Gladstone Investment Corporation\De (GAINI) — SEC Filings
Gladstone Investment Corporation\De (GAINI) — 33 SEC filings. Latest: 8-K (Nov 14, 2025). Includes 25 8-K, 4 10-Q, 2 DEF 14A.
View Gladstone Investment Corporation\De on SEC EDGAR
Overview
Gladstone Investment Corporation\De (GAINI) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 8-K filed on Nov 14, 2025: Gladstone Investment Corporation (GAIN) announced on November 14, 2025, that it has entered into an agreement to sell its portfolio company, GTTI, to an unrelated third party. The transaction is expected to close in the fourth quarter of 2025 and is subject to customary closing conditions. The sale
Sentiment Summary
Across 33 filings, the sentiment breakdown is: 1 bullish, 31 neutral, 1 mixed. The dominant filing sentiment for Gladstone Investment Corporation\De is neutral.
Filing Type Overview
Gladstone Investment Corporation\De (GAINI) has filed 25 8-K, 4 10-Q, 2 DEF 14A, 2 10-K with the SEC between Jan 2024 to Nov 2025.
Filings by Year
Recent SEC Filings (33)
Risk Profile
Risk Assessment: Of GAINI's 29 recent filings, 0 were flagged as high-risk, 16 as medium-risk, and 13 as low-risk. The overall risk profile suggests moderate risk with a balanced mix of positive and cautionary disclosures.
Financial Highlights
| Metric | Value |
|---|---|
| Revenue | $25.28M |
| Net Income | $28.71M |
| EPS | $0.75 |
| Debt-to-Equity | 1.07 |
| Cash Position | $0.21M |
| Operating Margin | N/A |
| Total Assets | $1.14B |
| Total Debt | $555.03M |
Key Executives
- Michael L. Bartley
- David Gladstone
- Michael L. Li
- Michael J. Li
- Robert E. Bartley
Industry Context
Gladstone Investment Corporation operates in the Business Development Company (BDC) sector, which provides financing to small and mid-sized businesses. The industry is characterized by its reliance on interest income from debt investments and capital appreciation. BDCs are sensitive to interest rate environments and economic conditions affecting their portfolio companies. Competition exists from other BDCs, private equity funds, and traditional lenders.
Top Tags
debt (10) · divestiture (3) · Investment Income (3) · corporate-governance (3) · shareholder-vote (3) · material-agreement (3) · financing (3) · material-definitive-agreement (2) · BDC (2) · regulatory-filing (2)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| Net increase in net assets from operations | $28.71M | Increased from $15.48M in Q3 2024, indicating strong operational performance. |
| Total investment income | $25.28M | Up from $22.57M in Q3 2024, driven by interest and dividend income. |
| Net investment income | $4.28M | Decreased from $7.29M in Q3 2024, primarily due to higher expenses. |
| Total expenses, net of credits | $21.00M | Increased from $15.27M in Q3 2024, largely due to higher incentive fees. |
| Net realized loss on affiliate investments | $29.94M | Resulted from the restructuring of J.R. Hobbs Co. – Atlanta, LLC debt, a significant negative event. |
| Net unrealized appreciation of investments | $54.37M | Offset the realized loss, contributing to the overall increase in net assets. |
| Total assets | $1.14B | Increased from $1.01B as of March 31, 2025, reflecting portfolio growth. |
| Common Stock Shares Outstanding | 39,646,451 | As of November 3, 2025, indicating share count. |
| Net Asset Value Per Share | $13.53 | Slightly down from $13.55 as of March 31, 2025. |
| Net increase in net assets per common share | $0.75 | Increased from $0.42 in Q3 2024, showing per-share growth. |
| Net realized and unrealized gain on investments | $1.6M | Positive shift from a $5.4M loss in prior year, indicating better portfolio performance. |
| Investments in unaffiliated issuers | $650.0M | Major component of the investment portfolio as of June 30, 2025. |
| Investments in affiliated issuers | $20.0M | Smaller component of the investment portfolio as of June 30, 2025. |
| Increase in total investment income | 8.6% | Percentage increase from Q1 2024 to Q1 2025. |
| Note Maturity Year | 2026 | Indicates upcoming debt repayment obligation. |
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Frequently Asked Questions
What are the latest SEC filings for Gladstone Investment Corporation\De (GAINI)?
Gladstone Investment Corporation\De has 33 recent SEC filings from Jan 2024 to Nov 2025, including 25 8-K, 4 10-Q, 2 DEF 14A. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of GAINI filings?
Across 33 filings, the sentiment breakdown is: 1 bullish, 31 neutral, 1 mixed. The dominant sentiment is neutral.
Where can I find Gladstone Investment Corporation\De SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Gladstone Investment Corporation\De (GAINI) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Gladstone Investment Corporation\De?
Key financial highlights from Gladstone Investment Corporation\De's most recent 10-Q include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.
What is the investment thesis for GAINI?
The investment thesis for GAINI includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Gladstone Investment Corporation\De?
Key executives identified across Gladstone Investment Corporation\De's filings include Michael L. Bartley, David Gladstone, Michael L. Li, Michael J. Li, Robert E. Bartley.
What are the main risk factors for Gladstone Investment Corporation\De stock?
Of GAINI's 29 assessed filings, 0 were flagged high-risk, 16 medium-risk, and 13 low-risk.
What are recent predictions and forward guidance from Gladstone Investment Corporation\De?
Forward guidance and predictions for Gladstone Investment Corporation\De are extracted from SEC filings as they are enriched.