Gladstone Capital Corp (GLAD) — SEC Filings
Gladstone Capital Corp (GLAD) — 46 SEC filings. Latest: DEF 14A (Dec 19, 2025). Includes 32 8-K, 6 10-Q, 4 DEFA14A.
View Gladstone Capital Corp on SEC EDGAR
Overview
Gladstone Capital Corp (GLAD) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a DEF 14A filed on Dec 19, 2025: Gladstone Capital Corporation (GLAD) is holding its 2026 Annual Meeting of Stockholders on February 5, 2026, as a virtual meeting. Stockholders will vote on two key proposals: the re-election of two independent directors, Michela A. English and Anthony W. Parker, by preferred stockholders, and the r
Sentiment Summary
Across 46 filings, the sentiment breakdown is: 1 bullish, 41 neutral, 4 mixed. The dominant filing sentiment for Gladstone Capital Corp is neutral.
Filing Type Overview
Gladstone Capital Corp (GLAD) has filed 2 DEF 14A, 32 8-K, 2 10-K, 6 10-Q, 4 DEFA14A with the SEC between Jan 2024 to Dec 2025.
Filings by Year
Recent SEC Filings (46)
Risk Profile
Risk Assessment: Of GLAD's 37 recent filings, 0 were flagged as high-risk, 15 as medium-risk, and 22 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.
Key Executives
- Michela A. English
- Anthony W. Parker
- Michael LiCalsi
- Nicole Schaltenbrand
- David Gladstone
- Robert L. Marcotte
- Michael L. Bartley
- David L. Gladstone
Industry Context
Gladstone Capital Corporation operates within the Business Development Company (BDC) sector, which provides financing to small and mid-sized businesses. The industry is characterized by its role in bridging capital gaps for companies that may not have access to traditional bank financing. BDCs are sensitive to interest rate environments and economic cycles, as their investment portfolios typically consist of debt and equity instruments in their portfolio companies.
Top Tags
corporate-governance (10) · 8-k (5) · material-definitive-agreement (4) · financial-reporting (4) · proxy-statement (4) · BDC (3) · sec-filing (3) · financial-condition (3) · filing (3) · disclosure (3)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| Annual Meeting Date | 2026-02-05 | Date of the virtual Annual Meeting of Stockholders |
| Record Date | 2025-12-05 | Date for determining stockholders entitled to vote at the Annual Meeting |
| Common Stock Shares Outstanding | 22,593,069 | Number of common shares entitled to vote as of the record date |
| Preferred Stock Shares Outstanding | 1,255,077 | Number of preferred shares entitled to vote as of the record date |
| Quorum Requirement | 11,924,074 | Majority of outstanding common and preferred shares needed for a valid meeting |
| Directors for Election | 2 | Number of directors to be elected solely by preferred stockholders |
| Director Term Length (Years) | 3 | Term length for elected directors until the 2029 Annual Meeting |
| Fiscal Year End | 2026-09-30 | Fiscal year for which PwC is being ratified as auditor |
| Stockholder Proposal Deadline | 2026-08-21 | Deadline for inclusion in 2027 proxy materials under Rule 14a-8 |
| Meeting Time | 11:00 a.m. Eastern Time | Start time for the virtual Annual Meeting on February 5, 2026 |
| Total Investment Portfolio Fair Value | $859.1M | Increased from $796.3 million in 2024 |
| Debt Investments at Cost | 90.9% | Represents the primary investment focus |
| Equity Investments at Cost | 9.1% | Complements debt investments for capital appreciation |
| Healthcare, Education, and Childcare Investments Fair Value | $273.3M | Increased significantly from $101.7 million in 2024, now 31.8% of portfolio |
| Secured First Lien Debt Fair Value | $622.4M | Comprises 72.4% of the total investment portfolio |
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Frequently Asked Questions
What are the latest SEC filings for Gladstone Capital Corp (GLAD)?
Gladstone Capital Corp has 46 recent SEC filings from Jan 2024 to Dec 2025, including 32 8-K, 6 10-Q, 4 DEFA14A. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of GLAD filings?
Across 46 filings, the sentiment breakdown is: 1 bullish, 41 neutral, 4 mixed. The dominant sentiment is neutral.
Where can I find Gladstone Capital Corp SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Gladstone Capital Corp (GLAD) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Gladstone Capital Corp?
Key financial highlights from Gladstone Capital Corp's most recent 10-K include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.
What is the investment thesis for GLAD?
The investment thesis for GLAD includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Gladstone Capital Corp?
Key executives identified across Gladstone Capital Corp's filings include Michela A. English, Anthony W. Parker, Michael LiCalsi, Nicole Schaltenbrand, David Gladstone and 3 others.
What are the main risk factors for Gladstone Capital Corp stock?
Of GLAD's 37 assessed filings, 0 were flagged high-risk, 15 medium-risk, and 22 low-risk.
What are recent predictions and forward guidance from Gladstone Capital Corp?
Forward guidance and predictions for Gladstone Capital Corp are extracted from SEC filings as they are enriched.