Gladstone Investment Corp. Files 8-K on Security Holder Vote
Ticker: GAINI · Form: 8-K · Filed: Aug 1, 2024 · CIK: 1321741
| Field | Detail |
|---|---|
| Company | Gladstone Investment Corporation\De (GAINI) |
| Form Type | 8-K |
| Filed Date | Aug 1, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Key Dollar Amounts | $0.001 |
| Sentiment | neutral |
Sentiment: neutral
Topics: corporate-governance, shareholder-vote
Related Tickers: GAIN
TL;DR
GAIN filed an 8-K for a shareholder vote - details TBD.
AI Summary
Gladstone Investment Corporation (GAIN) filed an 8-K on August 1, 2024, to report the submission of matters to a vote of its security holders. The filing does not specify the exact nature of the vote or any associated details like proposals or outcomes.
Why It Matters
This filing indicates a formal process where shareholders are being asked to vote on company matters, which could potentially impact corporate governance or strategic decisions.
Risk Assessment
Risk Level: low — The filing is procedural and does not contain information about financial performance, significant transactions, or executive changes that would typically indicate higher risk.
Key Players & Entities
- Gladstone Investment Corporation (company) — Registrant
- August 1, 2024 (date) — Date of earliest event reported
- Delaware (jurisdiction) — State of Incorporation
- 814-00704 (other) — Commission File Number
- 83-0423116 (other) — I.R.S. Employer Identification Number
- 1521 Westbranch Drive, Suite 100, McLean, Virginia 22102 (address) — Principal Executive Offices
- (703) 287-5800 (phone_number) — Registrant's telephone number
FAQ
What specific matters are being submitted for a vote of Gladstone Investment Corporation's security holders?
The filing does not specify the exact matters being submitted for a vote; it only states that such matters are being submitted.
When was the earliest event reported in this 8-K filing?
The earliest event reported in this 8-K filing was on August 1, 2024.
What is Gladstone Investment Corporation's state of incorporation?
Gladstone Investment Corporation is incorporated in Delaware.
What is the principal executive office address for Gladstone Investment Corporation?
The principal executive office address is 1521 Westbranch Drive, Suite 100, McLean, Virginia 22102.
What is the Commission File Number for Gladstone Investment Corporation?
The Commission File Number for Gladstone Investment Corporation is 814-00704.
Filing Stats: 544 words · 2 min read · ~2 pages · Grade level 11.6 · Accepted 2024-08-01 16:19:04
Key Financial Figures
- $0.001 — ange on Which Registered Common Stock, $0.001 par value per share GAIN The Nasdaq
Filing Documents
- d839123d8k.htm (8-K) — 33KB
- 0001193125-24-191536.txt ( ) — 199KB
- gain-20240801.xsd (EX-101.SCH) — 4KB
- gain-20240801_def.xml (EX-101.DEF) — 14KB
- gain-20240801_lab.xml (EX-101.LAB) — 24KB
- gain-20240801_pre.xml (EX-101.PRE) — 15KB
- d839123d8k_htm.xml (XML) — 8KB
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Gladstone Investment Corporation (Registrant) By: /s/ Rachael Easton August 1, 2024 Rachael Easton Chief Financial Officer and Treasurer