U S Global Investors INC (GROW) — SEC Filings

Q: What are the key financial highlights for U S Global Investors INC?

Key financial highlights for U S Global Investors INC are extracted from the most recent 10-K or 10-Q filings, including revenue, net income, EPS, debt-to-equity, cash position, and operating margin.

Q: Who are the key executives at U S Global Investors INC?

Key executives at U S Global Investors INC are identified from SEC filings including 10-K annual reports, proxy statements, and insider trade forms.

Q: What are the main risk factors for U S Global Investors INC stock?

Risk factors for U S Global Investors INC (GROW) are assessed from SEC filings using AI analysis. Each filing is categorized as high, medium, or low risk based on disclosed risk factors and financial indicators.

Q: What are recent predictions and forward guidance from U S Global Investors INC?

Forward-looking statements and predictions from U S Global Investors INC are extracted from SEC filings including earnings reports, annual reports, and current event filings.

Latest SEC filings for U S Global Investors INC. Recent 10-Q filing on Nov 12, 2025. AI-decoded analysis of earnings, risk factors, and insider trades.

View U S Global Investors INC on SEC EDGAR

Overview

U S Global Investors INC (GROW) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 10-Q filed on Nov 12, 2025: U.S. Global Investors Inc. (GROW) reported a significant increase in net income to $1.507 million for the three months ended September 30, 2025, a substantial rise from $0.315 million in the same period of 2024. This 378% surge was primarily driven by a robust increase in net investment income, whic

Sentiment Summary

Across 22 filings, the sentiment breakdown is: 2 bullish, 3 bearish, 15 neutral, 2 mixed. The dominant filing sentiment for U S Global Investors INC is neutral.

Filing Type Overview

U S Global Investors INC (GROW) has filed 6 10-Q, 8 13F-HR, 1 10-K/A, 2 10-K, 4 8-K, 1 SC 13G with the SEC between Jan 2024 to Nov 2025.

Filings by Year

2025 · 2024

Recent Filings (22)

GROW's Q1 Net Income Soars 378% on Strong Investment Gains — 10-Q · Nov 12, 2025 Risk: medium
U.S. Global Investors Inc. (GROW) reported a significant increase in net income to $1.507 million for the three months ended September 30, 2025, a substantial r
13F-HR Filing — 13F-HR · Oct 21, 2025
U.S. Global Investors Amends 10-K for Certification Date Correction — 10-K/A · Sep 18, 2025 Risk: low
U.S. Global Investors, Inc. (GROW) filed a Form 10-K/A on September 18, 2025, solely to correct the dates on the Section 906 Sarbanes-Oxley Act certifications o
U.S. Global Investors' AUM Dips 15% Amid ETF Headwinds — 10-K · Sep 8, 2025 Risk: high
U.S. Global Investors, Inc. (GROW) reported a significant decrease in total Assets Under Management (AUM) to $1.32 billion as of June 30, 2025, down from $1.56
13F-HR Filing — 13F-HR · Jul 24, 2025
U.S. Global Investors Files 8-K — 8-K · Jun 26, 2025 Risk: low
U.S. Global Investors, Inc. filed an 8-K on June 26, 2025, reporting an event that occurred on June 25, 2025. The filing pertains to "Other Events" and "Financi
U.S. Global Investors Q3 Earnings Show Mixed Results — 10-Q · May 9, 2025 Risk: medium
U.S. Global Investors Inc. filed its Q3 2025 10-Q report on May 9, 2025, for the period ending March 31, 2025. The company reported net investment income of $4.
13F-HR Filing — 13F-HR · Apr 24, 2025
U.S. Global Investors Reports Q2 2025 Results — 10-Q · Feb 12, 2025 Risk: medium
U.S. Global Investors Inc. filed its 10-Q for the period ending December 31, 2024. The company reported total assets of $5.187 billion and total liabilities of
13F-HR Filing — 13F-HR · Feb 5, 2025
U.S. Global Investors Files 8-K on Officer/Director Changes — 8-K · Jan 29, 2025 Risk: low
U.S. Global Investors, Inc. filed an 8-K on January 29, 2025, reporting events as of January 23, 2025. The filing pertains to the departure of directors or cert
U.S. Global Investors Q1 Earnings Dip Slightly — 10-Q · Nov 7, 2024 Risk: low
U.S. Global Investors Inc. reported its first quarter results for fiscal year 2025, ending September 30, 2024. The company's net investment income was $5.7 mill
13F-HR Filing — 13F-HR · Oct 21, 2024
U.S. Global Investors Files 8-K on Financials — 8-K · Sep 11, 2024 Risk: low
U.S. Global Investors, Inc. filed an 8-K on September 11, 2024, reporting on its results of operations and financial condition as of September 10, 2024. The fil
U.S. Global Investors Files 2024 10-K — 10-K · Sep 10, 2024 Risk: low
U.S. Global Investors Inc. filed its 10-K for the fiscal year ending June 30, 2024, reporting total assets of $28,000,000 and total liabilities of $13,866,999.
13F-HR Filing — 13F-HR · Jul 23, 2024
U.S. Global Investors Reports Q3 2024 Results — 10-Q · May 9, 2024 Risk: medium
U S GLOBAL INVESTORS INC (GROW) filed a Quarterly Report (10-Q) with the SEC on May 9, 2024. Revenue for the nine months ended March 31, 2024, was $6,651,000, a
13F-HR Filing — 13F-HR · Apr 24, 2024
Vanguard Discloses Significant Stake in U.S. Global Investors — SC 13G · Feb 13, 2024 Risk: low
The Vanguard Group, a major investment management company, filed an SC 13G on February 13, 2024, disclosing its beneficial ownership of U.S. Global Investors, I
U.S. Global Investors Files 8-K on Operations & Financials — 8-K · Feb 9, 2024 Risk: low
U.S. Global Investors, Inc. (GROW) filed an 8-K on February 8, 2024, to report on its results of operations and financial condition. This filing, which includes
U.S. Global Investors Reports Q2 FY24 Results — 10-Q · Feb 8, 2024 Risk: medium
U S GLOBAL INVESTORS INC (GROW) filed a Quarterly Report (10-Q) with the SEC on February 8, 2024. Revenue for the six months ended December 31, 2023, was $7.73
U.S. Global Investors Boosts Gold Holdings in Q4 2023 — 13F-HR · Jan 23, 2024
U.S. Global Investors Inc. filed its 13F-HR on January 23, 2024, revealing its holdings as of December 31, 2023. The firm significantly increased its stake in g

Risk Profile

Risk Assessment: Of GROW's 14 recent filings, 1 were flagged as high-risk, 5 as medium-risk, and 8 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.

Financial Highlights

Key financial metrics from U S Global Investors INC's most recent 10-Q filing (Nov 12, 2025):

Revenue: $2.251M
Net Income: $1.507M
EPS: $0.12
Debt-to-Equity: 0.06
Cash Position: $24.586M
Operating Margin: -22.88%
Total Assets: $48.930M
Total Debt: $1.033M

Key Executives

Frank E. Holmes
Lisa C. Callicotte

Industry Context

The asset management industry is highly competitive, with firms vying for assets under management (AUM) through various investment strategies and product offerings. Growth is driven by market performance, investor inflows, and the ability to attract and retain assets. Regulatory scrutiny and the increasing adoption of passive investing and ETFs present ongoing challenges and opportunities.

Top Tags

earnings (3) · financials (3) · Asset Management (2) · Investment Management (2) · 8-K (2) · investment-management (2) · Revenue Decline (2) · Investment Income (1) · Share Repurchases (1) · Financial Performance (1)

Key Numbers

Net Income: $1.507M — Increased 378% from $0.315M in Q1 2024 to $1.507M in Q1 2025
Net Investment Income: $2.277M — Increased from $0.917M in Q1 2024, driving net income growth
Total Operating Revenues: $2.251M — Increased 4.36% from $2.157M in Q1 2024
Total Assets: $48.930M — Increased from $48.064M at June 30, 2025
Total VIE assets, maximum exposure to loss: $11.094M — Increased from $11.003M at June 30, 2025
Class A shares repurchased: 159,074 — Repurchased for $0.404M during the quarter ended September 30, 2025
Basic Net Income per share: $0.12 — Increased from $0.02 in Q1 2024
Other investments: $2.677M — Increased from $1.349M at June 30, 2025
Operating Loss: $0.515M — Before other income, indicating reliance on investment performance
Treasury stock, Class A shares: 3,036,087 — Increased from 2,884,312 shares at June 30, 2025
Aggregate market value of nonvoting Class A common stock: $24.5M — As of December 31, 2024, for 10,059,960 shares held by nonaffiliates.
Class A nonvoting common stock outstanding: 10,893,122 — As of August 21, 2025.
Class C voting common stock outstanding: 2,068,549 — As of August 21, 2025.
Filing date of 10-K/A: September 18, 2025 — Date the amendment was filed to correct certification dates.
Original 10-K filing date: September 8, 2025 — Date of the initial filing that contained incorrect certification dates.

Forward-Looking Statements

{"claim":"Vanguard will maintain its passive investment in U.S. Global Investors, Inc. Class A for the foreseeable future.","entity":"The Vanguard Group","targetDate":"December 29, 2024","confidence":"high"}
{"claim":"The presence of a large institutional investor like Vanguard could lead to increased analyst coverage for U.S. Global Investors, Inc.","entity":"U.S. Global Investors, Inc.","targetDate":"June 30, 2024","confidence":"medium"}
{"claim":"U.S. Global Investors Inc. will continue to report volatility in its investment portfolio due to its exposure to Level 3 equity securities.","entity":"U S GLOBAL INVESTORS INC","targetDate":"2024-06-30","confidence":"medium"}

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Frequently Asked Questions

What are the latest SEC filings for U S Global Investors INC (GROW)?

U S Global Investors INC has 22 recent SEC filings from Jan 2024 to Nov 2025, including 8 13F-HR, 6 10-Q, 4 8-K. Each filing includes an AI-generated plain-English summary.

What is the overall sentiment of GROW filings?

Across 22 filings, the sentiment breakdown is: 2 bullish, 3 bearish, 15 neutral, 2 mixed. The dominant sentiment is neutral.

Where can I find U S Global Investors INC SEC filings explained simply?

ReadTheFiling provides AI-powered plain-English summaries of all U S Global Investors INC (GROW) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.

What are the key financial highlights for U S Global Investors INC?

Key financial highlights from U S Global Investors INC's most recent 10-Q include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.

What is the investment thesis for GROW?

The investment thesis for GROW includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.

Who are the key executives at U S Global Investors INC?

Key executives identified across U S Global Investors INC's filings include Frank E. Holmes, Lisa C. Callicotte.

What are the main risk factors for U S Global Investors INC stock?

Of GROW's 14 assessed filings, 1 were flagged high-risk, 5 medium-risk, and 8 low-risk.

What are recent predictions and forward guidance from U S Global Investors INC?

Recent forward-looking statements from U S Global Investors INC include guidance on {"claim":"Vanguard will maintain its passive investment in U.S. Global Investors, Inc. Class A for the foreseeable futur and 2 other predictions.