Great Elm Capital Corp. Files 8-K on Material Agreement

TL;DR

GECC filed an 8-K for a new material agreement on Sept 4th.

AI Summary

Great Elm Capital Corp. filed an 8-K on September 10, 2025, reporting a material definitive agreement entered into on September 4, 2025. The filing also includes financial statements and exhibits. Specific details of the agreement are not provided in this excerpt.

Why It Matters

This filing indicates a significant new agreement for Great Elm Capital Corp., which could impact its financial operations and future business strategies.

Risk Assessment

Risk Level: medium — Material definitive agreements can introduce new risks or opportunities that may affect the company's financial health and stock performance.

Key Players & Entities

• Great Elm Capital Corp. (company) — Registrant
• September 4, 2025 (date) — Date of earliest event reported
• September 10, 2025 (date) — Date of report

FAQ

Key Financial Figures

• $0.01 — nge on which registered Common stock, $0.01 par value GECC Nasdaq Global Market
• $50,000,000 million — e offering and sale (the "Offering") of $50,000,000 million aggregate principal amount of 7.75% not
• $7,500,000 million — (the "Notes"), plus up to an additional $7,500,000 million aggregate principal amount of the Notes

Filing Documents

• dp234216_8k.htm (8-K) — 32KB
• dp234216_ex0101.htm (EX-1.1) — 175KB
• 0000950103-25-011498.txt ( ) — 462KB
• gecc-20250904.xsd (EX-101.SCH) — 4KB
• gecc-20250904_def.xml (EX-101.DEF) — 27KB
• gecc-20250904_lab.xml (EX-101.LAB) — 37KB
• gecc-20250904_pre.xml (EX-101.PRE) — 26KB
• dp234216_8k_htm.xml (XML) — 8KB

01 Entry into a Material Definitive Agreement

Item 1.01 Entry into a Material Definitive Agreement. On September 4, 2025, Great Elm Capital Corp. (the "Company") and Great Elm Capital Management, LLC (the "Adviser") entered into an Underwriting Agreement (the "Underwriting Agreement") with Lucid Capital Markets, LLC as representative of the several underwriters named in Exhibit A thereto (the "Underwriters"), relating to the offering and sale (the "Offering") of $50,000,000 million aggregate principal amount of 7.75% notes due 2030 (the "Notes"), plus up to an additional $7,500,000 million aggregate principal amount of the Notes that may be issued in the future pursuant to the underwriters' exercise of an over-allotment option (the "Offering"). The underwriters' over-allotment option expires at 11:59 p.m. on October 4, 2025. The Company intends to list the Notes on The Nasdaq Global Market under the trading symbol "GECCG." The Offering is being made pursuant to the Company's effective shelf registration statement on Form N-2 (including a prospectus) (File No. 333-283503), as amended, as supplemented by a preliminary prospectus supplement dated September 4, 2025, the pricing term sheet dated September 4, 2025 and a final prospectus supplement dated September 4, 2025. The Offering is expected to close on September 11, 2025. Lucid Capital Markets, LLC and Piper Sandler & Co. are acting as joint book-running managers for the offering. Clear Street LLC, InspereX LLC and Janney Montgomery Scott LLC are acting as co-managers for the offering. The Underwriting Agreement contains customary representations, warranties and agreements by the Company, customary conditions to closing, indemnification obligations of the Company and the Underwriters, including for liabilities under the Securities Act of 1933, as amended, other obligations of the parties and termination provisions. The representations, warranties and covenants contained in the Underwriting Agreement were made only for purposes of such agreement and as of s

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Description 1.1 Underwriting Agreement, dated September 4, 2025, by and among the Company, the Adviser and Lucid Capital Markets, LLC, as representative of the several underwriters named in Exhibit A thereto. 104 The cover page of this Current Report on Form 8-K, formatted as inline XBRL.

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. GREAT ELM CAPITAL CORP. Date: September 10, 2025 By: /s/ Keri A. Davis Name: Keri A. Davis Title: Chief Financial Officer

View Full Filing

View this 8-K filing on SEC EDGAR