Gladstone Investment Corp Enters Material Agreement

Ticker: GAINI · Form: 8-K · Filed: Jan 24, 2025 · CIK: 1321741

Gladstone Investment Corporation\De 8-K Filing Summary
FieldDetail
CompanyGladstone Investment Corporation\De (GAINI)
Form Type8-K
Filed DateJan 24, 2025
Risk Levelmedium
Pages2
Reading Time3 min
Key Dollar Amounts$0.001
Sentimentneutral

Sentiment: neutral

Topics: debt, financing, agreement

Related Tickers: GAIN

TL;DR

GAIN signed a big deal, likely involving debt. Keep an eye on their financials.

AI Summary

Gladstone Investment Corporation (GAIN) announced on January 24, 2025, that it entered into a material definitive agreement. The filing also lists several debt instruments, including M5.00 Notes Due 2026, M4.875 Notes Due 2028, M8.00 Notes Due 2028, and M7.875 Notes Due 2030, indicating potential financing or refinancing activities.

Why It Matters

This filing indicates Gladstone Investment Corporation has entered into a significant agreement, which could impact its financial structure and future operations.

Risk Assessment

Risk Level: medium — The filing details multiple debt instruments, suggesting potential financial leverage and associated risks.

Key Players & Entities

  • Gladstone Investment Corporation (company) — Registrant
  • GAIN (company) — Ticker Symbol
  • January 24, 2025 (date) — Report Date
  • M5.00 Notes Due 2026 (dollar_amount) — Debt Instrument
  • M4.875 Notes Due 2028 (dollar_amount) — Debt Instrument
  • M8.00 Notes Due 2028 (dollar_amount) — Debt Instrument
  • M7.875 Notes Due 2030 (dollar_amount) — Debt Instrument

FAQ

What is the nature of the material definitive agreement entered into by Gladstone Investment Corporation?

The filing states that Gladstone Investment Corporation entered into a material definitive agreement on January 24, 2025, but does not specify the details of the agreement itself.

What are the specific debt instruments mentioned in the filing?

The filing mentions M5.00 Notes Due 2026, M4.875 Notes Due 2028, M8.00 Notes Due 2028, and M7.875 Notes Due 2030.

What is the principal business address of Gladstone Investment Corporation?

The principal business address is 1521 Westbranch Drive, Suite 100, McLean, Virginia 22102.

What is the fiscal year end for Gladstone Investment Corporation?

The fiscal year end for Gladstone Investment Corporation is March 31.

What is the SEC file number for Gladstone Investment Corporation?

The SEC file number for Gladstone Investment Corporation is 814-00704.

Filing Stats: 652 words · 3 min read · ~2 pages · Grade level 12.8 · Accepted 2025-01-24 16:05:59

Key Financial Figures

  • $0.001 — nge on Which Registered Common Stock, $0.001 par value per share GAIN The Nasdaq

Filing Documents

Financial Statements and Exhibits

Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 10.1 Investment Advisory and Management Agreement, dated January 24, 2025, between Gladstone Investment Corporation and Gladstone Management Corporation 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Gladstone Investment Corporation Date: January 24, 2025 By: /s/ Taylor Ritchie Taylor Ritchie Chief Financial Officer and Treasurer

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