Great Elm Capital Corp. Files 8-K
Ticker: GECCI · Form: 8-K · Filed: Oct 2, 2025 · CIK: 1675033
| Field | Detail |
|---|---|
| Company | Great Elm Capital Corp. (GECCI) |
| Form Type | 8-K |
| Filed Date | Oct 2, 2025 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Key Dollar Amounts | $0.01, $50,000,000, $7,500,000, $7.3 million |
| Sentiment | neutral |
Sentiment: neutral
Topics: 8-K, financial-reporting
TL;DR
GECC filed an 8-K on Oct 1, 2025, standard financial reporting.
AI Summary
Great Elm Capital Corp. filed an 8-K on October 2, 2025, reporting events as of October 1, 2025. The filing includes financial statements and exhibits, with no specific new material events detailed beyond standard reporting requirements. The company is incorporated in Maryland and its fiscal year ends on December 31.
Why It Matters
This 8-K filing serves as a routine update for investors, confirming the company's ongoing reporting obligations and providing access to financial statements and exhibits as of October 1, 2025.
Risk Assessment
Risk Level: low — The filing is a routine 8-K report and does not disclose any new material events or significant financial changes.
Key Players & Entities
- Great Elm Capital Corp. (company) — Registrant
- October 1, 2025 (date) — Earliest event reported
- October 2, 2025 (date) — Filing date
- Maryland (jurisdiction) — State of Incorporation
FAQ
What is the primary purpose of this 8-K filing?
The primary purpose of this 8-K filing is to report current information as of October 1, 2025, including financial statements and exhibits, as required by the Securities Exchange Act of 1934.
When was this 8-K filed with the SEC?
This 8-K was filed with the SEC on October 2, 2025.
What is the date of the earliest event reported in this filing?
The date of the earliest event reported in this filing is October 1, 2025.
In which state is Great Elm Capital Corp. incorporated?
Great Elm Capital Corp. is incorporated in Maryland.
What is the fiscal year end for Great Elm Capital Corp.?
The fiscal year end for Great Elm Capital Corp. is December 31.
Filing Stats: 566 words · 2 min read · ~2 pages · Grade level 10.5 · Accepted 2025-10-02 16:39:11
Key Financial Figures
- $0.01 — nge on which registered Common stock, $0.01 par value GECC Nasdaq Global Market
- $50,000,000 — ), relating to the offering and sale of $50,000,000 aggregate principal amount of 7.75% not
- $7,500,000 — (the "Notes"), plus up to an additional $7,500,000 aggregate principal amount of the Notes
- $7.3 million — roceeds to the Company of approximately $7.3 million. The closing of the additional Notes to
Filing Documents
- dp235476_8k.htm (8-K) — 36KB
- dp235476_ex0501.htm (EX-5.1) — 12KB
- image_001.jpg (GRAPHIC) — 2KB
- 0000950103-25-012773.txt ( ) — 277KB
- gecc-20251001.xsd (EX-101.SCH) — 4KB
- gecc-20251001_def.xml (EX-101.DEF) — 27KB
- gecc-20251001_lab.xml (EX-101.LAB) — 38KB
- gecc-20251001_pre.xml (EX-101.PRE) — 26KB
- dp235476_8k_htm.xml (XML) — 9KB
01 Other Events
Item 8.01 Other Events. As previously disclosed, on September 4, 2025, Great Elm Capital Corp. (the "Company") entered into an Underwriting Agreement (the "Underwriting Agreement") with Lucid Capital Markets, LLC as representative of the several underwriters named in Exhibit A thereto (the "Underwriters"), relating to the offering and sale of $50,000,000 aggregate principal amount of 7.75% notes due 2030 (the "Notes"), plus up to an additional $7,500,000 aggregate principal amount of the Notes that may be issued in the future pursuant to the Underwriters' exercise of an over-allotment option (the "Offering"). The initial closing took place on September 11, 2025. On October 1, 2025, the Underwriters exercised the over-allotment option in full to purchase an additional $7,500,000 aggregate principal amount of the Notes, generating net proceeds to the Company of approximately $7.3 million. The closing of the additional Notes took place on October 2, 2025.
01 Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit Number Description 5.1 Opinion of Davis Polk & Wardwell LLP 23.1 Consent of Davis Polk & Wardwell LLP (included in Exhibit 5.1) 104 The cover page of this Current Report on Form 8-K, formatted as inline XBRL.
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. GREAT ELM CAPITAL CORP. Date: October 2, 2025 By: /s/ Keri A. Davis Name: Keri A. Davis Title: Chief Financial Officer