Gladstone Investment Corp. Files 8-K on Financial Instruments

Ticker: GAINI · Form: 8-K · Filed: Oct 8, 2024 · CIK: 1321741

Gladstone Investment Corporation\De 8-K Filing Summary
FieldDetail
CompanyGladstone Investment Corporation\De (GAINI)
Form Type8-K
Filed DateOct 8, 2024
Risk Levellow
Pages2
Reading Time2 min
Key Dollar Amounts$0.001
Sentimentneutral

Sentiment: neutral

Topics: corporate-filing, debt-instruments, financial-reporting

Related Tickers: GAIN

TL;DR

GAIN filed an 8-K detailing its notes and common stock. All good.

AI Summary

Gladstone Investment Corporation (GAIN) filed an 8-K on October 8, 2024, reporting on various financial instruments including common stock, M5.00 Notes Due 2026, M4.875 Notes Due 2028, and M8.00 Notes Due 2028. The filing details their corporate structure and principal executive offices located in McLean, Virginia.

Why It Matters

This filing provides an update on Gladstone Investment Corporation's financial structure, including details on their outstanding notes and common stock, which is important for investors to understand the company's capital composition.

Risk Assessment

Risk Level: low — This is a routine 8-K filing providing corporate and financial instrument details, not indicating any immediate operational or financial distress.

Key Players & Entities

  • GLADSTONE INVESTMENT CORPORATION (company) — Registrant
  • GAIN (company) — Ticker Symbol
  • October 8, 2024 (date) — Date of Report
  • Delaware (jurisdiction) — State of Incorporation
  • McLean, Virginia (location) — Principal Executive Offices
  • M5.00 Notes Due 2026 (financial_instrument) — Debt Instrument
  • M4.875 Notes Due 2028 (financial_instrument) — Debt Instrument
  • M8.00 Notes Due 2028 (financial_instrument) — Debt Instrument

FAQ

What is the primary purpose of this 8-K filing for Gladstone Investment Corporation?

The primary purpose is to report current information as required by the SEC, specifically detailing financial instruments like common stock and various notes, and confirming corporate details.

When was this 8-K report filed?

This 8-K report was filed on October 8, 2024.

Where are Gladstone Investment Corporation's principal executive offices located?

Gladstone Investment Corporation's principal executive offices are located at 1521 Westbranch Drive, Suite 100, McLean, Virginia 22102.

What types of debt instruments are mentioned in the filing?

The filing mentions M5.00 Notes Due 2026, M4.875 Notes Due 2028, and M8.00 Notes Due 2028.

In which state is Gladstone Investment Corporation incorporated?

Gladstone Investment Corporation is incorporated in Delaware.

Filing Stats: 512 words · 2 min read · ~2 pages · Grade level 10.6 · Accepted 2024-10-08 16:14:31

Key Financial Figures

  • $0.001 — nge on Which Registered Common Stock, $0.001 par value per share GAIN The Nasdaq

Filing Documents

Financial Statements and Exhibits

Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 99.1 Press Release issued by Gladstone Investment Corporation, dated October 8, 2024. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Gladstone Investment Corporation Date: October 8, 2024 By: /s/ Rachael Easton Rachael Easton Chief Financial Officer and Treasurer

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