Gladstone Investment Corp. Files 2024 Proxy Statement

Ticker: GAINI · Form: DEF 14A · Filed: Jun 14, 2024 · CIK: 1321741

Gladstone Investment Corporation\De DEF 14A Filing Summary
FieldDetail
CompanyGladstone Investment Corporation\De (GAINI)
Form TypeDEF 14A
Filed DateJun 14, 2024
Risk Levellow
Pages16
Reading Time19 min
Sentimentneutral

Sentiment: neutral

Topics: proxy-statement, annual-meeting

Related Tickers: GAST

TL;DR

GAST proxy filed for Aug 1 meeting - vote your shares!

AI Summary

Gladstone Investment Corporation (GAST) filed its definitive proxy statement for its annual meeting of stockholders to be held on August 1, 2024. The filing, dated June 14, 2024, outlines the agenda and proposals for the meeting, which will include the election of directors and other corporate matters. The company is incorporated in Delaware and headquartered in McLean, Virginia.

Why It Matters

This filing provides shareholders with crucial information to make informed voting decisions on company leadership and important corporate actions at the upcoming annual meeting.

Risk Assessment

Risk Level: low — This is a routine proxy filing providing information to shareholders and does not contain new material financial or operational information.

Key Players & Entities

  • GLADSTONE INVESTMENT CORPORATION (company) — Registrant
  • August 1, 2024 (date) — Annual Meeting Date
  • McLean, Virginia (location) — Company Headquarters
  • Delaware (location) — State of Incorporation

FAQ

When is the annual meeting of stockholders for Gladstone Investment Corporation?

The annual meeting of stockholders is scheduled to be held on August 1, 2024.

What type of filing is this document?

This document is a Definitive Proxy Statement (DEF 14A) filed with the SEC.

Where is Gladstone Investment Corporation headquartered?

Gladstone Investment Corporation is headquartered at 1521 Westbranch Drive, Suite 100, McLean, Virginia 22102.

What is the fiscal year end for Gladstone Investment Corporation?

The fiscal year end for Gladstone Investment Corporation is March 31.

What is the Central Index Key (CIK) for Gladstone Investment Corporation?

The Central Index Key (CIK) for Gladstone Investment Corporation is 0001321741.

Filing Stats: 4,774 words · 19 min read · ~16 pages · Grade level 11.9 · Accepted 2024-06-14 08:30:56

Filing Documents

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT 28

EXECUTIVE COMPENSATION

EXECUTIVE COMPENSATION 32 DIRECTOR COMPENSATION 33 COMPENSATION COMMITTEE REPORT 34 CERTAIN TRANSACTIONS 35 HOUSEHOLDING OF PROXY MATERIALS 38 OTHER MATTERS 39 Table of Contents GLADSTONE INVESTMENT CORPORATION 1521 Westbranch Drive, Suite 100, McLean, Virginia 22102 PROXY STATEMENT FOR THE 2024 ANNUAL MEETING OF STOCKHOLDERS To Be Held On August 1, 2024 QUESTIONS AND ANSWERS ABOUT THIS PROXY MATERIAL AND VOTING Why am I receiving these materials? We have sent you this Proxy Statement and the enclosed proxy card because the board of directors (the Board) of Gladstone Investment Corporation (we, us, or the Company) is soliciting your proxy to vote at the 2024 Annual Meeting of Stockholders (the meeting or annual meeting), including adjournments or postponements thereof, if any. You are invited to attend the annual meeting to vote on the proposals described in this Proxy Statement, which meeting will take place through a live webcast by visiting www.virtualshareholdermeeting.com/GAIN2024 . However, you do not need to attend the meeting through the webcast to vote your shares. Instead, you may simply complete, sign and return the enclosed proxy card, or follow the instructions below to vote by proxy over the telephone or through the Internet prior to the meeting. We intend to mail these materials on or about June 14, 2024 to all stockholders of record entitled to vote at the annual meeting. YOUR VOTE IS IMPORTANT. WHETHER OR NOT YOU PLAN TO ATTEND THE MEETING, PLEASE PROMPTLY AUTHORIZE A PROXY TO VOTE YOUR SHARES EITHER BY MAIL, BY TELEPHONE, OR THROUGH THE INTERNET. IMPORTANT NOTICE REGARDING THE AVAILABILITY OF PROXY MATERIALS FOR THE ANNUAL MEETING TO BE HELD ON AUGUST 1, 2024: The Notice of Annual Meeting, this Proxy Statement and our Annual Report on Form 10-K for the fiscal year ended March 31, 2024 are available at the following Internet address: www.proxyvote.com . How can I attend the annual meeting? The mee

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