Great Elm Group, INC. (GEGGL) — SEC Filings

Overview

Great Elm Group, INC. (GEGGL) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 8-K filed on Dec 5, 2025: Great Elm Group, Inc. filed an 8-K on December 5, 2025, reporting on the departure of directors or officers, election of directors, appointment of officers, and compensatory arrangements. The filing also covers the submission of matters to a vote of security holders and includes financial statements

Sentiment Summary

Across 27 filings, the sentiment breakdown is: 1 bearish, 26 neutral. The dominant filing sentiment for Great Elm Group, INC. is neutral.

Filing Type Overview

Great Elm Group, INC. (GEGGL) has filed 8 8-K, 6 10-Q, 2 DEF 14A, 9 SC 13D/A, 1 10-K, 1 SC 13G/A with the SEC between Jan 2024 to Dec 2025.

Filings by Year

2025 · 2024

Recent Filings (27)

• Great Elm Group Files 8-K on Corporate Governance and Shareholder Matters — 8-K · Dec 5, 2025 Risk: low
  Great Elm Group, Inc. filed an 8-K on December 5, 2025, reporting on the departure of directors or officers, election of directors, appointment of officers, and
• Great Elm Group Swings to Loss Despite Revenue Surge — 10-Q · Nov 12, 2025 Risk: high
  Great Elm Group, Inc. (GEGGL) reported a significant increase in revenues to $10.788 million for the three months ended September 30, 2025, up from $3.992 milli
• Great Elm Group Sets Dec. 5 Annual Meeting for Key Governance Votes — DEF 14A · Oct 17, 2025 Risk: low
  Great Elm Group, Inc. (GEGGL) is holding its 2025 Annual Stockholders' Meeting on December 5, 2025, to address several key corporate governance matters. Stockho
• Great Elm Group Announces Board and Officer Changes — 8-K · Oct 17, 2025 Risk: medium
  Great Elm Group, Inc. announced on October 13, 2025, changes in its board of directors and officer appointments. The filing details the departure of certain off
• Great Elm Group Files 8-K on Financials — 8-K · Sep 2, 2025 Risk: low
  Great Elm Group, Inc. filed an 8-K on September 2, 2025, reporting on its results of operations and financial condition. The filing includes financial statement
• Great Elm Group Files 8-K: Agreements, Equity Sales, Officer Changes — 8-K · Aug 27, 2025 Risk: medium
  Great Elm Group, Inc. filed an 8-K on August 27, 2025, reporting on several key events. These include entering into a material definitive agreement, unregistere
• Great Elm Group Files 8-K with Key Corporate Updates — 8-K · Jul 31, 2025 Risk: medium
  Great Elm Group, Inc. filed an 8-K on July 31, 2025, reporting on several key events. These include entering into a material definitive agreement, updates on re
• Great Elm Group 10-Q: Investments & Equity Update — 10-Q · May 7, 2025 Risk: medium
  Great Elm Group, Inc. filed its 10-Q for the period ending March 31, 2025, reporting on its financial performance. The filing details various financial instrume
• Great Elm Group 10-Q: Q2 Update & Investment Details — 10-Q · Feb 5, 2025 Risk: medium
  Great Elm Group, Inc. filed its 10-Q for the period ending December 31, 2024. The company reported on its financial performance, including details on its invest
• Great Elm Group Amends 13D Filing for Great Elm Capital Corp. — SC 13D/A · Dec 13, 2024 Risk: medium
  Great Elm Group, Inc. filed an amendment (No. 12) to its Schedule 13D/A on December 13, 2024, regarding its holdings in Great Elm Capital Corp. The filing indic
• Northern Right Capital Amends Stake in Great Elm Group — SC 13D/A · Dec 10, 2024 Risk: medium
  On December 10, 2024, Northern Right Capital Management, L.P. filed an amendment (Amendment No. 9) to its Schedule 13D regarding Great Elm Group, Inc. The filin
• Great Elm Group Reports on Security Holder Votes — 8-K · Dec 4, 2024 Risk: low
  Great Elm Group, Inc. filed an 8-K on December 4, 2024, to report on matters submitted to a vote of its security holders. The filing details the company's corpo
• Great Elm Group (GEG) Sees 13D/A Filing — SC 13D/A · Dec 3, 2024 Risk: medium
  On December 3, 2024, ICAM Holdings, LLC, along with group members Imperial Capital Group Holdings II, LLC and Jason Reese, filed an amendment (No. 13) to their
• Great Elm Group Files Q3 2024 10-Q — 10-Q · Nov 12, 2024 Risk: medium
  Great Elm Group, Inc. filed its 10-Q for the period ending September 30, 2024. The filing details financial performance, including realized and unrealized gains
• Imperial Capital Amends Stake in Great Elm Group — SC 13D/A · Oct 29, 2024 Risk: medium
  Imperial Capital Asset Management, LLC, along with its affiliates Jason Reese and Long Ball Partners, LLC, has filed an amendment (Amendment No. 12) to their Sc
• Great Elm Group Enters Definitive Agreement — 8-K · Oct 29, 2024 Risk: medium
  On October 29, 2024, Great Elm Group, Inc. entered into a material definitive agreement related to its Seven25 Notes due 2027. The filing also includes financia
• Northern Right Capital Amends Great Elm Group Stake — SC 13D/A · Oct 23, 2024 Risk: medium
  On October 23, 2024, Northern Right Capital (QP), L.P., along with BC Advisors, LLC and Matthew A. Drapkin, filed an amendment (Amendment No. 8) to their Schedu
• Great Elm Group Files Proxy Statement for Dec. 4 Meeting — DEF 14A · Oct 18, 2024 Risk: low
  Great Elm Group, Inc. filed a definitive proxy statement (DEF 14A) on October 18, 2024, for its annual meeting on December 4, 2024. The filing concerns the soli
• Great Elm Group Amends 13D Filing for Great Elm Capital Corp. — SC 13D/A · Sep 25, 2024 Risk: medium
  On September 20, 2024, Great Elm Group, Inc. filed an amendment (No. 11) to its Schedule 13D regarding Great Elm Capital Corp. The filing indicates a change in
• Great Elm Sells Subsidiary Seven25 — 8-K · Sep 16, 2024 Risk: medium
  Great Elm Group, Inc. announced on September 11, 2024, that it has entered into a definitive agreement to sell its wholly-owned subsidiary, Seven25, to an unrel
• Great Elm Group Files 2024 10-K — 10-K · Aug 29, 2024 Risk: medium
  Great Elm Group, Inc. filed its 10-K for the fiscal year ending June 30, 2024, reporting on its diverse business segments including healthcare, investment manag
• Great Elm Group Amends 13D Filing for Great Elm Capital Corp. — SC 13D/A · Jun 24, 2024 Risk: medium
  Great Elm Group, Inc. filed an amendment (No. 10) to its Schedule 13D/A on June 24, 2024, regarding its holdings in Great Elm Capital Corp. The filing indicates
• Great Elm Group, Inc. Files 10-Q for Period Ending March 31, 2024 — 10-Q · May 8, 2024 Risk: medium
  Great Elm Group, Inc. (GEGGL) filed a Quarterly Report (10-Q) with the SEC on May 8, 2024. Great Elm Group, Inc. filed a 10-Q report for the period ending March
• Great Elm Group, Inc. Files 10-Q for Period Ending December 31, 2023 — 10-Q · Feb 13, 2024 Risk: medium
  Great Elm Group, Inc. (GEGGL) filed a Quarterly Report (10-Q) with the SEC on February 13, 2024. Great Elm Group, Inc. filed a 10-Q report for the period ending
• Great Elm Group Amends GECC Stake, Filing SC 13D/A — SC 13D/A · Feb 12, 2024 Risk: low
  Great Elm Group, Inc. (GEG) filed an SC 13D/A Amendment No. 9 on February 12, 2024, indicating a change in their beneficial ownership of Great Elm Capital Corp.
• PC Elfun LLC Reports 3.05M Shared Voting Power in Great Elm Group — SC 13G/A · Feb 7, 2024
  PC Elfun LLC, a Delaware-organized entity, filed an Amendment No. 4 to Schedule 13G on February 7, 2024, indicating its beneficial ownership of 3,047,108 shares
• Northern Right Capital Amends Great Elm Group Stake (SC 13D/A) — SC 13D/A · Jan 5, 2024
  Northern Right Capital Management, L.P., along with BC Advisors, LLC and Matthew A. Drapkin, filed an Amendment No. 7 to their Schedule 13D on January 3, 2024,

Risk Profile

Risk Assessment: Of GEGGL's 25 recent filings, 1 were flagged as high-risk, 18 as medium-risk, and 6 as low-risk. The overall risk profile suggests moderate risk with a balanced mix of positive and cautionary disclosures.

Financial Highlights

Key financial metrics from Great Elm Group, INC.'s most recent 10-Q filing (Nov 12, 2025):

• Revenue: $10.788M
• Net Income: ($7.904M)
• EPS: ($0.24)
• Debt-to-Equity: N/A
• Cash Position: $53.470M
• Operating Margin: N/A
• Total Assets: N/A
• Total Debt: N/A

Key Executives

• Jason W. Reese
• Adam M. Kleinman
• Matthew A. Drapkin
• David Matter
• Lloyd Nathan
• James P. Parmelee
• Eric J. Scheyer
• David Schwartz
• Jason Reese
• Todd Wiench
• MATTHEW A. DRAPKIN

Industry Context

Great Elm Group operates within the alternative credit and real estate investment sectors. These markets are characterized by complex financial instruments and can be sensitive to interest rate changes, economic cycles, and regulatory shifts. The industry often involves active management and strategic deployment of capital to generate returns.

Top Tags

amendment (9) · sec-filing (6) · 10-Q (5) · corporate-governance (4) · financials (4) · schedule-13d (4) · ownership-change (4) · investments (3) · officer-appointment (2) · shareholder-vote (2)

Key Numbers

• Commission File Number: 001-39832 — Identifies the company's SEC filing history.
• IRS Employer Identification Number: 85-3622015 — Unique identifier for tax purposes.
• Revenues: $10.788M — Increased from $3.992M in Q3 2024, a 170% increase
• Net Loss: ($7.904M) — Swung from a net income of $2.974M in Q3 2024
• Basic Net Loss Per Share: ($0.24) — Compared to $0.09 basic net income per share in Q3 2024
• Cash and Cash Equivalents: $53.470M — Increased from $30.603M at June 30, 2025
• Net Realized and Unrealized Loss: $2.861M — On investments, contributing to the net loss
• Total Operating Costs and Expenses: $7.766M — Increased from $5.353M in Q3 2024
• Compensation and Benefits: $5.237M — Increased from $3.563M in Q3 2024
• Proceeds from Common Stock Issuance: $11.862M — Contributed to increased cash flows from financing activities
• Related Party Loan Receivable: $8.000M — Contributed to increased cash flows from investing activities
• Shares of common stock outstanding: 33,348,987 — As of the record date, October 10, 2025, each entitled to one vote.
• Proxy materials mailing date: 2025-10-17T00:00:00.000Z — Date notice of Internet availability and proxy materials were made available.
• Annual Meeting date and time: 2025-12-05T08:30:00.000Z — Date and time of the 2025 Annual Stockholders' Meeting.
• Record Date: 2025-10-10T00:00:00.000Z — Stockholders owning shares on this date are eligible to vote.

Related Companies

GEG · GECC

Frequently Asked Questions