Great Elm Group Reports on Security Holder Votes
Ticker: GEGGL · Form: 8-K · Filed: Dec 4, 2024 · CIK: 1831096
| Field | Detail |
|---|---|
| Company | Great Elm Group, INC. (GEGGL) |
| Form Type | 8-K |
| Filed Date | Dec 4, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Key Dollar Amounts | $0.001 |
| Sentiment | neutral |
Sentiment: neutral
Topics: corporate-governance, shareholder-vote
Related Tickers: GEG
TL;DR
GEG filed an 8-K for shareholder votes. Keep an eye on what they decide.
AI Summary
Great Elm Group, Inc. filed an 8-K on December 4, 2024, to report on matters submitted to a vote of its security holders. The filing details the company's corporate structure and its principal executive offices located at 3801 PGA Boulevard, Suite 603, Palm Beach Gardens, FL 33410.
Why It Matters
This filing indicates that Great Elm Group, Inc. is engaging with its shareholders on important corporate matters, which could impact the company's direction and shareholder rights.
Risk Assessment
Risk Level: low — The filing is procedural, reporting on a vote of security holders, and does not disclose new financial risks or significant operational changes.
Key Players & Entities
- Great Elm Group, Inc. (company) — Registrant
- December 4, 2024 (date) — Date of earliest event reported
- 3801 PGA Boulevard, Suite 603, Palm Beach Gardens, FL 33410 (location) — Principal Executive Offices
FAQ
What specific matters were submitted to a vote of Great Elm Group, Inc.'s security holders?
The filing states that it is a report on "Submission of Matters to a Vote of Security Holders" but does not detail the specific matters voted upon within the provided text.
When was the earliest event reported in this 8-K filing?
The earliest event reported in this 8-K filing was on December 4, 2024.
What is the principal executive office address for Great Elm Group, Inc.?
The principal executive office address for Great Elm Group, Inc. is 3801 PGA Boulevard, Suite 603, Palm Beach Gardens, FL 33410.
Under which section of the Securities Exchange Act of 1934 is this 8-K filed?
This 8-K is filed pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934.
What is the state of incorporation for Great Elm Group, Inc.?
Great Elm Group, Inc. is incorporated in Delaware.
Filing Stats: 605 words · 2 min read · ~2 pages · Grade level 12.2 · Accepted 2024-12-04 16:55:01
Key Financial Figures
- $0.001 — ich registered Common stock, par value $0.001 per share GEG The Nasdaq Stock Mark
Filing Documents
- ef20039604_8k.htm (8-K) — 49KB
- 0001140361-24-048378.txt ( ) — 219KB
- geg-20241204.xsd (EX-101.SCH) — 4KB
- geg-20241204_def.xml (EX-101.DEF) — 17KB
- geg-20241204_lab.xml (EX-101.LAB) — 26KB
- geg-20241204_pre.xml (EX-101.PRE) — 19KB
- ef20039604_8k_htm.xml (XML) — 6KB
07
Item 5.07 Submission of Matters to a Vote of Security Holders. On December 4, 2024, Great Elm Group, Inc. (the "Company") held its 2024 annual meeting of stockholders (the "Annual Meeting"). The results of the voting at the Annual Meeting were as follows: For Withheld Broker Non-Votes Election of directors: Matthew A. Drapkin 13,362,248 5,085,992 7,908,600 James H. Hugar 17,849,007 599,233 7,908,600 David Matter 18,193,805 254,435 7,908,600 James P. Parmelee 16,689,345 1,758,895 7,908,600 Jason W. Reese 18,241,132 207,108 7,908,600 Eric J. Scheyer 16,561,914 1,886,326 7,908,600 For Against Abstain Broker Non-Votes Ratification of the selection of Deloitte & Touche LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2025 26,322,864 31,420 2,556 0 For Against Abstain Broker Non-Votes Approval, on a non-binding advisory basis, of the compensation of the Company's named executive officers 16,761,733 1,683,843 2,664 7,908,600 One Year Two Years Three Years Abstain Broker Non-Votes Approval, on a non-binding advisory basis, of the frequency of future stockholder advisory votes on the compensation of the Company's named executive officers 18,105,571 728 330,720 11,221 7,908,600 Based on the recommendation of the Company's board of directors (the "Board") in the Company's 2024 definitive proxy statement and the voting results, the Board has determined that future advisory votes to approve named executive officer compensation will be held every year until the next advisory vote on the frequency of such advisory votes. - 2 -
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. GREAT ELM GROUP, INC. Date: December 4, 2024 /s/ Keri A. Davis By: Keri A. Davis Title: Chief Financial Officer - 3 -