Great Elm Capital Corp. (GECCI) — SEC Filings
Great Elm Capital Corp. (GECCI) — 39 SEC filings. Latest: 10-Q (Nov 4, 2025). Includes 21 8-K, 6 10-Q, 6 SC 13D/A.
View Great Elm Capital Corp. on SEC EDGAR
Overview
Great Elm Capital Corp. (GECCI) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 10-Q filed on Nov 4, 2025: Great Elm Capital Corp. (GECC) reported a net change in unrealized depreciation on investments of -$29.61 million for the nine months ended September 30, 2025, a significant increase from -$10.77 million for the year ended December 31, 2024. The company's investment portfolio, at fair value, increas
Sentiment Summary
Across 39 filings, the sentiment breakdown is: 1 bearish, 38 neutral. The dominant filing sentiment for Great Elm Capital Corp. is neutral.
Filing Type Overview
Great Elm Capital Corp. (GECCI) has filed 6 10-Q, 21 8-K, 2 DEF 14A, 2 10-K, 6 SC 13D/A, 2 SC 13G/A with the SEC between Feb 2024 to Nov 2025.
Filings by Year
Recent SEC Filings (39)
Risk Profile
Risk Assessment: Of GECCI's 37 recent filings, 1 were flagged as high-risk, 24 as medium-risk, and 12 as low-risk. The overall risk profile suggests moderate risk with a balanced mix of positive and cautionary disclosures.
Financial Highlights
| Metric | Value |
|---|---|
| Total Assets | $325.11M |
Key Executives
- Matthew A. Drapkin
- Jason W. Reese
Industry Context
Great Elm Capital Corp. operates as a Business Development Company (BDC) within the specialty finance sector, focusing on debt and income-generating equity investments in middle-market companies. The BDC landscape is competitive, with companies vying for attractive deal flow and managing portfolios through varying economic cycles. Trends include a continued focus on private credit, structured credit products like CLOs, and specialized lending areas, alongside increasing regulatory scrutiny.
Top Tags
debt (8) · material-agreement (7) · filing (7) · amendment (6) · financial-reporting (4) · financial-obligation (4) · 10-Q (4) · 8-K (3) · sec-filing (3) · material-definitive-agreement (3)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| Net Unrealized Depreciation | $29.61M | Increased from $10.77M in 2024, indicating asset value erosion. |
| Weighted Average Yield | 11.52% | Decreased from 12.37% in 2024, suggesting lower income generation. |
| Short-Term Investments | $88.70M | Increased significantly from $8.45M, representing a portfolio shift to liquidity. |
| Ending Investment Portfolio | $325.11M | Slight increase from $324.26M, despite significant unrealized losses. |
| Acquisitions | $148.78M | Total new investments for the nine months ended September 30, 2025. |
| Dispositions | $127.47M | Total repayments or sales for the nine months ended September 30, 2025. |
| Net Investment Income | $3.9M | Decreased from $4.1M in prior quarter, indicating a slight earnings dip. |
| Net Asset Value (NAV) per share | $11.59 | Increased slightly from $11.56, showing marginal asset growth. |
| Quarterly Dividend per share | $0.10 | Maintained, providing consistent income for shareholders. |
| Total Investment Income | $10.2M | Slightly down from $10.5M, reflecting minor revenue pressure. |
| Investment Portfolio Fair Value | $250.3M | Decreased from $255.1M, indicating a slight reduction in portfolio size. |
| Note Maturity Year | 2026 | Indicates a debt maturity for Great Elm Capital Corp. |
| Fiscal Year End | 20241231 | Reporting period for the 10-K |
| Filing Date | 20250310 | Date the 10-K was submitted to the SEC |
| Interest Rate | 5.875% | Associated with 'FivePointEightSevenFivePercentageNotesDueTwoThousandTwentySixMember' |
Forward-Looking Statements
- {"claim":"Great Elm Group, Inc. will continue to be a significant shareholder in Great Elm Capital Corp.","entity":"Great Elm Group, Inc.","targetDate":"2025-02-12","confidence":"high"}
- {"claim":"Great Elm Capital Corp. will provide more details on the terms of the material definitive agreement regarding its notes in an upcoming filing.","entity":"Great Elm Capital Corp.","targetDate":"Q1 2024 earnings report","confidence":"medium"}
- {"claim":"The unregistered sales of equity securities will lead to a slight increase in the total outstanding shares.","entity":"Common stock","targetDate":"Next quarterly report","confidence":"high"}
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Frequently Asked Questions
What are the latest SEC filings for Great Elm Capital Corp. (GECCI)?
Great Elm Capital Corp. has 39 recent SEC filings from Feb 2024 to Nov 2025, including 21 8-K, 6 10-Q, 6 SC 13D/A. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of GECCI filings?
Across 39 filings, the sentiment breakdown is: 1 bearish, 38 neutral. The dominant sentiment is neutral.
Where can I find Great Elm Capital Corp. SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Great Elm Capital Corp. (GECCI) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Great Elm Capital Corp.?
Key financial highlights from Great Elm Capital Corp.'s most recent 10-Q include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.
What is the investment thesis for GECCI?
The investment thesis for GECCI includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Great Elm Capital Corp.?
Key executives identified across Great Elm Capital Corp.'s filings include Matthew A. Drapkin, Jason W. Reese.
What are the main risk factors for Great Elm Capital Corp. stock?
Of GECCI's 37 assessed filings, 1 were flagged high-risk, 24 medium-risk, and 12 low-risk.
What are recent predictions and forward guidance from Great Elm Capital Corp.?
Recent forward-looking statements from Great Elm Capital Corp. include guidance on {"claim":"Great Elm Group, Inc. will continue to be a significant shareholder in Great Elm Capital Corp.","entity":"Grea and 2 other predictions.