Focus Universal Inc. Files 8-K on Security Holder Rights
Ticker: FCUV · Form: 8-K · Filed: Dec 8, 2025 · CIK: 1590418
Sentiment: neutral
Topics: corporate-governance, filing-update
TL;DR
FOCUS filing 8-K, changes to security holder rights and bylaws effective Dec 5.
AI Summary
Focus Universal Inc. filed an 8-K on December 8, 2025, reporting events as of December 5, 2025. The filing indicates material modifications to the rights of security holders and amendments to its articles of incorporation or bylaws. It also includes financial statements and exhibits.
Why It Matters
This 8-K filing signals potential changes in the rights of Focus Universal Inc.'s security holders and amendments to its corporate governance documents, which could impact investors.
Risk Assessment
Risk Level: medium — Changes to security holder rights and corporate bylaws can introduce new risks or alter existing ones for investors.
Key Numbers
- 001-34780 — SEC File Number (Identifies the company's filing history with the SEC.)
- 46-3355876 — I.R.S. Employer Identification No. (Company's tax identification number.)
Key Players & Entities
- FOCUS UNIVERSAL INC. (company) — Registrant
- December 5, 2025 (date) — Earliest Event Reported
- December 8, 2025 (date) — Filing Date
- Nevada (jurisdiction) — State of Incorporation
- 2311 East Locust Street Ontario , California 91761 (address) — Principal Executive Offices
FAQ
What specific material modifications were made to the rights of security holders?
The filing indicates material modifications to the rights of security holders, but the specific details of these modifications are not provided in the excerpt.
What amendments were made to the Articles of Incorporation or Bylaws?
The filing states that amendments to the Articles of Incorporation or Bylaws occurred, but the specific changes are not detailed in the provided text.
What is the significance of the 'Financial Statements and Exhibits' item?
This item indicates that financial statements and other exhibits are included with this 8-K filing, which can provide further insight into the company's financial health and the nature of the reported events.
When was the earliest event reported in this filing?
The earliest event reported in this filing occurred on December 5, 2025.
Where is Focus Universal Inc. headquartered?
Focus Universal Inc.'s principal executive offices are located at 2311 East Locust Street, Ontario, California, 91761.
Filing Stats: 850 words · 3 min read · ~3 pages · Grade level 12.8 · Accepted 2025-12-05 20:21:43
Key Financial Figures
- $0.001 — nge on which registered Common stock, $0.001 par value per share FCUV The Nasdaq S
Filing Documents
- focus_8k.htm (8-K) — 31KB
- focus_ex0301.htm (EX-3.1) — 198KB
- ex0301.jpg (GRAPHIC) — 34KB
- 0001683168-25-008956.txt ( ) — 481KB
- fcuv-20251205.xsd (EX-101.SCH) — 3KB
- fcuv-20251205_lab.xml (EX-101.LAB) — 33KB
- fcuv-20251205_pre.xml (EX-101.PRE) — 22KB
- focus_8k_htm.xml (XML) — 4KB
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Item 3.03 Material Modification to Rights of Security Holders. To the extent required by Item 3.03, the information contained in Item 5.03 of this Current Report on Form 8-K is incorporated herein by reference.
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Item 5.03 Amendments to Articles of Incorporation or Bylaws. Amendment to Certificate of Designation of Series B Convertible Preferred Stock On December 5, 2025, following the approval by all of the holders of the Series B Convertible Preferred Stock (the " Series B Preferred Stock "), Focus Universal, Inc. (the " Corporation ") filed an amendment to the Certificate of Designation of Series B Preferred Stock (the " Amendment to Series B Designation ") that had the effect of altering the conversion price and floor price calculations of the Series B Preferred Stock in the event that the Corporation approves a subdivision, reverse stock split, or similar transaction. The Amendment to Series B Designation also provides for voluntary redemption rights at the option of the holder of Series B Preferred Stock. The Amendment to Series B Designation, as filed with the Secretary of State of Nevada, which is included hereto as Exhibit 3.1, is incorporated by reference into this Item 5.03. Specifically, Section 9 of the Amendment to Series B Designation was changed to the following: Section 9. Adjustment of Conversion Price and Floor Price upon Subdivision of Common Stock If the Corporation at any time on or after the Initial Issuance Date subdivides (by any stock split, stock dividend, recapitalization or other similar transaction) one or more classes of its outstanding shares of Common Stock into a greater number of shares, the Conversion Price and Floor Price shall be correspondingly adjusted by adjusting any and all volume weighted conversion and floor price calculations as though the subdivision had occurred prior to the volume weighted calculation dates. In the event of a reverse stock split, combination of shares, or other similar transaction that results in a decrease in the number of outstanding shares of Common Stock, the Conversion Price and Floor Price shall be correspondingly adjusted by adjusting any and all volume weighted conversion and floor price calc
Financial Statements and Exhibits
Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 3.1 Amendment to the Certificate of Designation of Series B, filed with the Secretary of State of Nevada on December 5, 2025 . 2 SIGNATURE Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: December 5, 2025 FOCUS UNIVERSAL INC. By: /s/ Desheng Wang Name: Desheng Wang Title: Chief Executive Officer 3