GLADSTONE CAPITAL Confirms Nasdaq Listing for Stock & Notes
Ticker: GLAD · Form: 8-K · Filed: Feb 5, 2024 · CIK: 1143513
| Field | Detail |
|---|---|
| Company | Gladstone Capital Corp (GLAD) |
| Form Type | 8-K |
| Filed Date | Feb 5, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Key Dollar Amounts | $0.001 |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: compliance, corporate-governance, listing-status
TL;DR
**GLADSTONE CAPITAL just confirmed its stock and notes are still listed on Nasdaq.**
AI Summary
Gladstone Capital Corporation filed an 8-K on February 5, 2024, to report the results of its operations and financial condition. The filing specifically highlights that its Common Stock (GLAD) and 7.75% notes due 2028 (GLADZ) are registered on The Nasdaq Stock Market LLC. This matters to investors because it confirms the company's continued compliance and listing status, providing transparency and liquidity for their investments.
Why It Matters
This filing confirms Gladstone Capital's continued listing on Nasdaq, which is crucial for maintaining investor confidence and ensuring liquidity for its shares and notes.
Risk Assessment
Risk Level: low — This 8-K is a routine filing confirming existing information, posing minimal risk to investors.
Analyst Insight
A smart investor would note this routine filing confirms continued market access and liquidity, but it doesn't present new financial performance data requiring immediate action. It's a good sign of ongoing compliance.
Key Numbers
- 7.75% — interest rate (for the notes due 2028)
- 2028 — maturity year (for the 7.75% notes)
- $0.001 — par value per share (for Common Stock)
Key Players & Entities
- Gladstone Capital Corporation (company) — the registrant filing the 8-K
- The Nasdaq Stock Market LLC (company) — the exchange where GLAD and GLADZ are registered
- GLAD (company) — trading symbol for Common Stock
- GLADZ (company) — trading symbol for 7.75% notes due 2028
- February 5, 2024 (date) — date of earliest event reported and filing date
FAQ
What is the purpose of this 8-K filing by Gladstone Capital Corporation?
The 8-K filing by Gladstone Capital Corporation on February 5, 2024, is a 'Current Report' pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934, specifically reporting on 'Results of Operations and Financial Condition' and 'Financial Statements and Exhibits'.
What are the trading symbols for Gladstone Capital Corporation's securities mentioned in the filing?
The filing states that the Common Stock has the trading symbol 'GLAD' and the 7.75% notes due 2028 have the trading symbol 'GLADZ'.
On which exchange are Gladstone Capital Corporation's securities registered?
Both the Common Stock, $0.001 par value per share, and the 7.75% notes due 2028 are registered on 'The Nasdaq Stock Market LLC'.
What is the par value per share for Gladstone Capital Corporation's Common Stock?
The par value per share for Gladstone Capital Corporation's Common Stock is '$0.001'.
What is the maturity year for the notes mentioned in the filing?
The filing specifies '7.75% notes due 2028', indicating a maturity year of '2028'.
Filing Stats: 504 words · 2 min read · ~2 pages · Grade level 11.2 · Accepted 2024-02-05 16:28:08
Key Financial Figures
- $0.001 — nge on which registered Common Stock, $0.001 par value per share GLAD The Nasdaq
Filing Documents
- d752495d8k.htm (8-K) — 27KB
- d752495dex991.htm (EX-99.1) — 44KB
- g752495g0205212919093.jpg (GRAPHIC) — 4KB
- 0001193125-24-024095.txt ( ) — 240KB
- glad-20240205.xsd (EX-101.SCH) — 4KB
- glad-20240205_def.xml (EX-101.DEF) — 13KB
- glad-20240205_lab.xml (EX-101.LAB) — 22KB
- glad-20240205_pre.xml (EX-101.PRE) — 14KB
- d752495d8k_htm.xml (XML) — 6KB
Financial Statements and Exhibits
Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 99.1 Press Release of Gladstone Capital Corporation, dated February 5, 2024. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Gladstone Capital Corporation Date: February 5, 2024 By: /s/ Nicole Schaltenbrand Nicole Schaltenbrand Chief Financial Officer & Treasurer