloses Officer Compensation — 8-K · Jun 17, 2024 Risk: medium
  On June 12, 2024, Focus Universal Inc. announced changes to its board of directors, appointing Mr. Jianhua Wu as a new director. The company also disclosed comp
• FOCUS UNIVERSAL INC. Files 10-Q for Period Ending March 31, 2024 — 10-Q · May 15, 2024 Risk: low
  FOCUS UNIVERSAL INC. (FCUV) filed a Quarterly Report (10-Q) with the SEC on May 15, 2024. Focus Universal Inc. filed a 10-Q for the period ending March 31, 2024
• Focus Universal Inc. Files 8-K Amendment — 8-K/A · May 13, 2024 Risk: low
  Focus Universal Inc. filed an amendment (Amendment No. 1) to its Form 8-K on May 13, 2024, originally reported on April 26, 2024. This amendment pertains to Reg
• Focus Universal Inc. Files 8-K Report — 8-K · Apr 29, 2024 Risk: low
  On April 26, 2024, Focus Universal Inc. filed an 8-K report. The filing primarily concerns Regulation FD Disclosure and Financial Statements and Exhibits. The c
• Focus Universal Inc. Reports Board Changes and Officer Appointments — 8-K · Apr 16, 2024 Risk: medium
  Focus Universal Inc. announced on April 12, 2024, a change in its board of directors, including the election of new directors and the appointment of certain off
• FOCUS UNIVERSAL INC. Files 2023 Annual Report on Form 10-K — 10-K · Apr 1, 2024 Risk: low
  FOCUS UNIVERSAL INC. (FCUV) filed a Annual Report (10-K) with the SEC on April 1, 2024. Focus Universal Inc. filed its 2023 Form 10-K on April 1, 2024. The comp
• Focus Universal Inc. Faces Delisting Concerns — 8-K · Mar 22, 2024 Risk: high
  Focus Universal Inc. filed an 8-K on March 22, 2024, reporting a notice of delisting or failure to satisfy a continued listing rule or standard. The company's p
• FOCUS UNIVERSAL INC. Reports Material Definitive Agreement — 8-K · Feb 27, 2024 Risk: medium
  FOCUS UNIVERSAL INC. filed an 8-K on February 27, 2024, reporting an "Entry into a Material Definitive Agreement" with an earliest event date of February 22, 20
• FOCUS UNIVERSAL INC. Changes Certifying Accountant — 8-K · Jan 16, 2024
  FOCUS UNIVERSAL INC. (FCUV) announced on January 12, 2024, that it is changing its certifying accountant. This change is significant because the auditor is resp
• FOCUS UNIVERSAL INC. Enters Material Definitive Agreement — 8-K · Jan 11, 2024
  FOCUS UNIVERSAL INC. filed an 8-K on January 11, 2024, reporting an "Entry into a Material Definitive Agreement" on January 9, 2024. While the filing indicates

Risk Profile

Risk Assessment: Of FCUV's 37 recent filings, 7 were flagged as high-risk, 14 as medium-risk, and 16 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.

Key Executives

• Gilbert J. Bradshaw, Esq.
• Jianhua Wu

Industry Context

Focus Universal operates in the rapidly evolving IoT and AI software sectors. The IoT market is characterized by increasing demand for smart devices, automation, and data analytics across various industries, from smart homes to industrial applications. The AI-driven financial reporting software market is also growing, with companies seeking more efficient and insightful financial management tools. Competition is intense, with established tech giants and numerous startups vying for market share.

Top Tags

material-agreement (7) · corporate-governance (6) · 8-k (5) · financials (5) · filing (5) · 10-Q (4) · Small Cap (3) · SEC Filing (3) · delisting (3) · listing-standards (3)

Key Numbers

• Market Value of Non-Affiliate Shares: $14.4M — As of June 30, 2025, reflecting the company's market capitalization for public float.
• Common Shares Outstanding: 1,025,135 — As of March 25, 2026, after two 1-for-10 reverse stock splits, indicating a significantly reduced share count.
• Reverse Stock Split (Jan 2025): 1-for-10 — Effected January 31, 2025, to adjust authorized and outstanding shares.
• Reverse Stock Split (Feb 2026): 1-for-10 — Effected February 9, 2026, impacting outstanding common stock.
• Authorized Common Stock: 1,000,000,000 — Increased on November 17, 2025, indicating significant potential for future share issuance and dilution.
• UNB Technology Speed: 4 Mbps — Achieved by finished ultra-narrowband technology at <1kHz bandwidth, demonstrating core technological capability.
• UNB Spectral Efficiency: 4000 bits/sec/Hz — Achieved by finished ultra-narrowband technology, indicating high data transmission efficiency.
• UNB Technology Speed (in development): 64-256 Mbps — Target speed for ultra-narrowband technology, showing future performance goals.
• Patents and Patents Pending: 28 — Held by the company, indicating intellectual property assets.
• Fiscal Year End: 2025 — The period covered by this 10-K filing.
• Shares of Common Stock: 10,558,975 — Maximum number of shares registered for resale by Selling Stockholders
• Shares of Series B Convertible Preferred Stock: 8,236 — Convertible into the common stock being registered for resale
• Total Private Placement Value: $7,000,000 — Aggregate value of Series B Preferred Stock issued and to be issued
• First Closing of Private Placement: $3,000,000 — Amount received on October 21, 2025
• Second Closing of Private Placement: $1,000,000 — Amount to occur upon S-1 filing and information statement

Frequently Asked Questions