SC 13G/A: GENERAL AMERICAN INVESTORS CO INC

AI Summary

SC 13G/A filing by GENERAL AMERICAN INVESTORS CO INC.

Risk Assessment

Risk Level: low

FAQ

Filing Documents

• d873670dsc13ga.htm (SC 13G/A) — 62KB
• d873670dex991.htm (EX-99.1) — 4KB
• 0001193125-24-252005.txt ( ) — 68KB

From the Filing

SC 13G/A 1 d873670dsc13ga.htm SC 13G/A SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) * General American Investors Company, Inc. (Name of Issuer) GENERAL AMERN INVS CO INC PFD B 5.95% (Title of Class of Securities) 36880241 (CUSIP Number) September 30 th , 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) Rule 13d-1(c) Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 36880241 13G 1. Name of Reporting Person: TD Asset Management Inc. 2. Check the Appropriate Box if a Member of a Group (a)(b) 3. SEC Use Only 4. Citizenship or Place of Organization: Canada NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. Sole Voting Power: 0 6. Shared Voting Power: 0 7. Sole Dispositive Power: 0 8. Shared Dispositive Power: 0 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 0 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 11. Percent of Class Represented by Amount in Row (9): 0.00 % 12. Type of Reporting Person (See Instructions): CO Page 2 of 9 CUSIP No. 36880241 13G 1. Name of Reporting Person: Epoch Investment Partners, Inc. 2. Check the Appropriate Box if a Member of a Group (a)(b) 3. SEC Use Only 4. Citizenship or Place of Organization: USA NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. Sole Voting Power: 429,364 6. Shared Voting Power: 0 7. Sole Dispositive Power: 429,364 8. Shared Dispositive Power: 0 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 429,364 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 11. Percent of Class Represented by Amount in Row (9): 5.65 % 12. Type of Reporting Person (See Instructions): CO Page 3 of 9 Item 1. (a). Name of Issuer General American Investors Company, Inc. (the Issuer) (b). Address of Issuers Principal Executive Offices: 530 Fifth Avenue, 26 th Floor, New York NY 10036 Item2(a). Name of Person Filing Item2(b). Address of Principal Business Office Item2(c). Citizenship (i) TD Asset Management Inc. (TDAM) Canada Trust Tower, 161 Bay Street, 35th Floor, Toronto, Ontario, M5J 2T2 Citizenship: Canada (ii) Epoch Investment Partners, Inc. (Epoch) One Vanderbilt Avenue, New York, NY 10017 Citizenship: USA The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. The Reporting Persons are wholly-owned subsidiaries of TD Bank Financial Group. The filing of this statement should not be construed as an admission that any of the Reporting Persons is, for the purposes of Section 13 of the Securities Exchange Act of 1934, as amended (the Act), the beneficial owner of the shares reported herein. Item2(d). Title of Class of Securities: GENERAL AMERN INVS CO INC PFD B 5.95% Item2(e). CUSIP Number: 36880241 Item3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: This Item 3 is not applicable. Page 4 of 9 Item4. (a) Amount beneficially owned: TDAM individually beneficially owns 0 shares of Preferred Stock. Epoch individually beneficially owns 429,364 shares of Preferred Stock. Collectively, the Reporting Persons beneficially own 429,364 shares of Preferred Stock. (b) Percent of class: The ownership percentages set forth below are based on 7,601,553 shares of the Issuers Preferred Stock outstanding as of September 30th, 2024. TDAM may be deemed to beneficially own approximately 0.00% of the outstanding shares of Preferred Stock. Epoch may be deemed the beneficial owner of approximately 5.65% of the shares of Preferred Stock outstanding. Collectively, the Reporting Persons may be deemed the beneficial owner of approximately 5.65% of the outstanding shares of Preferred Stock. (c) Number of Shares as to which the Reporting Person has: TDAM : (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power

View Full Filing

View this SC 13G/A filing on SEC EDGAR