Great Elm Capital Corp. Files 8-K with Debt Details

TL;DR

GECC filed an 8-K detailing its various notes due 2026, 2028, and 2029.

AI Summary

Great Elm Capital Corp. filed an 8-K on August 29, 2025, reporting other events and financial statements. The filing details various debt instruments, including Series 5.875% Notes due 2026, Series 8.75% Notes due 2028, Series 8.50% Notes due 2029, and Series 8.125% Notes due 2029. The company is incorporated in Maryland and its fiscal year ends on December 31.

Why It Matters

This filing provides investors with updated information on Great Elm Capital Corp.'s outstanding debt obligations, which is crucial for assessing the company's financial health and risk profile.

Risk Assessment

Risk Level: low — The filing is a routine 8-K reporting debt instruments and financial statements, not indicating any immediate or significant new risks.

Key Players & Entities

• Great Elm Capital Corp. (company) — Registrant
• August 29, 2025 (date) — Date of earliest event reported
• Maryland (jurisdiction) — State of Incorporation
• Series 5.875% Notes due 2026 (debt_instrument) — Debt Obligation
• Series 8.75% Notes due 2028 (debt_instrument) — Debt Obligation
• Series 8.50% Notes due 2029 (debt_instrument) — Debt Obligation
• Series 8.125% Notes due 2029 (debt_instrument) — Debt Obligation

FAQ

Key Financial Figures

• $0.01 — nge on which registered Common stock, $0.01 par value GECC Nasdaq Global Market
• $30 million — pany's exercise of its option to redeem $30 million aggregate principal amount of the issue
• $10 million — ditional option to redeem an additional $10 million aggregate principal amount of the issue

Filing Documents

• dp233732_8k.htm (8-K) — 35KB
• dp233732_ex9901.htm (EX-99.1) — 9KB
• dp233732_ex9902.htm (EX-99.2) — 10KB
• 0000950103-25-010993.txt ( ) — 280KB
• gecc-20250829.xsd (EX-101.SCH) — 4KB
• gecc-20250829_def.xml (EX-101.DEF) — 27KB
• gecc-20250829_lab.xml (EX-101.LAB) — 37KB
• gecc-20250829_pre.xml (EX-101.PRE) — 26KB
• dp233732_8k_htm.xml (XML) — 8KB

01 Other Events

Item 8.01 Other Events On August 29, 2025, Great Elm Capital Corp. (the "Company") caused (i) a notice (the "First Notice") to be issued to the holders of its 8.75% Notes due 2028 (CUSIP No. 390320 802; NASDAQ: GECCZ) (the "Notes") regarding the Company's exercise of its option to redeem $30 million aggregate principal amount of the issued and outstanding Notes on September 30, 2025 (the "First Redemption Date"), pursuant to Section 1104 of the Indenture, dated as of September 18, 2017 (the "Base Indenture"), by and between the Company and Equiniti Trust Company, LLC (f/k/a American Stock Transfer & Trust Company, LLC), as trustee (the "Trustee"), and Section 1.01(h) of the Fifth Supplemental Indenture, dated as of August 16, 2023 (the "Fifth Supplemental Indenture"), by and between the Company and the Trustee and (ii) a notice (the "Second Notice") to be issued to holders of the Notes regarding the Company's exercise of its conditional option to redeem an additional $10 million aggregate principal amount of the issued and outstanding Notes on September 30, 2025 (the "Second Redemption Date", together with the First Redemption Date, the "Redemption Dates"), pursuant to Section 1104 of the Base Indenture and Section 1.01(h) of the Fifth Supplemental Indenture. The Second Notice is subject to the condition precedent that the Company completes one or more financing transactions that generate net proceeds of at least $10 million (the "Financing Transactions") prior to the Second Redemption Date. At the Company's discretion, the Second Redemption Date may be delayed until such time (including more than 60 days after the date of the conditional notices to the holder of the Notes) as the Financing Transactions have been completed, or the redemption of the Notes to be redeemed pursuant to the Second Notice may not occur and the notices to the holders of such Notes may be rescinded if the Financing Transactions are not completed by the Second Redemption Date or by the date

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Description 99.1 Notice of Redemption to Holders of the 8.75% Notes due 2028 99.2 Conditional Notice of Redemption to Holders of the 8.75% Notes due 2028 104 The cover page of this Current Report on Form 8-K, formatted as inline XBRL.

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. GREAT ELM CAPITAL CORP. Date: August 29, 2025 By: /s/ Keri A. Davis Name: Keri A. Davis Title: Chief Financial Officer

View Full Filing

View this 8-K filing on SEC EDGAR