Gladstone Capital Corp Files 8-K on Shareholder Votes & Exhibits

TL;DR

GLADSTONE CAPITAL CORP filed an 8-K on Feb 6, 2025, covering shareholder votes and financial exhibits.

AI Summary

Gladstone Capital Corporation filed an 8-K on February 6, 2025, reporting on the submission of matters to a vote of security holders and financial statements/exhibits. The filing details the company's principal executive offices located at 1521 Westbranch Drive, Suite 100, McLean, Virginia, 22102, with a business phone number of (703) 287-5800. Gladstone Capital Corporation is incorporated in Maryland and has an IRS Employer Identification Number of 54-2040781.

Why It Matters

This 8-K filing provides essential updates on corporate governance and financial reporting for Gladstone Capital Corporation, informing investors about key events and disclosures.

Risk Assessment

Risk Level: low — This filing is a routine corporate disclosure and does not contain information that inherently increases risk.

Key Players & Entities

• Gladstone Capital Corporation (company) — Registrant
• February 6, 2025 (date) — Date of earliest event Reported
• 1521 Westbranch Drive, Suite 100, McLean, Virginia, 22102 (address) — Principal Executive Offices
• (703) 287-5800 (phone_number) — Registrant's telephone number
• Maryland (jurisdiction) — State of Incorporation
• 54-2040781 (tax_id) — I.R.S. Employer Identification Number

FAQ

Key Financial Figures

• $0.001 — ange on which registered Common Stock, $0.001 par value per share GLAD The Nasdaq

Filing Documents

• d906712d8k.htm (8-K) — 33KB
• 0001193125-25-021773.txt ( ) — 187KB
• glad-20250206.xsd (EX-101.SCH) — 4KB
• glad-20250206_def.xml (EX-101.DEF) — 13KB
• glad-20250206_lab.xml (EX-101.LAB) — 22KB
• glad-20250206_pre.xml (EX-101.PRE) — 14KB
• d906712d8k_htm.xml (XML) — 6KB

From the Filing

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 6, 2025 Gladstone Capital Corporation (Exact Name of Registrant as Specified in Charter) Maryland 814-00237 54-2040781 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification Number) 1521 Westbranch Drive , Suite 100 McLean , Virginia 22102 (Address of Principal Executive Offices) (Zip Code) (703) 287-5800 (Registrant's telephone number, including area code) (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading symbol Name of each exchange on which registered Common Stock, $0.001 par value per share GLAD The Nasdaq Stock Market LLC 7.75% notes due 2028 GLADZ The Nasdaq Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Item5.07. Submission of Matters to a Vote of Security Holders. On February 6, 2025, Gladstone Capital Corporation (the "Company") held its 2025 Annual Meeting of Stockholders (the "Annual Meeting"). There were present at the Annual Meeting in person or by proxy, stockholders holding an aggregate of 14,396,645 shares of the Company's common and preferred stock. The matters considered and voted on by the stockholders at the Annual Meeting and the vote of the stockholders were as follows: 1. The following individuals were elected as directors, David Gladstone and John H. Outland, to serve until the 2028 Annual Meeting of Stockholders and until their successors are elected and qualified, by the following vote: For Withheld Broker Non-Votes David Gladstone 5,177,036 321,486 8,898,123 John H. Outland 5,283,532 214,990 8,898,123 2. The ratification of the selection by the Audit Committee of our Board of Directors of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending September 30, 2025, by the following vote. For Against Abstain Broker Non-Votes 13,982,658 267,397 146,590 0 Item9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Gladstone Capital Corporation Date: February 6, 2025 By: /s/ Nicole Schaltenbrand Nicole Schaltenbrand Chief Financial Officer & Treasurer

View Full Filing

View this 8-K filing on SEC EDGAR