Focus Universal INC. 8-K Filing
Ticker: FCUV · Form: 8-K · Filed: Nov 25, 2025 · CIK: 1590418
Sentiment: neutral
Filing Stats: 779 words · 3 min read · ~3 pages · Grade level 12.6 · Accepted 2025-11-25 15:24:24
Key Financial Figures
- $0.001 — nge on which registered Common stock, $0.001 par value per share FCUV The Nasdaq S
- $3,000,000 — tors for an aggregate purchase price of $3,000,000, or $4.00 per share (the " Series A Pri
- $4.00 — regate purchase price of $3,000,000, or $4.00 per share (the " Series A Private Place
Filing Documents
- focus_8k.htm (8-K) — 27KB
- 0001683168-25-008669.txt ( ) — 188KB
- fcuv-20251117.xsd (EX-101.SCH) — 3KB
- fcuv-20251117_lab.xml (EX-101.LAB) — 33KB
- fcuv-20251117_pre.xml (EX-101.PRE) — 22KB
- focus_8k_htm.xml (XML) — 3KB
02
Item 3.02 Unregistered Sales of Equity Securities. As previously disclosed in the Current Report on Form 8-K , filed on October 27, 2025, Focus Universal Inc. (the " Company ") filed a Certificate of Designation of Series A Preferred Stock (" Series A Designation ") that had the effect of designating 1,000,000 shares of its 5,000,000 authorized shares of preferred stock as Series A Preferred Stock (" Series A Preferred Stock "). The Series A Designation also provided that each share of Series A Preferred Stock is convertible into 1.1 shares of restricted Common Stock at the option of the holder, at any time. The Series A Designation as filed with the Secretary of State of Nevada, which is included the Current Report on Form 8-K , filed on October 27, 2025, as Exhibit 3.1, is incorporated by reference into this Item 3.02. Also as previously disclosed in the Current Report on Form 8-K , filed on October 27, 2025, the Company committed the sale of 750,000 shares of Series A Preferred Stock in a private placement to Edward Lee, the Chairman of the Company's Board of Directors, as the lead investor and other accredited investors for an aggregate purchase price of $3,000,000, or $4.00 per share (the " Series A Private Placement "). On or about November 17, 2025, the Company received notice from the holders of Series A Preferred Stock, including Chairman Edward Lee, of their election to convert their shares of Series A Preferred Stock to Common Stock. As a result of the conversion of Series A Preferred Stock, the Company issued an aggregate 825,000 shares of restricted Common Stock to the holders, including 550,000 shares of restricted Common Stock to Chairman, Edward Lee. All of the Series A Preferred Stock have been converted, and there are currently no outstanding shares of Series A Preferred Stock. The Series A Preferred Stock were offered and sold in a private placement to certain eligible investors pursuant to Section 4(a)(2) of the Securities Act of 1933, as